401k Plan data: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN plan

FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 401k Plan overview

Plan Name	FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN
Plan identification number	001

FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FIRST TRUST PORTFOLIOS L.P. has sponsored the creation of one or more 401k plans.

Company Name: FIRST TRUST PORTFOLIOS L.P.

Employer identification number (EIN): 363768815

NAIC Classification: 523900

Additional information about FIRST TRUST PORTFOLIOS L.P.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2014-07-17

Company Identification Number: 0802028470

Legal Registered Office Address: 120 E LIBERTY DR STE 400
1999 BRYAN STREET SUITE 900
WHEATON
United States of America (USA)
60187

More information about FIRST TRUST PORTFOLIOS L.P.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 PATRICIA COSTELLO
001 2016-01-01 PATRICIA COSTELLO
001 2015-01-01 PATRICIA COSTELLO
001 2014-01-01 PATRICIA COSTELLO
001 2013-01-01 PATRICIA COSTELLO
001 2012-01-01 PATRICIA COSTELLO
001 2011-01-01 PATRICIA COSTELLO
001 2009-01-01 PATRICIA COSTELLO MARK BRADLEY 2010-10-13

Plan Statistics for FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN

401k plan membership statisitcs for FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN

Measure Date Value
2023: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 1,072
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 1,058
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 90
Total of all active and inactive participants 2023-01-01 1,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 1,148
Number of participants with account balances 2023-01-01 1,125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 16
2022: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,019
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 982
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 83
Total of all active and inactive participants 2022-01-01 1,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,065
Number of participants with account balances 2022-01-01 1,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 26
2021: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 958
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 945
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 69
Total of all active and inactive participants 2021-01-01 1,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,014
Number of participants with account balances 2021-01-01 990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 14
2020: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 898
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 901
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 55
Total of all active and inactive participants 2020-01-01 956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 2
Total participants 2020-01-01 958
Number of participants with account balances 2020-01-01 904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 9
2019: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 848
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 835
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 63
Total of all active and inactive participants 2019-01-01 898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 898
Number of participants with account balances 2019-01-01 868
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 12
2018: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 796
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 786
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 62
Total of all active and inactive participants 2018-01-01 848
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 848
Number of participants with account balances 2018-01-01 737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 8
2017: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 755
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 737
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 59
Total of all active and inactive participants 2017-01-01 796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 796
Number of participants with account balances 2017-01-01 695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 736
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 706
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 49
Total of all active and inactive participants 2016-01-01 755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 755
Number of participants with account balances 2016-01-01 662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 16
2015: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 690
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 689
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 47
Total of all active and inactive participants 2015-01-01 736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 736
Number of participants with account balances 2015-01-01 629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6
2014: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 613
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 643
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 47
Total of all active and inactive participants 2014-01-01 690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 690
Number of participants with account balances 2014-01-01 576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 537
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 572
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 41
Total of all active and inactive participants 2013-01-01 613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 613
Number of participants with account balances 2013-01-01 531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 19
2012: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 522
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 501
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 36
Total of all active and inactive participants 2012-01-01 537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 537
Number of participants with account balances 2012-01-01 495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 9
2011: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 491
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 491
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 31
Total of all active and inactive participants 2011-01-01 522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 522
Number of participants with account balances 2011-01-01 454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2009: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 438
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 421
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 43
Total of all active and inactive participants 2009-01-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 464
Number of participants with account balances 2009-01-01 420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 20

