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STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameSTATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST
Plan identification number 001

STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • The employer maintaining this ESOP is an S Corporation
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STATE STREET BANK & TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:STATE STREET BANK & TRUST COMPANY
Employer identification number (EIN):370533350
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01STEVE E. BACKLUND H. SCOTT SMITH2016-05-10
0012014-01-01
0012013-01-01
0012012-01-01STEVE E BACKLUND H SCOTT SMITH2013-07-12
0012011-01-01STEVE E BACKLUND H SCOTT SMITH2012-07-13
0012009-01-01STEVE E BACKLUND H SCOTT SMITH2010-07-22

Plan Statistics for STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST

Measure Date Value
2015: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0187
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0189
Total number of active participants reported on line 7a of the Form 55002014-01-0155
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-0124
Total of all active and inactive participants2014-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0187
Number of participants with account balances2014-01-0185
2013: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0182
Total number of active participants reported on line 7a of the Form 55002013-01-0153
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-0182
Number of participants with account balances2013-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0186
Total number of active participants reported on line 7a of the Form 55002012-01-0157
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-0182
Number of participants with account balances2012-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0186
Total number of active participants reported on line 7a of the Form 55002011-01-0155
Number of retired or separated participants receiving benefits2011-01-018
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-0183
Number of participants with account balances2011-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0182
Total number of active participants reported on line 7a of the Form 55002009-01-0151
Number of retired or separated participants receiving benefits2009-01-014
Number of other retired or separated participants entitled to future benefits2009-01-0122
Total of all active and inactive participants2009-01-0177
Total participants2009-01-0177
Number of participants with account balances2009-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST

Measure Date Value
2015 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2015 401k financial data
Transfers to/from the plan2015-07-31$-20,758,977
Total income from all sources2015-07-31$908,488
Expenses. Total of all expenses incurred2015-07-31$2,085,022
Benefits paid (including direct rollovers)2015-07-31$2,083,718
Total plan assets at end of year2015-07-31$0
Total plan assets at beginning of year2015-07-31$21,935,511
Value of fidelity bond covering the plan2015-07-31$5,000,000
Other income received2015-07-31$908,488
Net income (gross income less expenses)2015-07-31$-1,176,534
Net plan assets at end of year (total assets less liabilities)2015-07-31$0
Net plan assets at beginning of year (total assets less liabilities)2015-07-31$21,935,511
Assets. Value of employer real property2015-07-31$0
Total contributions received or receivable from employer(s)2015-07-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-07-31$1,304
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-07-31$0
2014 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources2014-12-31$1,686,662
Expenses. Total of all expenses incurred2014-12-31$464,466
Benefits paid (including direct rollovers)2014-12-31$460,670
Total plan assets at end of year2014-12-31$21,935,511
Total plan assets at beginning of year2014-12-31$20,713,315
Value of fidelity bond covering the plan2014-12-31$5,000,000
Total contributions received or receivable from participants2014-12-31$163,430
Other income received2014-12-31$1,405,418
Noncash contributions received2014-12-31$112,100
Net income (gross income less expenses)2014-12-31$1,222,196
Net plan assets at end of year (total assets less liabilities)2014-12-31$21,935,511
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$20,713,315
Assets. Value of employer securities2014-12-31$3,186,890
Total contributions received or receivable from employer(s)2014-12-31$5,714
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,796
2013 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources2013-12-31$3,138,221
Expenses. Total of all expenses incurred2013-12-31$1,147,371
Benefits paid (including direct rollovers)2013-12-31$1,144,946
Total plan assets at end of year2013-12-31$20,713,315
Total plan assets at beginning of year2013-12-31$18,722,465
Value of fidelity bond covering the plan2013-12-31$5,000,000
Total contributions received or receivable from participants2013-12-31$153,175
Expenses. Other expenses not covered elsewhere2013-12-31$2,425
Contributions received from other sources (not participants or employers)2013-12-31$6,994
Other income received2013-12-31$2,864,668
Noncash contributions received2013-12-31$112,995
Net income (gross income less expenses)2013-12-31$1,990,850
Net plan assets at end of year (total assets less liabilities)2013-12-31$20,713,315
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$18,722,465
Assets. Value of employer securities2013-12-31$2,721,273
Total contributions received or receivable from employer(s)2013-12-31$389
2012 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources2012-12-31$2,032,057
Expenses. Total of all expenses incurred2012-12-31$546,707
Benefits paid (including direct rollovers)2012-12-31$545,481
Total plan assets at end of year2012-12-31$18,722,465
Total plan assets at beginning of year2012-12-31$17,237,115
Value of fidelity bond covering the plan2012-12-31$5,000,000
Total contributions received or receivable from participants2012-12-31$158,874
Expenses. Other expenses not covered elsewhere2012-12-31$1,226
Other income received2012-12-31$1,761,251
Noncash contributions received2012-12-31$107,162
Net income (gross income less expenses)2012-12-31$1,485,350
Net plan assets at end of year (total assets less liabilities)2012-12-31$18,722,465
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$17,237,115
Assets. Value of employer securities2012-12-31$2,861,172
Total contributions received or receivable from employer(s)2012-12-31$4,770
2011 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources2011-12-31$140,002
Expenses. Total of all expenses incurred2011-12-31$664,763
Benefits paid (including direct rollovers)2011-12-31$662,531
Total plan assets at end of year2011-12-31$17,237,115
Total plan assets at beginning of year2011-12-31$17,761,876
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$138,741
Other income received2011-12-31$-111,049
Noncash contributions received2011-12-31$105,791
Net income (gross income less expenses)2011-12-31$-524,761
Net plan assets at end of year (total assets less liabilities)2011-12-31$17,237,115
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$17,761,876
Assets. Value of employer securities2011-12-31$2,882,184
Total contributions received or receivable from employer(s)2011-12-31$6,519
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$2,232
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources2010-12-31$1,952,777
Expenses. Total of all expenses incurred2010-12-31$678,730
Benefits paid (including direct rollovers)2010-12-31$677,267
Total plan assets at end of year2010-12-31$17,761,876
Total plan assets at beginning of year2010-12-31$16,487,829
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$144,837
Expenses. Other expenses not covered elsewhere2010-12-31$1,463
Contributions received from other sources (not participants or employers)2010-12-31$15,692
Other income received2010-12-31$1,689,738
Noncash contributions received2010-12-31$102,176
Net income (gross income less expenses)2010-12-31$1,274,047
Net plan assets at end of year (total assets less liabilities)2010-12-31$17,761,876
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$16,487,829
Assets. Value of employer securities2010-12-31$2,879,040
Total contributions received or receivable from employer(s)2010-12-31$334
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST

2015: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STATE STREET BANK & TRUST CO. PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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