401k Plan data: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. plan

PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 401k Plan overview

Plan Name	PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC.
Plan identification number	001

PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WALTERS GARDENS, INC. has sponsored the creation of one or more 401k plans.

Company Name: WALTERS GARDENS, INC.

Employer identification number (EIN): 381903867

NAIC Classification: 111400
NAIC Description: Greenhouse, Nursery, and Floriculture Production

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 TROY SHUMAKER TROY SHUMAKER 2013-09-03
001 2011-01-01 TROY SHUMAKER TROY SHUMAKER 2012-10-15
001 2010-01-01 TROY SHUMAKER TROY SHUMAKER 2011-10-14
001 2009-01-01 TROY SHUMAKER TROY SHUMAKER 2010-10-15
001 2009-01-01 TROY SHUMAKER TROY SHUMAKER 2010-10-12
001 2009-01-01 TROY SHUMAKER TROY SHUMAKER 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	TROY SHUMAKER	TROY SHUMAKER	2013-09-03
001	2011-01-01	TROY SHUMAKER	TROY SHUMAKER	2012-10-15
001	2010-01-01	TROY SHUMAKER	TROY SHUMAKER	2011-10-14
001	2009-01-01	TROY SHUMAKER	TROY SHUMAKER	2010-10-15
001	2009-01-01	TROY SHUMAKER	TROY SHUMAKER	2010-10-12
001	2009-01-01	TROY SHUMAKER	TROY SHUMAKER	2010-10-14

Plan Statistics for PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC.

401k plan membership statisitcs for PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC.

Measure Date Value
2012: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 207
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 158
Number of retired or separated participants receiving benefits 2011-01-01 6
Number of other retired or separated participants entitled to future benefits 2011-01-01 31
Total of all active and inactive participants 2011-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 198
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2010 401k membership
Total participants, beginning-of-year 2010-01-01 214
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 0
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 0
Number of participants with account balances 2010-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 216
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 195
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 26
Total of all active and inactive participants 2009-01-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 221
Number of participants with account balances 2009-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2012: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	207
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	158
Number of retired or separated participants receiving benefits	2011-01-01	6
Number of other retired or separated participants entitled to future benefits	2011-01-01	31
Total of all active and inactive participants	2011-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	198
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2010 401k membership
Total participants, beginning-of-year	2010-01-01	214
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	0
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	0
Number of participants with account balances	2010-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	216
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	195
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	26
Total of all active and inactive participants	2009-01-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	221
Number of participants with account balances	2009-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC.