Measure	Date	Value
2023: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	1,072
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	1,058
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	90
Total of all active and inactive participants	2023-01-01	1,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	1,148
Number of participants with account balances	2023-01-01	1,125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	16
2022: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,019
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	982
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	83
Total of all active and inactive participants	2022-01-01	1,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,065
Number of participants with account balances	2022-01-01	1,043
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	26
2021: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	958
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	945
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	69
Total of all active and inactive participants	2021-01-01	1,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,014
Number of participants with account balances	2021-01-01	990
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	14
2020: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	898
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	901
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	55
Total of all active and inactive participants	2020-01-01	956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	958
Number of participants with account balances	2020-01-01	904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	9
2019: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	848
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	835
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	63
Total of all active and inactive participants	2019-01-01	898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	898
Number of participants with account balances	2019-01-01	868
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	12
2018: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	796
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	786
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	62
Total of all active and inactive participants	2018-01-01	848
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	848
Number of participants with account balances	2018-01-01	737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	8
2017: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	755
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	737
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	59
Total of all active and inactive participants	2017-01-01	796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	796
Number of participants with account balances	2017-01-01	695
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	736
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	706
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	49
Total of all active and inactive participants	2016-01-01	755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	755
Number of participants with account balances	2016-01-01	662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	16
2015: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	690
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	689
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	47
Total of all active and inactive participants	2015-01-01	736
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	736
Number of participants with account balances	2015-01-01	629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6
2014: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	613
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	643
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	47
Total of all active and inactive participants	2014-01-01	690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	690
Number of participants with account balances	2014-01-01	576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	537
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	572
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	41
Total of all active and inactive participants	2013-01-01	613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	613
Number of participants with account balances	2013-01-01	531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	19
2012: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	522
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	501
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	36
Total of all active and inactive participants	2012-01-01	537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	537
Number of participants with account balances	2012-01-01	495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	9
2011: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	491
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	491
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	31
Total of all active and inactive participants	2011-01-01	522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	522
Number of participants with account balances	2011-01-01	454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2009: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	438
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	421
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	43
Total of all active and inactive participants	2009-01-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	464
Number of participants with account balances	2009-01-01	420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	20

