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MARTIN & BAYLEY, INC. 401(K) PLAN 401k Plan overview

Plan NameMARTIN & BAYLEY, INC. 401(K) PLAN
Plan identification number 003

MARTIN & BAYLEY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARTIN & BAYLEY, INC. has sponsored the creation of one or more 401k plans.

Company Name:MARTIN & BAYLEY, INC.
Employer identification number (EIN):370948752
NAIC Classification:447100
NAIC Description: Gasoline Stations, Gas

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARTIN & BAYLEY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-04-01
0032021-04-01
0032020-04-01
0032020-04-01
0032019-04-01
0032018-04-01SHERI STEVENS2020-01-13 KEVIN KNAPP2020-01-13
0032017-04-01
0032016-04-01
0032015-04-01
0032014-04-01SHERI STEVENS
0032013-04-01JIM WHETSTONE
0032012-04-01TOM LOGAN
0032011-04-01TOM LOGAN
0032010-04-01TOM LOGAN

Plan Statistics for MARTIN & BAYLEY, INC. 401(K) PLAN

401k plan membership statisitcs for MARTIN & BAYLEY, INC. 401(K) PLAN

Measure Date Value
2022: MARTIN & BAYLEY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-011,492
Total number of active participants reported on line 7a of the Form 55002022-04-011,938
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-01187
Total of all active and inactive participants2022-04-012,125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-010
Total participants2022-04-012,125
Number of participants with account balances2022-04-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-0153
2021: MARTIN & BAYLEY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-011,227
Total number of active participants reported on line 7a of the Form 55002021-04-011,908
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-01185
Total of all active and inactive participants2021-04-012,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-010
Total participants2021-04-012,093
Number of participants with account balances2021-04-01651
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-0146
2020: MARTIN & BAYLEY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-011,219
Total number of active participants reported on line 7a of the Form 55002020-04-011,631
Number of retired or separated participants receiving benefits2020-04-011
Number of other retired or separated participants entitled to future benefits2020-04-01174
Total of all active and inactive participants2020-04-011,806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-011,806
Number of participants with account balances2020-04-01574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-0143
2019: MARTIN & BAYLEY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-011,777
Total number of active participants reported on line 7a of the Form 55002019-04-011,647
Number of retired or separated participants receiving benefits2019-04-011
Number of other retired or separated participants entitled to future benefits2019-04-01165
Total of all active and inactive participants2019-04-011,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-011,813
Number of participants with account balances2019-04-01517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-0142
2018: MARTIN & BAYLEY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-011,867
Total number of active participants reported on line 7a of the Form 55002018-04-011,535
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-01242
Total of all active and inactive participants2018-04-011,777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-011,777
Number of participants with account balances2018-04-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-0119
2017: MARTIN & BAYLEY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-011,692
Total number of active participants reported on line 7a of the Form 55002017-04-011,484
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-01284
Total of all active and inactive participants2017-04-011,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-011,768
Number of participants with account balances2017-04-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-0121
2016: MARTIN & BAYLEY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-011,463
Total number of active participants reported on line 7a of the Form 55002016-04-011,337
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-01259
Total of all active and inactive participants2016-04-011,596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-011,596
Number of participants with account balances2016-04-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-0130
2015: MARTIN & BAYLEY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-011,355
Total number of active participants reported on line 7a of the Form 55002015-04-011,151
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-01225
Total of all active and inactive participants2015-04-011,376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-011,376
Number of participants with account balances2015-04-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-0115
2014: MARTIN & BAYLEY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01769
Total number of active participants reported on line 7a of the Form 55002014-04-011,048
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0135
Total of all active and inactive participants2014-04-011,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-011,083
Number of participants with account balances2014-04-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: MARTIN & BAYLEY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01748
Total number of active participants reported on line 7a of the Form 55002013-04-01769
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0134
Total of all active and inactive participants2013-04-01803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01803
Number of participants with account balances2013-04-01405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: MARTIN & BAYLEY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01715
Total number of active participants reported on line 7a of the Form 55002012-04-01748
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0137
Total of all active and inactive participants2012-04-01785
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01785
Number of participants with account balances2012-04-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: MARTIN & BAYLEY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01715
Total number of active participants reported on line 7a of the Form 55002011-04-01726
Number of retired or separated participants receiving benefits2011-04-013
Number of other retired or separated participants entitled to future benefits2011-04-010
Total of all active and inactive participants2011-04-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01729
Number of participants with account balances2011-04-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2010: MARTIN & BAYLEY, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01793
Total number of active participants reported on line 7a of the Form 55002010-04-01709
Number of retired or separated participants receiving benefits2010-04-010
Number of other retired or separated participants entitled to future benefits2010-04-016
Total of all active and inactive participants2010-04-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-010
Total participants2010-04-01715
Number of participants with account balances2010-04-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-010

