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WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameWALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN
Plan identification number 001

WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WALL STREET ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name:WALL STREET ASSOCIATES, LLC
Employer identification number (EIN):371536872
NAIC Classification:523900

Additional information about WALL STREET ASSOCIATES, LLC

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2010-05-27
Company Identification Number: 603021074
Legal Registered Office Address: 3434 PERKINS LN W

SEATTLE
United States of America (USA)
981991859

More information about WALL STREET ASSOCIATES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01TED C. SMITH
0012014-01-01TED SMITH
0012013-01-01DENISE VANDEMERWE
0012012-01-01TED SMITH
0012011-01-01TED SMITH TED SMITH2012-08-09
0012009-01-01TED SMITH
0012008-01-01TED SMITH

Plan Statistics for WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0121
Total number of active participants reported on line 7a of the Form 55002015-01-0117
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-013
Total of all active and inactive participants2015-01-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0120
Number of participants with account balances2015-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0122
Total number of active participants reported on line 7a of the Form 55002014-01-0118
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0121
Number of participants with account balances2014-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0123
Total number of active participants reported on line 7a of the Form 55002013-01-0120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-012
Total of all active and inactive participants2013-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0122
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0123
Total number of active participants reported on line 7a of the Form 55002012-01-0121
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0123
Number of participants with account balances2012-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0124
Total number of active participants reported on line 7a of the Form 55002011-01-0123
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0123
Number of participants with account balances2011-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0121
Total number of active participants reported on line 7a of the Form 55002009-01-0121
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0121
Number of participants with account balances2009-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0121
Total number of active participants reported on line 7a of the Form 55002008-01-0121
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-010
Total of all active and inactive participants2008-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-0121
Number of participants with account balances2008-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN

Measure Date Value
2015 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$198,973
Expenses. Total of all expenses incurred2015-12-31$34,589
Benefits paid (including direct rollovers)2015-12-31$28,366
Total plan assets at end of year2015-12-31$9,158,265
Total plan assets at beginning of year2015-12-31$8,993,881
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$181,898
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$17,075
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$164,384
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,158,265
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$8,993,881
Assets. Value of participant loans2015-12-31$68,398
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$5,331
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$892
2014 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$841,865
Expenses. Total of all expenses incurred2014-12-31$2,844,880
Benefits paid (including direct rollovers)2014-12-31$2,844,180
Total plan assets at end of year2014-12-31$8,993,881
Total plan assets at beginning of year2014-12-31$10,996,896
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$175,498
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$492,011
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-2,003,015
Net plan assets at end of year (total assets less liabilities)2014-12-31$8,993,881
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$10,996,896
Assets. Value of participant loans2014-12-31$56,436
Total contributions received or receivable from employer(s)2014-12-31$174,356
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$700
2013 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$2,335,706
Expenses. Total of all expenses incurred2013-12-31$842,029
Benefits paid (including direct rollovers)2013-12-31$808,631
Total plan assets at end of year2013-12-31$10,996,896
Total plan assets at beginning of year2013-12-31$9,503,219
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$216,788
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$19,828
Other income received2013-12-31$1,751,646
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$1,493,677
Net plan assets at end of year (total assets less liabilities)2013-12-31$10,996,896
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$9,503,219
Assets. Value of participant loans2013-12-31$80,983
Total contributions received or receivable from employer(s)2013-12-31$347,444
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$32,915
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$483
2012 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,109,639
Expenses. Total of all expenses incurred2012-12-31$814
Total plan assets at end of year2012-12-31$9,503,219
Total plan assets at beginning of year2012-12-31$8,394,394
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$224,582
Other income received2012-12-31$849,511
Net income (gross income less expenses)2012-12-31$1,108,825
Net plan assets at end of year (total assets less liabilities)2012-12-31$9,503,219
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$8,394,394
Assets. Value of participant loans2012-12-31$105,112
Total contributions received or receivable from employer(s)2012-12-31$35,546
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$814
2011 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$39,631
Expenses. Total of all expenses incurred2011-12-31$170,206
Benefits paid (including direct rollovers)2011-12-31$168,702
Total plan assets at end of year2011-12-31$8,394,394
Total plan assets at beginning of year2011-12-31$8,524,969
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$207,607
Other income received2011-12-31$-419,991
Net income (gross income less expenses)2011-12-31$-130,575
Net plan assets at end of year (total assets less liabilities)2011-12-31$8,394,394
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$8,524,969
Assets. Value of participant loans2011-12-31$165,677
Total contributions received or receivable from employer(s)2011-12-31$252,015
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,504
2010 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$1,511,097
Expenses. Total of all expenses incurred2010-12-31$2,023
Total plan assets at end of year2010-12-31$8,524,969
Total plan assets at beginning of year2010-12-31$7,015,895
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$224,161
Other income received2010-12-31$961,932
Net income (gross income less expenses)2010-12-31$1,509,074
Net plan assets at end of year (total assets less liabilities)2010-12-31$8,524,969
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$7,015,895
Assets. Value of participant loans2010-12-31$35,915
Total contributions received or receivable from employer(s)2010-12-31$325,004
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$2,023
2009 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2008 401k financial data
Transfers to/from the plan2008-12-31$6,979,886
Total income from all sources2008-12-31$-1,756,933
Expenses. Total of all expenses incurred2008-12-31$47
Total plan assets at end of year2008-12-31$5,222,906
Total plan assets at beginning of year2008-12-31$0
Value of fidelity bond covering the plan2008-12-31$600,000
Total contributions received or receivable from participants2008-12-31$237,054
Contributions received from other sources (not participants or employers)2008-12-31$110,934
Other income received2008-12-31$-2,446,429
Net income (gross income less expenses)2008-12-31$-1,756,980
Net plan assets at end of year (total assets less liabilities)2008-12-31$5,222,906
Net plan assets at beginning of year (total assets less liabilities)2008-12-31$0
Assets. Value of participant loans2008-12-31$4,964
Total contributions received or receivable from employer(s)2008-12-31$341,508
Expenses. Administrative service providers (salaries,fees and commissions)2008-12-31$47

Form 5500 Responses for WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN

2015: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01First time form 5500 has been submittedYes
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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