401k Plan data: W. M. PUTNAM COMPANY 401(K) PLAN plan

W. M. PUTNAM COMPANY 401(K) PLAN 401k Plan overview

Plan Name	W. M. PUTNAM COMPANY 401(K) PLAN
Plan identification number	001

W. M. PUTNAM COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

W.M. PUTNAM CO. has sponsored the creation of one or more 401k plans.

Company Name: W.M. PUTNAM CO.

Employer identification number (EIN): 371204191

NAIC Classification: 453210
NAIC Description: Office Supplies and Stationery Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan W. M. PUTNAM COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DAVID MORAVEC 2015-02-02
001 2013-01-01 DAVID MORAVEC 2014-10-13
001 2012-01-01 DAVID MORAVEC 2013-02-28
001 2011-01-01 FRED HARDMAN 2012-07-20
001 2010-01-01 KEVIN YEAZELL 2011-07-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2014-01-01	DAVID MORAVEC	2015-02-02
001	2013-01-01	DAVID MORAVEC	2014-10-13
001	2012-01-01	DAVID MORAVEC	2013-02-28
001	2011-01-01	FRED HARDMAN	2012-07-20
001	2010-01-01	KEVIN YEAZELL	2011-07-14

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Company Name:	W.M. PUTNAM CO.
Employer identification number (EIN):	371204191
NAIC Classification:	453210
NAIC Description:	Office Supplies and Stationery Stores