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NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 401k Plan overview

Plan NameNEUROLOGY ASSOCIATES, LTD. 401(K) PLAN
Plan identification number 001

NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEUROLOGY ASSOCIATES, LTD. has sponsored the creation of one or more 401k plans.

Company Name:NEUROLOGY ASSOCIATES, LTD.
Employer identification number (EIN):363739422
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01KEVIN FAGAN
0012016-01-01KEVIN FAGAN
0012015-01-01KEVIN FAGAN
0012014-01-01KEVIN FAGAN
0012013-01-01KEVIN FAGAN
0012012-01-01KEVIN FAGAN KEVIN FAGAN2013-10-15
0012009-01-01KEVIN FAGAN

Plan Statistics for NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN

401k plan membership statisitcs for NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN

Measure Date Value
2017: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0110
Total number of active participants reported on line 7a of the Form 55002017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-0112
Total participants2017-01-0112
Number of participants with account balances2017-01-0111
2016: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112
Total number of active participants reported on line 7a of the Form 55002016-01-018
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0110
Number of participants with account balances2016-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0112
Number of participants with account balances2015-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0112
Total number of active participants reported on line 7a of the Form 55002014-01-0111
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-0112
Total participants2014-01-0112
Number of participants with account balances2014-01-0112
2013: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110
Total number of active participants reported on line 7a of the Form 55002013-01-0111
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0112
Number of participants with account balances2013-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0111
Total number of active participants reported on line 7a of the Form 55002012-01-019
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-0110
Total participants2012-01-0110
Number of participants with account balances2012-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2009: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-0110
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0110
Number of participants with account balances2009-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN

Measure Date Value
2017 : NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$452,655
Expenses. Total of all expenses incurred2017-12-31$1,130,550
Benefits paid (including direct rollovers)2017-12-31$1,121,146
Total plan assets at end of year2017-12-31$2,112,523
Total plan assets at beginning of year2017-12-31$2,790,418
Value of fidelity bond covering the plan2017-12-31$323,000
Total contributions received or receivable from participants2017-12-31$38,604
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$391,318
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$-677,895
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,112,523
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,790,418
Assets. Value of participant loans2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$22,733
Value of certain deemed distributions of participant loans2017-12-31$8,836
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$568
2016 : NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$279,051
Expenses. Total of all expenses incurred2016-12-31$900,050
Benefits paid (including direct rollovers)2016-12-31$896,647
Total plan assets at end of year2016-12-31$2,790,418
Total plan assets at beginning of year2016-12-31$3,411,417
Value of fidelity bond covering the plan2016-12-31$323,000
Total contributions received or receivable from participants2016-12-31$49,260
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$154,040
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-620,999
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,790,418
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,411,417
Assets. Value of participant loans2016-12-31$19,320
Total contributions received or receivable from employer(s)2016-12-31$75,751
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,403
2015 : NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$250,718
Expenses. Total of all expenses incurred2015-12-31$77,518
Benefits paid (including direct rollovers)2015-12-31$54,348
Total plan assets at end of year2015-12-31$3,411,417
Total plan assets at beginning of year2015-12-31$3,238,217
Value of fidelity bond covering the plan2015-12-31$323,000
Total contributions received or receivable from participants2015-12-31$93,191
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$44,545
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$173,200
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,411,417
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,238,217
Assets. Value of participant loans2015-12-31$21,919
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$112,982
Value of certain deemed distributions of participant loans2015-12-31$19,914
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,256
2014 : NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$382,638
Expenses. Total of all expenses incurred2014-12-31$3,103
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$3,238,217
Total plan assets at beginning of year2014-12-31$2,858,682
Value of fidelity bond covering the plan2014-12-31$80,000
Total contributions received or receivable from participants2014-12-31$106,811
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$163,245
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$379,535
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,238,217
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,858,682
Assets. Value of participant loans2014-12-31$27,790
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$112,582
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,103
2013 : NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$613,818
Expenses. Total of all expenses incurred2013-12-31$16,267
Benefits paid (including direct rollovers)2013-12-31$13,500
Total plan assets at end of year2013-12-31$2,858,682
Total plan assets at beginning of year2013-12-31$2,261,131
Value of fidelity bond covering the plan2013-12-31$80,000
Total contributions received or receivable from participants2013-12-31$34,034
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$487,084
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$597,551
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,858,682
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,261,131
Assets. Value of participant loans2013-12-31$13,320
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$92,700
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$2,767
2012 : NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$414,149
Expenses. Total of all expenses incurred2012-12-31$2,834
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$2,261,131
Total plan assets at beginning of year2012-12-31$1,849,816
Value of fidelity bond covering the plan2012-12-31$25,000
Total contributions received or receivable from participants2012-12-31$79,757
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$244,392
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$411,315
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,261,131
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,849,816
Assets. Value of participant loans2012-12-31$19,901
Total contributions received or receivable from employer(s)2012-12-31$90,000
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,834

Form 5500 Responses for NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN

2017: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2009: NEUROLOGY ASSOCIATES, LTD. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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