Financial Data on FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN

Measure	Date	Value
2023 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2023-12-31	$2,014
Total unrealized appreciation/depreciation of assets	2023-12-31	$2,014
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$69,742,315
Total loss/gain on sale of assets	2023-12-31	$3,885
Total of all expenses incurred	2023-12-31	$9,341,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$9,294,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$22,663,526
Value of total assets at end of year	2023-12-31	$295,272,366
Value of total assets at beginning of year	2023-12-31	$234,871,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$46,576
Total interest from all sources	2023-12-31	$112,365
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$8,294,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$8,294,407
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$18,435,978
Participant contributions at end of year	2023-12-31	$1,638,585
Participant contributions at beginning of year	2023-12-31	$1,280,855
Participant contributions at end of year	2023-12-31	$0
Participant contributions at beginning of year	2023-12-31	$158,147
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$35,951,305
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$26,547,482
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$1,000,485
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$0
Other income not declared elsewhere	2023-12-31	$4,683,785
Administrative expenses (other) incurred	2023-12-31	$288
Total non interest bearing cash at end of year	2023-12-31	$31,571
Total non interest bearing cash at beginning of year	2023-12-31	$17,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$60,401,232
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$295,272,366
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$234,871,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Assets. partnership/joint venture interests at end of year	2023-12-31	$6,852
Assets. partnership/joint venture interests at beginning of year	2023-12-31	$30,376
Investment advisory and management fees	2023-12-31	$12,858
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$257,644,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$206,550,755
Interest on participant loans	2023-12-31	$112,062
Interest earned on other investments	2023-12-31	$303
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$33,982,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$3,227,063
Employer contributions (assets) at end of year	2023-12-31	$0
Employer contributions (assets) at beginning of year	2023-12-31	$286,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$9,294,507
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Aggregate proceeds on sale of assets	2023-12-31	$37,940
Aggregate carrying amount (costs) on sale of assets	2023-12-31	$34,055
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2023-12-31	133891517
2022 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$5,026
Total unrealized appreciation/depreciation of assets	2022-12-31	$5,026
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$144,466
Total income from all sources (including contributions)	2022-12-31	$-32,781,416
Total loss/gain on sale of assets	2022-12-31	$10,424
Total of all expenses incurred	2022-12-31	$2,900,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,861,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$19,771,895
Value of total assets at end of year	2022-12-31	$234,871,134
Value of total assets at beginning of year	2022-12-31	$270,697,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$38,764
Total interest from all sources	2022-12-31	$78,087
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$6,863,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$6,863,634
Administrative expenses professional fees incurred	2022-12-31	$31,649
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$16,577,981
Participant contributions at end of year	2022-12-31	$1,280,855
Participant contributions at beginning of year	2022-12-31	$1,226,601
Participant contributions at end of year	2022-12-31	$158,147
Participant contributions at beginning of year	2022-12-31	$178,983
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$26,547,482
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$26,418,126
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$176,357
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$144,466
Other income not declared elsewhere	2022-12-31	$-5,033,961
Total non interest bearing cash at end of year	2022-12-31	$17,138
Total non interest bearing cash at beginning of year	2022-12-31	$4,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-35,682,102
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$234,871,134
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$270,553,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$30,376
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$90,216
Investment advisory and management fees	2022-12-31	$7,115
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$206,550,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$236,317,933
Interest on participant loans	2022-12-31	$71,587
Interest earned on other investments	2022-12-31	$6,500
Value of interest in common/collective trusts at end of year	2022-12-31	$0
Value of interest in common/collective trusts at beginning of year	2022-12-31	$6,173,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-54,066,431
Net investment gain or loss from common/collective trusts	2022-12-31	$-410,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$3,017,557
Employer contributions (assets) at end of year	2022-12-31	$286,381
Employer contributions (assets) at beginning of year	2022-12-31	$287,652
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,861,922
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$97,994
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$87,570
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2022-12-31	133891517
2021 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$-5,008
Total unrealized appreciation/depreciation of assets	2021-12-31	$-5,008
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$144,466
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$57,814,681
Total loss/gain on sale of assets	2021-12-31	$7,155
Total of all expenses incurred	2021-12-31	$5,353,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$5,340,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$19,559,675
Value of total assets at end of year	2021-12-31	$270,697,702
Value of total assets at beginning of year	2021-12-31	$218,091,950
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$12,478
Total interest from all sources	2021-12-31	$70,327
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$12,164,600
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$12,164,600
Administrative expenses professional fees incurred	2021-12-31	$12,478
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$14,458,213
Participant contributions at end of year	2021-12-31	$1,226,601
Participant contributions at beginning of year	2021-12-31	$1,030,345
Participant contributions at end of year	2021-12-31	$178,983
