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JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameJAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES D. ROHAN, DDS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:JAMES D. ROHAN, DDS, P.C.
Employer identification number (EIN):364223833
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01JAMES ROHAN
0012016-01-01JAMES ROHAN
0012015-01-01JAMES ROHAN
0012014-01-01JAMES ROHAN
0012013-01-01JAMES ROHAN
0012012-01-01JAMES ROHAN
0012011-01-01JAMES ROHAN
0012010-01-01JAMES D ROHAN
0012009-01-01JAMES ROHAN

Plan Statistics for JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0112
Number of participants with account balances2017-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0110
Total number of active participants reported on line 7a of the Form 55002016-01-019
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011
Total of all active and inactive participants2016-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0110
Number of participants with account balances2016-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110
Total number of active participants reported on line 7a of the Form 55002015-01-0110
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0110
Number of participants with account balances2015-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0110
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0110
Number of participants with account balances2014-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110
Total number of active participants reported on line 7a of the Form 55002013-01-019
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0110
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-019
Number of participants with account balances2012-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-018
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Number of participants with account balances2011-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-018
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-018
Number of participants with account balances2010-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0110
Total number of active participants reported on line 7a of the Form 55002009-01-018
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0110
Number of participants with account balances2009-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$482,522
Expenses. Total of all expenses incurred2017-12-31$131,461
Benefits paid (including direct rollovers)2017-12-31$111,636
Total plan assets at end of year2017-12-31$2,445,607
Total plan assets at beginning of year2017-12-31$2,094,546
Value of fidelity bond covering the plan2017-12-31$230,000
Total contributions received or receivable from participants2017-12-31$68,989
Other income received2017-12-31$360,731
Net income (gross income less expenses)2017-12-31$351,061
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,445,607
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,094,546
Total contributions received or receivable from employer(s)2017-12-31$52,802
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$19,825
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$308,180
Expenses. Total of all expenses incurred2016-12-31$17,086
Total plan assets at end of year2016-12-31$2,094,546
Total plan assets at beginning of year2016-12-31$1,803,452
Value of fidelity bond covering the plan2016-12-31$190,000
Total contributions received or receivable from participants2016-12-31$71,620
Other income received2016-12-31$187,490
Net income (gross income less expenses)2016-12-31$291,094
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,094,546
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,803,452
Total contributions received or receivable from employer(s)2016-12-31$49,070
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$17,086
2015 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$87,576
Expenses. Total of all expenses incurred2015-12-31$19,018
Benefits paid (including direct rollovers)2015-12-31$2,497
Total plan assets at end of year2015-12-31$1,803,452
Total plan assets at beginning of year2015-12-31$1,734,894
Value of fidelity bond covering the plan2015-12-31$180,000
Total contributions received or receivable from participants2015-12-31$72,142
Expenses. Other expenses not covered elsewhere2015-12-31$46
Other income received2015-12-31$-47,073
Net income (gross income less expenses)2015-12-31$68,558
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,803,452
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,734,894
Total contributions received or receivable from employer(s)2015-12-31$62,507
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$16,475
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$191,587
Expenses. Total of all expenses incurred2014-12-31$22,691
Benefits paid (including direct rollovers)2014-12-31$7,609
Total plan assets at end of year2014-12-31$1,734,894
Total plan assets at beginning of year2014-12-31$1,565,998
Value of fidelity bond covering the plan2014-12-31$180,000
Total contributions received or receivable from participants2014-12-31$65,280
Other income received2014-12-31$67,720
Net income (gross income less expenses)2014-12-31$168,896
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,734,894
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,565,998
Total contributions received or receivable from employer(s)2014-12-31$58,587
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$15,082
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$363,831
Expenses. Total of all expenses incurred2013-12-31$44,549
Benefits paid (including direct rollovers)2013-12-31$32,367
Total plan assets at end of year2013-12-31$1,565,998
Total plan assets at beginning of year2013-12-31$1,246,716
Value of fidelity bond covering the plan2013-12-31$130,000
Total contributions received or receivable from participants2013-12-31$64,898
Other income received2013-12-31$245,382
Net income (gross income less expenses)2013-12-31$319,282
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,565,998
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,246,716
Total contributions received or receivable from employer(s)2013-12-31$53,551
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$12,182
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$502,802
Expenses. Total of all expenses incurred2012-12-31$38,551
Benefits paid (including direct rollovers)2012-12-31$30,951
Total plan assets at end of year2012-12-31$1,246,716
Total plan assets at beginning of year2012-12-31$782,465
Value of fidelity bond covering the plan2012-12-31$80,000
Total contributions received or receivable from participants2012-12-31$53,401
Other income received2012-12-31$399,760
Net income (gross income less expenses)2012-12-31$464,251
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,246,716
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$782,465
Assets. Value of participant loans2012-12-31$1,379
Total contributions received or receivable from employer(s)2012-12-31$49,641
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,600
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$92,778
Expenses. Total of all expenses incurred2011-12-31$-192
Total plan assets at end of year2011-12-31$782,465
Total plan assets at beginning of year2011-12-31$689,495
Total contributions received or receivable from participants2011-12-31$53,324
Other income received2011-12-31$-15,628
Net income (gross income less expenses)2011-12-31$92,970
Net plan assets at end of year (total assets less liabilities)2011-12-31$782,465
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$689,495
Assets. Value of participant loans2011-12-31$4,773
Total contributions received or receivable from employer(s)2011-12-31$55,082
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$-192
2010 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$176,648
Expenses. Total of all expenses incurred2010-12-31$13,112
Benefits paid (including direct rollovers)2010-12-31$13,092
Total plan assets at end of year2010-12-31$689,495
Total plan assets at beginning of year2010-12-31$525,959
Value of fidelity bond covering the plan2010-12-31$80,000
Total contributions received or receivable from participants2010-12-31$52,446
Other income received2010-12-31$76,642
Net income (gross income less expenses)2010-12-31$163,536
Net plan assets at end of year (total assets less liabilities)2010-12-31$689,495
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$525,959
Assets. Value of participant loans2010-12-31$6,134
Total contributions received or receivable from employer(s)2010-12-31$47,560
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$20
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN

2017: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: JAMES D. ROHAN, DDS P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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