Financial Data on MARTIN & BAYLEY, INC. 401(K) PLAN

Measure Date Value
2023 : MARTIN & BAYLEY, INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total transfer of assets to this plan2023-03-31$0
Total transfer of assets from this plan2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$769,812
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$804,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$685,689
Expenses. Certain deemed distributions of participant loans2023-03-31$2,530
Value of total corrective distributions2023-03-31$3,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$1,153,006
Value of total assets at end of year2023-03-31$6,853,137
Value of total assets at beginning of year2023-03-31$6,887,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$112,337
Total interest from all sources2023-03-31$6,365
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$201,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-03-31$201,918
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$500,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$839,819
Participant contributions at end of year2023-03-31$126,610
Participant contributions at beginning of year2023-03-31$134,095
Income. Received or receivable in cash from other sources (including rollovers)2023-03-31$183,062
Other income not declared elsewhere2023-03-31$2,625
Administrative expenses (other) incurred2023-03-31$112,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-34,231
Value of net assets at end of year (total assets less liabilities)2023-03-31$6,853,137
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$6,887,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$6,528,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-03-31$6,531,214
Interest on participant loans2023-03-31$6,365
Value of interest in common/collective trusts at end of year2023-03-31$198,377
Value of interest in common/collective trusts at beginning of year2023-03-31$222,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-598,250
Net investment gain or loss from common/collective trusts2023-03-31$4,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$130,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$685,689
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2023-03-31351346211
2022 : MARTIN & BAYLEY, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total transfer of assets to this plan2022-03-31$0
Total transfer of assets from this plan2022-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total income from all sources (including contributions)2022-03-31$1,136,972
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$748,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$625,672
Expenses. Certain deemed distributions of participant loans2022-03-31$12,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$864,055
Value of total assets at end of year2022-03-31$6,887,368
Value of total assets at beginning of year2022-03-31$6,498,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$110,132
Total interest from all sources2022-03-31$6,130
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$889,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-03-31$889,335
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$500,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$736,389
Participant contributions at end of year2022-03-31$134,095
Participant contributions at beginning of year2022-03-31$117,206
Participant contributions at end of year2022-03-31$0
Participant contributions at beginning of year2022-03-31$7
Income. Received or receivable in cash from other sources (including rollovers)2022-03-31$8,438
Other income not declared elsewhere2022-03-31$1,759
Administrative expenses (other) incurred2022-03-31$110,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$388,881
Value of net assets at end of year (total assets less liabilities)2022-03-31$6,887,368
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$6,498,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-03-31$6,531,214
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-03-31$6,321,938
Interest on participant loans2022-03-31$6,130
Value of interest in common/collective trusts at end of year2022-03-31$222,059
Value of interest in common/collective trusts at beginning of year2022-03-31$59,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-03-31$-625,876
Net investment gain or loss from common/collective trusts2022-03-31$1,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$119,228
Employer contributions (assets) at end of year2022-03-31$0
Employer contributions (assets) at beginning of year2022-03-31$93
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$625,672
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2022-03-31351346211
2021 : MARTIN & BAYLEY, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total transfer of assets to this plan2021-03-31$0
Total transfer of assets from this plan2021-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total income from all sources (including contributions)2021-03-31$2,494,310
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$501,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$395,104
Expenses. Certain deemed distributions of participant loans2021-03-31$14,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$672,922
Value of total assets at end of year2021-03-31$6,498,487
Value of total assets at beginning of year2021-03-31$4,505,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$91,682
Total interest from all sources2021-03-31$3,819
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$218,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-03-31$218,140
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$451,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$573,188
Participant contributions at end of year2021-03-31$117,206
Participant contributions at beginning of year2021-03-31$32,871
Participant contributions at end of year2021-03-31$7
Other income not declared elsewhere2021-03-31$51,050
Administrative expenses (other) incurred2021-03-31$91,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$1,993,274
Value of net assets at end of year (total assets less liabilities)2021-03-31$6,498,487
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$4,505,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-03-31$6,321,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-03-31$4,446,593
Interest on participant loans2021-03-31$3,819
Value of interest in common/collective trusts at end of year2021-03-31$59,243