Participant contributions at beginning of year	2021-12-31	$179,169
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$26,418,126
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$20,471,783
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,436,853
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$20,121
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$144,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$2,017,339
Total non interest bearing cash at end of year	2021-12-31	$4,236
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$52,461,286
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$270,553,236
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$218,091,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$90,216
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$44,629
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$236,317,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$191,677,376
Interest on participant loans	2021-12-31	$65,188
Interest earned on other investments	2021-12-31	$5,139
Value of interest in common/collective trusts at end of year	2021-12-31	$6,173,955
Value of interest in common/collective trusts at beginning of year	2021-12-31	$4,409,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$23,682,213
Net investment gain or loss from common/collective trusts	2021-12-31	$318,380
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,664,609
Employer contributions (assets) at end of year	2021-12-31	$287,652
Employer contributions (assets) at beginning of year	2021-12-31	$259,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$5,340,917
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$44,085
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$36,930
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2021-12-31	133891517
2020 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$-4,826
Total unrealized appreciation/depreciation of assets	2020-12-31	$-4,826
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$48,832,837
Total loss/gain on sale of assets	2020-12-31	$-34,427
Total of all expenses incurred	2020-12-31	$5,400,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$5,382,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$15,298,616
Value of total assets at end of year	2020-12-31	$218,091,950
Value of total assets at beginning of year	2020-12-31	$174,659,372
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$18,113
Total interest from all sources	2020-12-31	$71,386
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$2,135,247
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$2,135,247
Administrative expenses professional fees incurred	2020-12-31	$18,113
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$12,816,083
Participant contributions at end of year	2020-12-31	$1,030,345
Participant contributions at beginning of year	2020-12-31	$1,042,996
Participant contributions at end of year	2020-12-31	$179,169
Participant contributions at beginning of year	2020-12-31	$172,850
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$20,471,783
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$13,175,995
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$178,524
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$20,121
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$35,864
Other income not declared elsewhere	2020-12-31	$4,179,646
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$43,432,578
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$218,091,950
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$174,659,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Assets. partnership/joint venture interests at end of year	2020-12-31	$44,629
Assets. partnership/joint venture interests at beginning of year	2020-12-31	$53,312
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$191,677,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$156,449,294
Interest on participant loans	2020-12-31	$66,903
Interest earned on other investments	2020-12-31	$4,483
Value of interest in common/collective trusts at end of year	2020-12-31	$4,409,011
Value of interest in common/collective trusts at beginning of year	2020-12-31	$3,467,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$26,555,270
Net investment gain or loss from common/collective trusts	2020-12-31	$631,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$2,304,009
Employer contributions (assets) at end of year	2020-12-31	$259,516
Employer contributions (assets) at beginning of year	2020-12-31	$261,789
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$5,382,146
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$16,941
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$51,368
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2020-12-31	133891517
2019 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$305,602
Total income from all sources (including contributions)	2019-12-31	$47,992,987
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,675,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,655,641
Value of total corrective distributions	2019-12-31	$1,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$13,438,168
Value of total assets at end of year	2019-12-31	$174,659,372
Value of total assets at beginning of year	2019-12-31	$130,647,086
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$17,603
Total interest from all sources	2019-12-31	$66,955
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$2,379,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$2,379,158
Administrative expenses professional fees incurred	2019-12-31	$17,603
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$11,116,853
Participant contributions at end of year	2019-12-31	$1,042,996
Participant contributions at beginning of year	2019-12-31	$1,016,788
Participant contributions at end of year	2019-12-31	$172,850
Participant contributions at beginning of year	2019-12-31	$129,305
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$13,175,995
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$10,038,945
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$274,183
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$35,864
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$34,506
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$305,602
Other income not declared elsewhere	2019-12-31	$1,986,329
Total non interest bearing cash at end of year	2019-12-31	$229
Total non interest bearing cash at beginning of year	2019-12-31	$2,393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$44,317,888
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$174,659,372
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$130,341,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at end of year	2019-12-31	$53,312
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$89,287
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$156,449,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$116,665,653
Interest on participant loans	2019-12-31	$63,571
Interest earned on other investments	2019-12-31	$3,384
Value of interest in common/collective trusts at end of year	2019-12-31	$3,467,043
Value of interest in common/collective trusts at beginning of year	2019-12-31	$2,460,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$29,578,928
