401k Plan data: ROY SMITH COMPANY 401(K) PLAN plan

ROY SMITH COMPANY 401(K) PLAN 401k Plan overview

Plan Name	ROY SMITH COMPANY 401(K) PLAN
Plan identification number	001

ROY SMITH COMPANY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROY SMITH COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ROY SMITH COMPANY

Employer identification number (EIN): 381717852

NAIC Classification: 423700

Additional information about ROY SMITH COMPANY

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1994-03-07

Company Identification Number: P94000018559

Legal Registered Office Address: 365 PARK STREET

JACKSONVILLE

32204

More information about ROY SMITH COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROY SMITH COMPANY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 ANTHONY WATSON 2024-06-21 ANTHONY WATSON 2024-06-21
001 2022-01-01 ANTHONY WATSON 2023-03-08 ANTHONY WATSON 2023-03-08
001 2021-01-01 ANTHONY WATSON 2022-04-12 ANTHONY WATSON 2022-04-12
001 2020-01-01 ANTHONY WATSON 2021-03-17 ANTHONY WATSON 2021-03-17
001 2019-01-01 ANTHONY WATSON 2020-06-24 ANTHONY WATSON 2020-06-24
001 2018-01-01 ANTHONY WATSON 2019-06-13 ANTHONY WATSON 2019-06-13
001 2017-01-01 PETER WONG 2018-03-20 PETER WONG 2018-03-20
001 2016-01-01 PETER WONG 2017-08-04 PETER WONG 2017-08-04
001 2015-01-01 PETER WONG 2016-08-23 PETER WONG 2016-08-23
001 2014-01-01 PETER WONG 2015-03-13 PETER WONG 2015-03-13
001 2013-01-01 PETER WONG 2014-09-02 PETER WONG 2014-09-02
001 2012-01-01 VICKI LIN
001 2011-01-01 PETER WONG PETER WONG 2012-06-19
001 2009-01-01 PETER WONG

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	ANTHONY WATSON	2024-06-21	ANTHONY WATSON	2024-06-21
001	2022-01-01	ANTHONY WATSON	2023-03-08	ANTHONY WATSON	2023-03-08
001	2021-01-01	ANTHONY WATSON	2022-04-12	ANTHONY WATSON	2022-04-12
001	2020-01-01	ANTHONY WATSON	2021-03-17	ANTHONY WATSON	2021-03-17
001	2019-01-01	ANTHONY WATSON	2020-06-24	ANTHONY WATSON	2020-06-24
001	2018-01-01	ANTHONY WATSON	2019-06-13	ANTHONY WATSON	2019-06-13
001	2017-01-01	PETER WONG	2018-03-20	PETER WONG	2018-03-20
001	2016-01-01	PETER WONG	2017-08-04	PETER WONG	2017-08-04
001	2015-01-01	PETER WONG	2016-08-23	PETER WONG	2016-08-23
001	2014-01-01	PETER WONG	2015-03-13	PETER WONG	2015-03-13
001	2013-01-01	PETER WONG	2014-09-02	PETER WONG	2014-09-02
001	2012-01-01	VICKI LIN
001	2011-01-01	PETER WONG		PETER WONG	2012-06-19
001	2009-01-01	PETER WONG

Plan Statistics for ROY SMITH COMPANY 401(K) PLAN

401k plan membership statisitcs for ROY SMITH COMPANY 401(K) PLAN

Measure Date Value
2012: ROY SMITH COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 13
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 17
Number of participants with account balances 2012-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ROY SMITH COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 13
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 5
Total of all active and inactive participants 2011-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 18
Number of participants with account balances 2011-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ROY SMITH COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 6
Total of all active and inactive participants 2009-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 20
Number of participants with account balances 2009-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2012: ROY SMITH COMPANY 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	13
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	17
Number of participants with account balances	2012-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ROY SMITH COMPANY 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	13
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	5
Total of all active and inactive participants	2011-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	18
Number of participants with account balances	2011-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ROY SMITH COMPANY 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	6
Total of all active and inactive participants	2009-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	20
Number of participants with account balances	2009-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROY SMITH COMPANY 401(K) PLAN

Measure	Date	Value
2012 : ROY SMITH COMPANY 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$174,949
Expenses. Total of all expenses incurred	2012-12-31	$4,106
Benefits paid (including direct rollovers)	2012-12-31	$3,981
Total plan assets at end of year	2012-12-31	$1,148,053
Total plan assets at beginning of year	2012-12-31	$977,210
Value of fidelity bond covering the plan	2012-12-31	$50,000
Total contributions received or receivable from participants	2012-12-31	$65,446
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$109,503
Net income (gross income less expenses)	2012-12-31	$170,843
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,148,053
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$977,210
Assets. Value of participant loans	2012-12-31	$5,839
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$125
2011 : ROY SMITH COMPANY 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$30,783
Expenses. Total of all expenses incurred	2011-12-31	$150
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$977,210
Total plan assets at beginning of year	2011-12-31	$946,577
Value of fidelity bond covering the plan	2011-12-31	$50,000
Total contributions received or receivable from participants	2011-12-31	$51,985
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-21,202
Net income (gross income less expenses)	2011-12-31	$30,633
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$977,210
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$946,577
Assets. Value of participant loans	2011-12-31	$15,975
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$150
2010 : ROY SMITH COMPANY 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$135,834
Expenses. Total of all expenses incurred	2010-12-31	$139,324
Benefits paid (including direct rollovers)	2010-12-31	$139,049
Total plan assets at end of year	2010-12-31	$946,577
Total plan assets at beginning of year	2010-12-31	$950,067
Value of fidelity bond covering the plan	2010-12-31	$50,000
Total contributions received or receivable from participants	2010-12-31	$51,622
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$84,212
Net income (gross income less expenses)	2010-12-31	$-3,490
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$946,577
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$950,067
Assets. Value of participant loans	2010-12-31	$24,732
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$275

Form 5500 Responses for ROY SMITH COMPANY 401(K) PLAN

2012: ROY SMITH COMPANY 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROY SMITH COMPANY 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROY SMITH COMPANY 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROY SMITH COMPANY
Employer identification number (EIN):	381717852
NAIC Classification:	423700

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1994-03-07
Company Identification Number:	P94000018559
Legal Registered Office Address:	365 PARK STREET JACKSONVILLE 32204