Value of interest in common/collective trusts at beginning of year2021-03-31$25,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-03-31$1,547,603
Net investment gain or loss from common/collective trusts2021-03-31$776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31No
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$99,734
Employer contributions (assets) at end of year2021-03-31$93
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$395,104
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2021-03-31351346211
2020 : MARTIN & BAYLEY, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total transfer of assets from this plan2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$441,780
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$707,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$657,684
Expenses. Certain deemed distributions of participant loans2020-03-31$1,241
Value of total corrective distributions2020-03-31$20,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$811,808
Value of total assets at end of year2020-03-31$4,505,213
Value of total assets at beginning of year2020-03-31$4,771,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$28,155
Total interest from all sources2020-03-31$1,353
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$153,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$153,350
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$477,000
If this is an individual account plan, was there a blackout period2020-03-31Yes
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$433,329
Participant contributions at end of year2020-03-31$32,871
Participant contributions at beginning of year2020-03-31$26,935
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$289,436
Administrative expenses (other) incurred2020-03-31$28,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-265,840
Value of net assets at end of year (total assets less liabilities)2020-03-31$4,505,213
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$4,771,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$4,446,593
Value of interest in pooled separate accounts at beginning of year2020-03-31$4,720,857
Interest on participant loans2020-03-31$1,353
Value of interest in common/collective trusts at end of year2020-03-31$25,749
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$23,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-525,011
Net investment gain or loss from common/collective trusts2020-03-31$280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$89,043
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$657,684
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-03-31Yes
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2020-03-31351346211
2019 : MARTIN & BAYLEY, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$0
Total income from all sources (including contributions)2019-03-31$610,538
Total loss/gain on sale of assets2019-03-31$0
Total of all expenses incurred2019-03-31$905,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$856,244
Expenses. Certain deemed distributions of participant loans2019-03-31$3,091
Value of total corrective distributions2019-03-31$32,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$429,098
Value of total assets at end of year2019-03-31$4,771,053
Value of total assets at beginning of year2019-03-31$5,066,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$14,045
Total interest from all sources2019-03-31$2,053
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$5,000,000
If this is an individual account plan, was there a blackout period2019-03-31No
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$346,107
Participant contributions at end of year2019-03-31$26,935
Participant contributions at beginning of year2019-03-31$26,773
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$63
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-03-31$219,224
Administrative expenses (other) incurred2019-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$-295,186
Value of net assets at end of year (total assets less liabilities)2019-03-31$4,771,053
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$5,066,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Value of interest in pooled separate accounts at end of year2019-03-31$4,720,857
Value of interest in pooled separate accounts at beginning of year2019-03-31$4,810,186
Interest on participant loans2019-03-31$2,053
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$23,261
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$10,056
Net investment gain/loss from pooled separate accounts2019-03-31$179,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$82,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$856,244
Contract administrator fees2019-03-31$14,045
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2019-03-31351346211
2018 : MARTIN & BAYLEY, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$1,170,552
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$613,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$570,293
Expenses. Certain deemed distributions of participant loans2018-03-31$4,195
Value of total corrective distributions2018-03-31$31,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$662,512
Value of total assets at end of year2018-03-31$5,066,239
Value of total assets at beginning of year2018-03-31$4,509,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$7,773
Total interest from all sources2018-03-31$1,771
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$336,995
Participant contributions at end of year2018-03-31$26,773
Participant contributions at beginning of year2018-03-31$25,544
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$250,868
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-03-31$219,224
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-03-31$0
Administrative expenses (other) incurred2018-03-31$7,773
Total non interest bearing cash at beginning of year2018-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$556,707
Value of net assets at end of year (total assets less liabilities)2018-03-31$5,066,239
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$4,509,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in pooled separate accounts at end of year2018-03-31$4,810,186
Value of interest in pooled separate accounts at beginning of year2018-03-31$4,425,153
Interest on participant loans2018-03-31$1,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$10,056
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$58,835
Net investment gain/loss from pooled separate accounts2018-03-31$506,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$74,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$570,293