Net investment gain or loss from common/collective trusts	2019-12-31	$543,449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,047,132
Employer contributions (assets) at end of year	2019-12-31	$261,789
Employer contributions (assets) at beginning of year	2019-12-31	$210,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,655,641
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2019-12-31	133891517
2018 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-11,417
Total unrealized appreciation/depreciation of assets	2018-12-31	$-11,417
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$305,602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$346,673
Total income from all sources (including contributions)	2018-12-31	$3,216,110
Total loss/gain on sale of assets	2018-12-31	$-123
Total of all expenses incurred	2018-12-31	$2,689,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,671,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$12,522,553
Value of total assets at end of year	2018-12-31	$130,647,086
Value of total assets at beginning of year	2018-12-31	$130,161,889
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$18,229
Total interest from all sources	2018-12-31	$66,899
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,704,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,704,200
Administrative expenses professional fees incurred	2018-12-31	$18,229
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$9,527,845
Participant contributions at end of year	2018-12-31	$1,016,788
Participant contributions at beginning of year	2018-12-31	$1,077,470
Participant contributions at end of year	2018-12-31	$129,305
Participant contributions at beginning of year	2018-12-31	$149,894
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$10,038,945
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$10,771,612
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,245,583
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$34,506
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$19,984
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$305,602
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$346,673
Other income not declared elsewhere	2018-12-31	$-1,172,368
Total non interest bearing cash at end of year	2018-12-31	$2,393
Total non interest bearing cash at beginning of year	2018-12-31	$5,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$526,268
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$130,341,484
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$129,815,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Assets. partnership/joint venture interests at end of year	2018-12-31	$89,287
Assets. partnership/joint venture interests at beginning of year	2018-12-31	$11,371
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$116,665,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$115,689,375
Interest on participant loans	2018-12-31	$64,437
Interest earned on other investments	2018-12-31	$2,462
Value of interest in common/collective trusts at end of year	2018-12-31	$2,460,083
Value of interest in common/collective trusts at beginning of year	2018-12-31	$2,243,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-9,694,764
Net investment gain or loss from common/collective trusts	2018-12-31	$-198,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,749,125
Employer contributions (assets) at end of year	2018-12-31	$210,126
Employer contributions (assets) at beginning of year	2018-12-31	$193,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,671,613
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$4,662
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$4,785
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2018-12-31	133891517
2017 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$-1,078
Total unrealized appreciation/depreciation of assets	2017-12-31	$-1,078
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$346,673
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$306,137
Total income from all sources (including contributions)	2017-12-31	$31,280,237
Total loss/gain on sale of assets	2017-12-31	$15
Total of all expenses incurred	2017-12-31	$3,828,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,799,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$10,497,076
Value of total assets at end of year	2017-12-31	$130,161,889
Value of total assets at beginning of year	2017-12-31	$102,669,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$28,937
Total interest from all sources	2017-12-31	$50,631
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,408,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,408,077
Administrative expenses professional fees incurred	2017-12-31	$28,937
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$8,724,666
Participant contributions at end of year	2017-12-31	$1,077,470
Participant contributions at beginning of year	2017-12-31	$888,802
Participant contributions at end of year	2017-12-31	$149,894
Participant contributions at beginning of year	2017-12-31	$128,339
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$10,771,612
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$7,879,822
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$175,880
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$19,984
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$15,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$346,673
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$306,137
Other income not declared elsewhere	2017-12-31	$1,379,161
Total non interest bearing cash at end of year	2017-12-31	$5,174
Total non interest bearing cash at beginning of year	2017-12-31	$9,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$27,451,767
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$129,815,216
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$102,363,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$11,371
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$7,664
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$115,689,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$86,553,252
Interest on participant loans	2017-12-31	$50,610
Interest earned on other investments	2017-12-31	$21
Value of interest in common/collective trusts at end of year	2017-12-31	$2,243,482
Value of interest in common/collective trusts at beginning of year	2017-12-31	$7,021,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$16,843,087
Net investment gain or loss from common/collective trusts	2017-12-31	$1,103,268
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,596,530
Employer contributions (assets) at end of year	2017-12-31	$193,527
Employer contributions (assets) at beginning of year	2017-12-31	$165,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,799,533
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$15
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2017-12-31	133891517
2016 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$2,248
Total unrealized appreciation/depreciation of assets	2016-12-31	$2,248
Total transfer of assets to this plan	2016-12-31	$132,900
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$306,137
