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MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameMCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN
Plan identification number 002

MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

MCHENRY COUNTY ORTHOPAEDICS, S.C. has sponsored the creation of one or more 401k plans.

Company Name:MCHENRY COUNTY ORTHOPAEDICS, S.C.
Employer identification number (EIN):363892041
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01WARREN S. JABLONSKY, M.D.
0022016-01-01WARREN S. JABLONSKY, M.D.
0022015-01-01WARREN S. JABLONSKY, M.D.
0022014-01-01WARREN S. JABLONSKY, M.D.
0022013-01-01WARREN S. JABLONSKY, M.D.
0022012-01-01WILLIAM D. COX, JR.
0022011-01-01WILLIAM D. COX, JR.
0022009-01-01WILLIAM D. COX, JR.

Plan Statistics for MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0119
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0180
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0119
Number of participants with account balances2016-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0176
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0180
Total of all active and inactive participants2015-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0180
Number of participants with account balances2015-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0179
Total number of active participants reported on line 7a of the Form 55002014-01-0159
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0176
Number of participants with account balances2014-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0183
Total number of active participants reported on line 7a of the Form 55002013-01-0166
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0179
Number of participants with account balances2013-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0185
Total number of active participants reported on line 7a of the Form 55002012-01-0168
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0178
Number of participants with account balances2012-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0174
Total number of active participants reported on line 7a of the Form 55002011-01-0162
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0174
Number of participants with account balances2011-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0159
Total number of active participants reported on line 7a of the Form 55002009-01-0159
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0166
Number of participants with account balances2009-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-01-31$6,660
Expenses. Total of all expenses incurred2017-01-31$288,315
Benefits paid (including direct rollovers)2017-01-31$288,315
Total plan assets at end of year2017-01-31$0
Total plan assets at beginning of year2017-01-31$281,655
Value of fidelity bond covering the plan2017-01-31$500,000
Other income received2017-01-31$6,660
Net income (gross income less expenses)2017-01-31$-281,655
Net plan assets at end of year (total assets less liabilities)2017-01-31$0
Net plan assets at beginning of year (total assets less liabilities)2017-01-31$281,655
2016 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$492,019
Expenses. Total of all expenses incurred2016-12-31$9,139,062
Benefits paid (including direct rollovers)2016-12-31$9,130,190
Total plan assets at end of year2016-12-31$281,655
Total plan assets at beginning of year2016-12-31$8,928,698
Value of fidelity bond covering the plan2016-12-31$500,000
Other income received2016-12-31$492,019
Net income (gross income less expenses)2016-12-31$-8,647,043
Net plan assets at end of year (total assets less liabilities)2016-12-31$281,655
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$8,928,698
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$8,872
2015 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$427,898
Expenses. Total of all expenses incurred2015-12-31$100,206
Benefits paid (including direct rollovers)2015-12-31$88,512
Total plan assets at end of year2015-12-31$8,928,698
Total plan assets at beginning of year2015-12-31$8,601,006
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$280,190
Other income received2015-12-31$-227,386
Net income (gross income less expenses)2015-12-31$327,692
Net plan assets at end of year (total assets less liabilities)2015-12-31$8,928,698
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,601,006
Total contributions received or receivable from employer(s)2015-12-31$375,094
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$11,694
2014 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$1,056,822
Expenses. Total of all expenses incurred2014-12-31$258,658
Benefits paid (including direct rollovers)2014-12-31$248,811
Total plan assets at end of year2014-12-31$8,601,006
Total plan assets at beginning of year2014-12-31$7,802,842
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$307,218
Contributions received from other sources (not participants or employers)2014-12-31$52,380
Other income received2014-12-31$297,582
Net income (gross income less expenses)2014-12-31$798,164
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,601,006
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,802,842
Total contributions received or receivable from employer(s)2014-12-31$399,642
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$9,847
2013 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,906,582
Expenses. Total of all expenses incurred2013-12-31$87,265
Benefits paid (including direct rollovers)2013-12-31$79,441
Total plan assets at end of year2013-12-31$7,802,842
Total plan assets at beginning of year2013-12-31$5,983,525
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$310,143
Contributions received from other sources (not participants or employers)2013-12-31$23,511
Other income received2013-12-31$1,148,438
Net income (gross income less expenses)2013-12-31$1,819,317
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,802,842
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$5,983,525
Total contributions received or receivable from employer(s)2013-12-31$424,490
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$7,824
2012 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,357,464
Expenses. Total of all expenses incurred2012-12-31$339,855
Benefits paid (including direct rollovers)2012-12-31$332,513
Total plan assets at end of year2012-12-31$5,983,525
Total plan assets at beginning of year2012-12-31$4,965,916
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$303,476
Other income received2012-12-31$618,729
Net income (gross income less expenses)2012-12-31$1,017,609
Net plan assets at end of year (total assets less liabilities)2012-12-31$5,983,525
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$4,965,916
Total contributions received or receivable from employer(s)2012-12-31$435,259
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,342
2011 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$496,808
Expenses. Total of all expenses incurred2011-12-31$164,593
Benefits paid (including direct rollovers)2011-12-31$157,346
Total plan assets at end of year2011-12-31$4,965,916
Total plan assets at beginning of year2011-12-31$4,633,701
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$256,362
Other income received2011-12-31$-136,343
Net income (gross income less expenses)2011-12-31$332,215
Net plan assets at end of year (total assets less liabilities)2011-12-31$4,965,916
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$4,633,701
Total contributions received or receivable from employer(s)2011-12-31$376,789
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$7,247
2010 : MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$1,131,339
Expenses. Total of all expenses incurred2010-12-31$215,831
Benefits paid (including direct rollovers)2010-12-31$209,090
Total plan assets at end of year2010-12-31$4,633,701
Total plan assets at beginning of year2010-12-31$3,718,193
Value of fidelity bond covering the plan2010-12-31$465,000
Total contributions received or receivable from participants2010-12-31$240,002
Other income received2010-12-31$558,180
Net income (gross income less expenses)2010-12-31$915,508
Net plan assets at end of year (total assets less liabilities)2010-12-31$4,633,701
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,718,193
Total contributions received or receivable from employer(s)2010-12-31$333,157
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$6,741

Form 5500 Responses for MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN

2017: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MCHENRY COUNTY ORTHOPAEDICS, SC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57760
Policy instance 1
Insurance contract or identification number57760
Number of Individuals Covered79
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $33,374
Total amount of fees paid to insurance companyUSD $2,929
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,687
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees2929
Insurance broker nameRETIREMENT PLAN CONSULTANTS
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57760
Policy instance 1
Insurance contract or identification number57760
Number of Individuals Covered71
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $29,736
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,868
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameTRIAD INSURANCE INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57760
Policy instance 1
Insurance contract or identification number57760
Number of Individuals Covered75
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $25,474
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,737
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameTRIAD INSURANCE INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57760
Policy instance 1
Insurance contract or identification number57760
Number of Individuals Covered75
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $20,850
Are there contracts with allocated funds for group deferred annuity?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,425
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameTRIAD INSURANCE INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57760
Policy instance 1
Insurance contract or identification number57760
Number of Individuals Covered70
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $18,066
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number57760
Policy instance 1
Insurance contract or identification number57760
Number of Individuals Covered68
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,190
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,095
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameTRIAD INSURANCE INC

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