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2018-03-31351346211
2017 : MARTIN & BAYLEY, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$1,126,099
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$864,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$826,338
Expenses. Certain deemed distributions of participant loans2017-03-31$0
Value of total corrective distributions2017-03-31$31,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$686,703
Value of total assets at end of year2017-03-31$4,509,532
Value of total assets at beginning of year2017-03-31$4,248,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$7,480
Total interest from all sources2017-03-31$1,536
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$334,606
Participant contributions at end of year2017-03-31$25,544
Participant contributions at beginning of year2017-03-31$3,363
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$272,187
Administrative expenses (other) incurred2017-03-31$7,480
Total non interest bearing cash at end of year2017-03-31$0
Total non interest bearing cash at beginning of year2017-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$261,135
Value of net assets at end of year (total assets less liabilities)2017-03-31$4,509,532
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$4,248,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$0
Value of interest in pooled separate accounts at end of year2017-03-31$4,425,153
Value of interest in pooled separate accounts at beginning of year2017-03-31$4,235,074
Interest on participant loans2017-03-31$1,475
Income. Interest from loans (other than to participants)2017-03-31$0
Interest earned on other investments2017-03-31$61
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$58,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$9,960
Net investment gain/loss from pooled separate accounts2017-03-31$437,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$79,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$826,338
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2017-03-31351346211
2016 : MARTIN & BAYLEY, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$29,255
Total income from all sources (including contributions)2016-03-31$747,658
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$454,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$446,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$937,618
Value of total assets at end of year2016-03-31$4,248,397
Value of total assets at beginning of year2016-03-31$3,984,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$7,792
Total interest from all sources2016-03-31$-11
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$500,000
If this is an individual account plan, was there a blackout period2016-03-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$356,509
Participant contributions at end of year2016-03-31$3,363
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$495,709
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-03-31$29,255
Other income not declared elsewhere2016-03-31$75
Administrative expenses (other) incurred2016-03-31$7,792
Total non interest bearing cash at beginning of year2016-03-31$4,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$293,523
Value of net assets at end of year (total assets less liabilities)2016-03-31$4,248,397
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$3,954,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$0
Value of interest in pooled separate accounts at end of year2016-03-31$4,235,074
Value of interest in pooled separate accounts at beginning of year2016-03-31$3,979,603
Interest on participant loans2016-03-31$50
Interest earned on other investments2016-03-31$-61
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$9,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$0
Net investment gain/loss from pooled separate accounts2016-03-31$-190,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$85,400
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$446,343
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-03-31Yes
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2016-03-31351346211
2015 : MARTIN & BAYLEY, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$29,255
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$35,023
Total income from all sources (including contributions)2015-03-31$783,141
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$390,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$359,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$584,356
Value of total assets at end of year2015-03-31$3,984,129
Value of total assets at beginning of year2015-03-31$3,597,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$31,142
Total interest from all sources2015-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$236,259
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$295,849
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-03-31$29,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-03-31$35,023
Administrative expenses (other) incurred2015-03-31$31,142
Total non interest bearing cash at end of year2015-03-31$4,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$392,608
Value of net assets at end of year (total assets less liabilities)2015-03-31$3,954,874
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$3,562,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in pooled separate accounts at end of year2015-03-31$3,979,603
Value of interest in pooled separate accounts at beginning of year2015-03-31$3,597,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$0
Net investment gain/loss from pooled separate accounts2015-03-31$198,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$52,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$359,391
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31HARDING, SHYMANSKI & CO, PSC
Accountancy firm EIN2015-03-31351346211
2014 : MARTIN & BAYLEY, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$35,023
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$24,580
Total income from all sources (including contributions)2014-03-31$879,371
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$625,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$583,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$495,602
Value of total assets at end of year2014-03-31$3,597,289
Value of total assets at beginning of year2014-03-31$3,332,638
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$42,162
Total interest from all sources2014-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$500,000