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$18,480,523
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,459,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,434,450
Value of total corrective distributions	2016-12-31	$703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$10,223,526
Value of total assets at end of year	2016-12-31	$102,669,586
Value of total assets at beginning of year	2016-12-31	$85,209,030
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$23,851
Total interest from all sources	2016-12-31	$44,231
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$898,963
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$898,963
Administrative expenses professional fees incurred	2016-12-31	$23,851
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$8,253,343
Participant contributions at end of year	2016-12-31	$888,802
Participant contributions at beginning of year	2016-12-31	$814,049
Participant contributions at end of year	2016-12-31	$128,339
Participant contributions at beginning of year	2016-12-31	$142,441
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$7,879,822
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$498,599
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$15,288
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$306,137
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$2,241,188
Total non interest bearing cash at end of year	2016-12-31	$9,282
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$17,021,519
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$102,363,449
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$85,209,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$7,664
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$86,553,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$44,231
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$84,068,735
Value of interest in common/collective trusts at end of year	2016-12-31	$7,021,163
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$5,668,512
Net investment gain or loss from common/collective trusts	2016-12-31	$872,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,471,584
Employer contributions (assets) at end of year	2016-12-31	$165,974
Employer contributions (assets) at beginning of year	2016-12-31	$183,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,434,450
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2016-12-31	133891517
2015 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$9,600,404
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,510,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,491,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,104,212
Value of total assets at end of year	2015-12-31	$85,209,030
Value of total assets at beginning of year	2015-12-31	$78,118,643
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$18,304
Total interest from all sources	2015-12-31	$44,284
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$7,746,639
Participant contributions at end of year	2015-12-31	$814,049
Participant contributions at beginning of year	2015-12-31	$928,224
Participant contributions at end of year	2015-12-31	$142,441
Participant contributions at beginning of year	2015-12-31	$109,005
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$919,583
Administrative expenses (other) incurred	2015-12-31	$18,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$7,090,387
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$85,209,030
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$78,118,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Interest on participant loans	2015-12-31	$44,284
Value of interest in master investment trust accounts at end of year	2015-12-31	$84,068,735
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$76,926,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,437,990
Employer contributions (assets) at end of year	2015-12-31	$183,805
Employer contributions (assets) at beginning of year	2015-12-31	$154,792
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,491,713
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2015-12-31	133891517
2014 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$12,978,427
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,409,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,382,688
Value of total corrective distributions	2014-12-31	$8,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,325,172
Value of total assets at end of year	2014-12-31	$78,118,643
Value of total assets at beginning of year	2014-12-31	$66,549,290
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$18,255
Total interest from all sources	2014-12-31	$44,027
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$6,717,743
Participant contributions at end of year	2014-12-31	$928,224
Participant contributions at beginning of year	2014-12-31	$856,456
Participant contributions at end of year	2014-12-31	$109,005
Participant contributions at beginning of year	2014-12-31	$106,963
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$368,667
Administrative expenses (other) incurred	2014-12-31	$18,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$11,569,353
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$78,118,643
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$66,549,290
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$44,027
Value of interest in master investment trust accounts at end of year	2014-12-31	$76,926,622
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$65,432,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,238,762
Employer contributions (assets) at end of year	2014-12-31	$154,792
Employer contributions (assets) at beginning of year	2014-12-31	$153,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,382,688
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2014-12-31	133891517
2013 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$20,740,004
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$950,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$934,001
Value of total corrective distributions	2013-12-31	$1,464
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$7,364,382
Value of total assets at end of year	2013-12-31	$66,549,290
Value of total assets at beginning of year	2013-12-31	$46,759,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14,631
Total interest from all sources	2013-12-31	$44,517
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,590,014
Participant contributions at end of year	2013-12-31	$856,456
Participant contributions at beginning of year	2013-12-31	$885,230
Participant contributions at end of year	2013-12-31	$106,963
Participant contributions at beginning of year	2013-12-31	$255,422
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$763,730
Administrative expenses (other) incurred	2013-12-31	$14,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$19,789,908
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$66,549,290
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$46,759,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest on participant loans	2013-12-31	$44,517
Value of interest in master investment trust accounts at end of year	2013-12-31	$65,432,051
