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THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN
Plan identification number 003

THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE FIRST TRUST HOLDINGS, INC has sponsored the creation of one or more 401k plans.

Company Name:THE FIRST TRUST HOLDINGS, INC
Employer identification number (EIN):371307139
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about THE FIRST TRUST HOLDINGS, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2329682

More information about THE FIRST TRUST HOLDINGS, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01KERRY BELL2024-06-12
0032022-01-01KERRY BELL2023-07-07
0032021-01-01KERRY BELL2022-04-14
0032020-01-01KERRY BELL2021-05-11
0032019-01-01KERRY BELL2020-07-20
0032018-01-01KERRY BELL2019-04-17
0032017-01-01KERRY BELL2018-07-06
0032016-01-01KERRY BELL2017-03-16
0032015-01-01KERRY BELL2016-07-08
0032014-01-01KERRY BELL2015-05-07
0032013-01-01KERRY BELL2014-07-16
0032012-01-01KERRY BELL2013-04-05
0032011-01-01KERRY BELL2012-03-22
0032010-01-01KERRY BELL2011-05-24 KERRY BELL2011-05-24

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