If this is an individual account plan, was there a blackout period2014-03-31No
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$208,972
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$241,175
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$35,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$24,580
Administrative expenses (other) incurred2014-03-31$42,162
Total non interest bearing cash at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$254,208
Value of net assets at end of year (total assets less liabilities)2014-03-31$3,562,266
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$3,308,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in pooled separate accounts at end of year2014-03-31$3,597,289
Value of interest in pooled separate accounts at beginning of year2014-03-31$3,332,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$0
Net investment gain/loss from pooled separate accounts2014-03-31$383,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$45,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$583,001
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-03-31No
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31HARDING SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2014-03-31351346211
2013 : MARTIN & BAYLEY, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$24,580
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$14,640
Total income from all sources (including contributions)2013-03-31$1,969,444
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$273,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$249,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$1,788,731
Value of total assets at end of year2013-03-31$3,332,638
Value of total assets at beginning of year2013-03-31$1,627,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$24,829
Total interest from all sources2013-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31No
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$220,330
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$1,511,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-03-31$24,580
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-03-31$14,640
Administrative expenses (other) incurred2013-03-31$24,829
Total non interest bearing cash at end of year2013-03-31$0
Total non interest bearing cash at beginning of year2013-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$1,695,542
Value of net assets at end of year (total assets less liabilities)2013-03-31$3,308,058
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$1,612,516
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in pooled separate accounts at end of year2013-03-31$3,332,638
Value of interest in pooled separate accounts at beginning of year2013-03-31$1,627,156
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$0
Net investment gain/loss from pooled separate accounts2013-03-31$180,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$57,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$249,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-03-31No
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31HARDING SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2013-03-31351346211
2012 : MARTIN & BAYLEY, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-03-31$46,500
Total unrealized appreciation/depreciation of assets2012-03-31$46,500
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$14,640
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$299,500
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$67,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$47,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$253,000
Value of total assets at end of year2012-03-31$1,627,156
Value of total assets at beginning of year2012-03-31$1,380,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$19,886
Total interest from all sources2012-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$500,000
If this is an individual account plan, was there a blackout period2012-03-31No
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$207,293
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-03-31$14,640
Administrative expenses (other) incurred2012-03-31$19,886
Total non interest bearing cash at end of year2012-03-31$0
Total non interest bearing cash at beginning of year2012-03-31$1,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$232,059
Value of net assets at end of year (total assets less liabilities)2012-03-31$1,612,516
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$1,380,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in pooled separate accounts at end of year2012-03-31$1,627,156
Value of interest in pooled separate accounts at beginning of year2012-03-31$1,378,840
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$45,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$47,555
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-03-31No
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31HARDING SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2012-03-31351346211
2011 : MARTIN & BAYLEY, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$327,994
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$83,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$66,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$160,270
Value of total assets at end of year2011-03-31$1,380,457
Value of total assets at beginning of year2011-03-31$1,136,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$17,097
Total interest from all sources2011-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$160,270
Administrative expenses (other) incurred2011-03-31$17,097
Total non interest bearing cash at end of year2011-03-31$1,617
Total non interest bearing cash at beginning of year2011-03-31$21,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$244,052
Value of net assets at end of year (total assets less liabilities)2011-03-31$1,380,457
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$1,136,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in pooled separate accounts at end of year2011-03-31$1,378,840
Value of interest in pooled separate accounts at beginning of year2011-03-31$1,114,745
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$0
Net investment gain/loss from pooled separate accounts2011-03-31$167,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$66,845
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-03-31No
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31HARDING SHYMANSKI & COMPANY, PSC
Accountancy firm EIN2011-03-31351346211

