Plan Name | SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SMITH & BROOKER, P.C. |
Employer identification number (EIN): | 381894543 |
NAIC Classification: | 541110 |
NAIC Description: | Offices of Lawyers |
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-08-01 | KAREN KAYNER | 2023-10-02 | ||
002 | 2021-08-01 | KAREN KAYNER | 2023-01-23 | ||
002 | 2020-08-01 | KAREN KAYNER | 2021-11-04 | ||
002 | 2018-08-01 | ||||
002 | 2017-08-01 | ||||
002 | 2016-08-01 | ||||
002 | 2015-08-01 | ||||
002 | 2014-08-01 | CHARLES HEWITT | 2016-05-10 | ||
002 | 2013-08-01 | CHARLES HEWITT | 2015-02-17 | ||
002 | 2012-08-01 | CHARLES HEWITT | 2014-01-24 | CHARLES HEWITT | 2014-01-24 |
002 | 2011-08-01 | CHARLES HEWITT | 2012-12-12 | CHARLES HEWITT | 2012-12-12 |
002 | 2010-08-01 | CHARLES HEWITT | CHARLES HEWITT | 2012-03-12 | |
002 | 2009-08-01 | CHARLES HEWITT | CHARLES HEWITT | 2010-12-07 |
Measure | Date | Value |
---|---|---|
2010: SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES 2010 401k membership | ||
Total participants, beginning-of-year | 2010-08-01 | 13 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-08-01 | 9 |
Number of retired or separated participants receiving benefits | 2010-08-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-08-01 | 4 |
Total of all active and inactive participants | 2010-08-01 | 13 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-08-01 | 0 |
Total participants | 2010-08-01 | 13 |
Number of participants with account balances | 2010-08-01 | 12 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-08-01 | 0 |
2009: SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES 2009 401k membership | ||
Total participants, beginning-of-year | 2009-08-01 | 12 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-08-01 | 10 |
Number of retired or separated participants receiving benefits | 2009-08-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-08-01 | 3 |
Total of all active and inactive participants | 2009-08-01 | 13 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-08-01 | 0 |
Total participants | 2009-08-01 | 13 |
Number of participants with account balances | 2009-08-01 | 13 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-08-01 | 0 |
Measure | Date | Value |
---|---|---|
2011 : SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES 2011 401k financial data | ||
Transfers to/from the plan | 2011-07-31 | $0 |
Total plan liabilities at end of year | 2011-07-31 | $0 |
Total plan liabilities at beginning of year | 2011-07-31 | $0 |
Total income from all sources | 2011-07-31 | $152,424 |
Expenses. Total of all expenses incurred | 2011-07-31 | $69,336 |
Benefits paid (including direct rollovers) | 2011-07-31 | $59,366 |
Total plan assets at end of year | 2011-07-31 | $1,148,678 |
Total plan assets at beginning of year | 2011-07-31 | $1,065,590 |
Value of fidelity bond covering the plan | 2011-07-31 | $100,000 |
Total contributions received or receivable from participants | 2011-07-31 | $18,710 |
Expenses. Other expenses not covered elsewhere | 2011-07-31 | $0 |
Contributions received from other sources (not participants or employers) | 2011-07-31 | $0 |
Other income received | 2011-07-31 | $126,623 |
Noncash contributions received | 2011-07-31 | $0 |
Net income (gross income less expenses) | 2011-07-31 | $83,088 |
Net plan assets at end of year (total assets less liabilities) | 2011-07-31 | $1,148,678 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-07-31 | $1,065,590 |
Assets. Value of participant loans | 2011-07-31 | $84,510 |
Total contributions received or receivable from employer(s) | 2011-07-31 | $7,091 |
Value of certain deemed distributions of participant loans | 2011-07-31 | $0 |
Value of corrective distributions | 2011-07-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-07-31 | $9,970 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-07-31 | $0 |
2010 : SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-07-31 | $0 |
2010: SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES 2010 form 5500 responses | ||
---|---|---|
2010-08-01 | Type of plan entity | Single employer plan |
2010-08-01 | Submission has been amended | No |
2010-08-01 | This submission is the final filing | No |
2010-08-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-08-01 | Plan is a collectively bargained plan | No |
2010-08-01 | Plan funding arrangement – Insurance | Yes |
2010-08-01 | Plan funding arrangement – Trust | Yes |
2010-08-01 | Plan benefit arrangement – Insurance | Yes |
2010-08-01 | Plan benefit arrangement - Trust | Yes |
2009: SMITH & BROOKER, P.C. 401(K) PROFIT SHARING PLAN FOR EMPLOYEES 2009 form 5500 responses | ||
2009-08-01 | Type of plan entity | Single employer plan |
2009-08-01 | Submission has been amended | No |
2009-08-01 | This submission is the final filing | No |
2009-08-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-08-01 | Plan is a collectively bargained plan | No |
2009-08-01 | Plan funding arrangement – Insurance | Yes |
2009-08-01 | Plan funding arrangement – Trust | Yes |
2009-08-01 | Plan benefit arrangement – Insurance | Yes |
2009-08-01 | Plan benefit arrangement - Trust | Yes |
STATE FARM LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69108 ) | |||||||||||||||||||||||||||||||||||||||||||||||||
Policy contract number | LF-0550-8091 | ||||||||||||||||||||||||||||||||||||||||||||||||
Policy instance | 1 | ||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||
HARTFORD LIFE & ANNUITY (National Association of Insurance Commissioners NAIC id number: 71153 ) | |||||||||||||||||||||||||||||||||||||||||||||||||
Policy contract number | VL9381446 | ||||||||||||||||||||||||||||||||||||||||||||||||
Policy instance | 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||||||||||||||||||||||
HARTFORD LIFE & ANNUITY (National Association of Insurance Commissioners NAIC id number: 71153 ) | |||||||||||||||||||||||||||||||||||||||||||||||||
Policy contract number | VL9387868 | ||||||||||||||||||||||||||||||||||||||||||||||||
Policy instance | 3 | ||||||||||||||||||||||||||||||||||||||||||||||||
|