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$45,445,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,010,638
Employer contributions (assets) at end of year	2013-12-31	$153,820
Employer contributions (assets) at beginning of year	2013-12-31	$173,225
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$934,001
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2013-12-31	133891517
2012 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$11,751,080
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$763,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$747,893
Value of total corrective distributions	2012-12-31	$5,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,996,846
Value of total assets at end of year	2012-12-31	$46,759,382
Value of total assets at beginning of year	2012-12-31	$35,772,170
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$10,315
Total interest from all sources	2012-12-31	$45,331
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,966,553
Participant contributions at end of year	2012-12-31	$885,230
Participant contributions at beginning of year	2012-12-31	$712,203
Participant contributions at end of year	2012-12-31	$255,422
Participant contributions at beginning of year	2012-12-31	$81,447
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$102,596
Administrative expenses (other) incurred	2012-12-31	$10,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$10,987,212
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$46,759,382
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$35,772,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Interest on participant loans	2012-12-31	$45,331
Value of interest in master investment trust accounts at end of year	2012-12-31	$45,445,505
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$34,870,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$927,697
Employer contributions (assets) at end of year	2012-12-31	$173,225
Employer contributions (assets) at beginning of year	2012-12-31	$107,999
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$747,893
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$9,337
Total income from all sources (including contributions)	2011-12-31	$3,616,729
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$776,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$769,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,298,150
Value of total assets at end of year	2011-12-31	$35,772,170
Value of total assets at beginning of year	2011-12-31	$32,940,880
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,353
Total interest from all sources	2011-12-31	$31,644
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,268,792
Participant contributions at end of year	2011-12-31	$712,203
Participant contributions at beginning of year	2011-12-31	$571,235
Participant contributions at end of year	2011-12-31	$81,447
Participant contributions at beginning of year	2011-12-31	$83,829
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$232,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$9,337
Administrative expenses (other) incurred	2011-12-31	$6,353
Total non interest bearing cash at beginning of year	2011-12-31	$8,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,840,627
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$35,772,170
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$32,931,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$25,717,390
Interest on participant loans	2011-12-31	$31,644
Value of interest in master investment trust accounts at end of year	2011-12-31	$34,870,521
Value of interest in common/collective trusts at beginning of year	2011-12-31	$4,180,255
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,245,863
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,245,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$796,979
Employer contributions (assets) at end of year	2011-12-31	$107,999
Employer contributions (assets) at beginning of year	2011-12-31	$133,628
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$769,749
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$9,337
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$254,423
Total income from all sources (including contributions)	2010-12-31	$8,423,045
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,685,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,654,046
Expenses. Certain deemed distributions of participant loans	2010-12-31	$25,362
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,218,174
Value of total assets at end of year	2010-12-31	$32,940,880
Value of total assets at beginning of year	2010-12-31	$26,448,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$6,046
Total interest from all sources	2010-12-31	$30,577
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$551,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$551,331
Administrative expenses professional fees incurred	2010-12-31	$6,046
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,458,628
Participant contributions at end of year	2010-12-31	$571,235
Participant contributions at beginning of year	2010-12-31	$526,245
Participant contributions at end of year	2010-12-31	$83,829
Participant contributions at beginning of year	2010-12-31	$95,682
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$128,554
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$9,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$254,423
Total non interest bearing cash at end of year	2010-12-31	$8,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,737,591
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$32,931,543
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$26,193,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$25,717,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$20,471,409
Interest on participant loans	2010-12-31	$28,134
Value of interest in common/collective trusts at end of year	2010-12-31	$4,180,255
Value of interest in common/collective trusts at beginning of year	2010-12-31	$3,234,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,245,863
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,978,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,978,589
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$2,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,079,434
Net investment gain or loss from common/collective trusts	2010-12-31	$543,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$630,992
Employer contributions (assets) at end of year	2010-12-31	$133,628
Employer contributions (assets) at beginning of year	2010-12-31	$141,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,654,046
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2010-12-31	133891517
2009 : FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN

2023: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRST TRUST PORTFOLIOS L.P. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRST TRUST PORTFOLIOS L.P.
Employer identification number (EIN):	363768815
NAIC Classification:	523900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2014-07-17
Company Identification Number:	0802028470
Legal Registered Office Address:	120 E LIBERTY DR STE 400 1999 BRYAN STREET SUITE 900 WHEATON United States of America (USA) 60187