Form 5500 Responses for MARTIN & BAYLEY, INC. 401(K) PLAN

2022: MARTIN & BAYLEY, INC. 401(K) PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement - TrustYes
2021: MARTIN & BAYLEY, INC. 401(K) PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement - TrustYes
2020: MARTIN & BAYLEY, INC. 401(K) PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement - TrustYes
2019: MARTIN & BAYLEY, INC. 401(K) PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: MARTIN & BAYLEY, INC. 401(K) PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement - TrustYes
2017: MARTIN & BAYLEY, INC. 401(K) PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement - TrustYes
2016: MARTIN & BAYLEY, INC. 401(K) PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement - TrustYes
2015: MARTIN & BAYLEY, INC. 401(K) PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement - TrustYes
2014: MARTIN & BAYLEY, INC. 401(K) PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: MARTIN & BAYLEY, INC. 401(K) PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: MARTIN & BAYLEY, INC. 401(K) PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: MARTIN & BAYLEY, INC. 401(K) PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: MARTIN & BAYLEY, INC. 401(K) PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planNo
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INS. CO. (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-836109
Policy instance 1
Insurance contract or identification numberGA-836109
Number of Individuals Covered0
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-836109
Policy instance 1
Insurance contract or identification numberGA-836109
Number of Individuals Covered418
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,504
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2504
Insurance broker organization code?5
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-836109
Policy instance 1
Insurance contract or identification numberGA-836109
Number of Individuals Covered467
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Total amount of commissions paid to insurance brokerUSD $4,225
Total amount of fees paid to insurance companyUSD $2,297
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,225
Amount paid for insurance broker fees0
Insurance broker organization code?4
Insurance broker nameTHE PENSION SPECIALISTS LTD
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberGA-836109
Policy instance 1
Insurance contract or identification numberGA-836109
Number of Individuals Covered447
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $49,447
Total amount of fees paid to insurance companyUSD $7,500
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $49,447
Insurance broker organization code?4
Amount paid for insurance broker fees7500
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameTHE PENSION SPECIALISTS LTD
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60990
Policy instance 1
Insurance contract or identification number60990
Number of Individuals Covered455
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $15,208
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,208
Insurance broker organization code?4
Insurance broker nameEDWARD D. JONES AND COMPANY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60990
Policy instance 1
Insurance contract or identification number60990
Number of Individuals Covered378
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $13,274
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,274
Insurance broker organization code?4
Insurance broker nameEDWARD D. JONES AND COMPANY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60990
Policy instance 1
Insurance contract or identification number60990
Number of Individuals Covered391
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $11,226
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,226
Insurance broker organization code?4
Insurance broker nameEDWARD D. JONES AND COMPANY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60990
Policy instance 1
Insurance contract or identification number60990
Number of Individuals Covered301
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $10,043
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60990
Policy instance 1
Insurance contract or identification number60990
Number of Individuals Covered259
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $7,670
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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