Measure	Date	Value
2012 : PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-11-16	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-11-16	$0
Total unrealized appreciation/depreciation of assets	2012-11-16	$0
Total transfer of assets to this plan	2012-11-16	$0
Total transfer of assets from this plan	2012-11-16	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-16	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-11-16	$0
Total income from all sources (including contributions)	2012-11-16	$2,236,874
Total loss/gain on sale of assets	2012-11-16	$0
Total of all expenses incurred	2012-11-16	$4,747,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-11-16	$4,737,558
Value of total corrective distributions	2012-11-16	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-11-16	$1,935,977
Value of total assets at end of year	2012-11-16	$0
Value of total assets at beginning of year	2012-11-16	$2,511,017
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-11-16	$10,333
Total income from rents	2012-11-16	$0
Total interest from all sources	2012-11-16	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-11-16	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-11-16	Yes
Total dividends received from registered investment company shares (eg mutual funds)	2012-11-16	$0
Administrative expenses professional fees incurred	2012-11-16	$0
Was this plan covered by a fidelity bond	2012-11-16	Yes
Value of fidelity bond cover	2012-11-16	$1,000,000
If this is an individual account plan, was there a blackout period	2012-11-16	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-11-16	$0
Were there any nonexempt tranactions with any party-in-interest	2012-11-16	No
Amount of non-exempt transactions with any party-in-interest	2012-11-16	$0
Contributions received from participants	2012-11-16	$0
Participant contributions at end of year	2012-11-16	$0
Participant contributions at beginning of year	2012-11-16	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-11-16	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-11-16	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-11-16	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-11-16	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-11-16	$0
Other income not declared elsewhere	2012-11-16	$0
Administrative expenses (other) incurred	2012-11-16	$0
Liabilities. Value of operating payables at beginning of year	2012-11-16	$0
Total non interest bearing cash at end of year	2012-11-16	$0
Total non interest bearing cash at beginning of year	2012-11-16	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-16	No
Value of net income/loss	2012-11-16	$-2,511,017
Value of net assets at end of year (total assets less liabilities)	2012-11-16	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-11-16	$2,511,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-11-16	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-11-16	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-11-16	$0
Were any leases to which the plan was party in default or uncollectible	2012-11-16	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-11-16	$0
Investment advisory and management fees	2012-11-16	$0
Value of interest in pooled separate accounts at end of year	2012-11-16	$0
Value of interest in pooled separate accounts at beginning of year	2012-11-16	$2,511,017
Income. Interest from loans (other than to participants)	2012-11-16	$0
Interest earned on other investments	2012-11-16	$0
Income. Interest from US Government securities	2012-11-16	$0
Income. Interest from corporate debt instruments	2012-11-16	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-11-16	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-11-16	$401,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-11-16	$0
Net investment gain/loss from pooled separate accounts	2012-11-16	$300,897
Net investment gain or loss from common/collective trusts	2012-11-16	$0
Net gain/loss from 103.12 investment entities	2012-11-16	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-11-16	Yes
Was there a failure to transmit to the plan any participant contributions	2012-11-16	No
Has the plan failed to provide any benefit when due under the plan	2012-11-16	No
Contributions received in cash from employer	2012-11-16	$1,935,977
Employer contributions (assets) at end of year	2012-11-16	$0
Employer contributions (assets) at beginning of year	2012-11-16	$0
Income. Dividends from preferred stock	2012-11-16	$0
Income. Dividends from common stock	2012-11-16	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-11-16	$4,336,371
Contract administrator fees	2012-11-16	$10,333
Liabilities. Value of benefit claims payable at beginning of year	2012-11-16	$0
Did the plan have assets held for investment	2012-11-16	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-16	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-11-16	Yes
Aggregate proceeds on sale of assets	2012-11-16	$0
Aggregate carrying amount (costs) on sale of assets	2012-11-16	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-11-16	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-11-16	Yes
Opinion of an independent qualified public accountant for this plan	2012-11-16	Disclaimer
Accountancy firm name	2012-11-16	KIEKOVER, SCHOLMA & SHUMAKER, PC
Accountancy firm EIN	2012-11-16	382157876
2011 : PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$82,298
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$413,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$378,869
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$2,511,017
Value of total assets at beginning of year	2011-12-31	$2,842,382
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$34,794
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$0
Contributions received from participants	2011-12-31	$0
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$7,210
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-331,365
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,511,017
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,842,382
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,511,017
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,842,382
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$0
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$82,298
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$0
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$378,869
Contract administrator fees	2011-12-31	$27,584
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KIEKOVER, SCHOLMA & SHUMAKER, PC
Accountancy firm EIN	2011-12-31	382157876
2010 : PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$500,691
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$110,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$69,171
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$100,000
Value of total assets at end of year	2010-12-31	$2,842,382
Value of total assets at beginning of year	2010-12-31	$2,452,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$41,369
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$13,785
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$0
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$390,151
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,842,382
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,452,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,842,382
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,352,231
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$400,691
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$100,000
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$100,000
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$69,171
Contract administrator fees	2010-12-31	$27,584
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KIEKOVER, SCHOLMA & SHUMAKER, PC
Accountancy firm EIN	2010-12-31	382157876

Form 5500 Responses for PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC.

2012: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: PENSION PLAN FOR EMPLOYEES OF WALTERS GARDENS INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

610239

Policy instance

Insurance contract or identification number	610239
Number of Individuals Covered	0
Insurance policy start date	2012-01-01
Insurance policy end date	2012-11-16
Total amount of commissions paid to insurance broker	USD $3,306
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,306
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	HUGHES, ROBERT L.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

610239

Policy instance

Insurance contract or identification number	610239
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $6,578
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

610239

Policy instance

Insurance contract or identification number	610239
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $6,473
Total amount of fees paid to insurance company	USD $1,177
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,473
Amount paid for insurance broker fees	1177
Additional information about fees paid to insurance broker	PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?	3
Insurance broker name	ROBERT L HUGHES LUTCF RHU

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Company Name:	WALTERS GARDENS, INC.
Employer identification number (EIN):	381903867
NAIC Classification:	111400
NAIC Description:	Greenhouse, Nursery, and Floriculture Production