401k Plan data: ROCHESTER HILLS ORTHOPAEDICS

ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 401k Plan overview

Plan Name	ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN
Plan identification number	003

ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCHESTER HILLS ORTHOPAEDIC, P.C. has sponsored the creation of one or more 401k plans.

Company Name: ROCHESTER HILLS ORTHOPAEDIC, P.C.

Employer identification number (EIN): 381968278

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 DEBBIE OSELETT
003 2014-01-01 DEBBIE OSELETT
003 2013-01-01 DEBBIE OSELETT
003 2012-01-01 JOHN LAMACCHIA
003 2011-01-01 ALLEN BABCOCK
003 2009-01-01 ALLEN BABCOCK

Plan id#	Filing Submission Date	Name of Administrator
003	2015-01-01	DEBBIE OSELETT
003	2014-01-01	DEBBIE OSELETT
003	2013-01-01	DEBBIE OSELETT
003	2012-01-01	JOHN LAMACCHIA
003	2011-01-01	ALLEN BABCOCK
003	2009-01-01	ALLEN BABCOCK

Plan Statistics for ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN

401k plan membership statisitcs for ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN

Measure Date Value
2015: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
2014: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 32
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 18
Total of all active and inactive participants 2014-01-01 51
Total participants 2014-01-01 51
Number of participants with account balances 2014-01-01 49
2013: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 39
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 51
Total participants 2013-01-01 51
Number of participants with account balances 2013-01-01 49
2012: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 42
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 54
Number of participants with account balances 2012-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 38
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 9
Total of all active and inactive participants 2011-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 48
Number of participants with account balances 2011-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 46
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 10
Total of all active and inactive participants 2009-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 57
Number of participants with account balances 2009-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
2014: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	32
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	18
Total of all active and inactive participants	2014-01-01	51
Total participants	2014-01-01	51
Number of participants with account balances	2014-01-01	49
2013: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	39
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	51
Total participants	2013-01-01	51
Number of participants with account balances	2013-01-01	49
2012: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	42
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	54
Number of participants with account balances	2012-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	38
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	9
Total of all active and inactive participants	2011-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	48
Number of participants with account balances	2011-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	46
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	10
Total of all active and inactive participants	2009-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	57
Number of participants with account balances	2009-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN

Measure	Date	Value
2015 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-10-13	$0
Total plan liabilities at end of year	2015-10-13	$0
Total plan liabilities at beginning of year	2015-10-13	$0
Total income from all sources	2015-10-13	$53,901
Expenses. Total of all expenses incurred	2015-10-13	$3,016,702
Benefits paid (including direct rollovers)	2015-10-13	$3,016,602
Total plan assets at end of year	2015-10-13	$0
Total plan assets at beginning of year	2015-10-13	$2,962,801
Value of fidelity bond covering the plan	2015-10-13	$1,000,000
Total contributions received or receivable from participants	2015-10-13	$1,276
Expenses. Other expenses not covered elsewhere	2015-10-13	$0
Contributions received from other sources (not participants or employers)	2015-10-13	$0
Other income received	2015-10-13	$50,800
Noncash contributions received	2015-10-13	$0
Net income (gross income less expenses)	2015-10-13	$-2,962,801
Net plan assets at end of year (total assets less liabilities)	2015-10-13	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-10-13	$2,962,801
Assets. Value of participant loans	2015-10-13	$0
Total contributions received or receivable from employer(s)	2015-10-13	$1,825
Value of certain deemed distributions of participant loans	2015-10-13	$0
Value of corrective distributions	2015-10-13	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-10-13	$100
2014 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$421,006
Expenses. Total of all expenses incurred	2014-12-31	$72,416
Benefits paid (including direct rollovers)	2014-12-31	$72,091
Total plan assets at end of year	2014-12-31	$2,962,801
Total plan assets at beginning of year	2014-12-31	$2,614,211
Value of fidelity bond covering the plan	2014-12-31	$1,000,000
Total contributions received or receivable from participants	2014-12-31	$167,787
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$157,689
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$348,590
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,962,801
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,614,211
Assets. Value of participant loans	2014-12-31	$34,609
Total contributions received or receivable from employer(s)	2014-12-31	$95,530
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$325
2013 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,012,571
Expenses. Total of all expenses incurred	2013-12-31	$2,225,048
Benefits paid (including direct rollovers)	2013-12-31	$2,224,596
Total plan assets at end of year	2013-12-31	$2,614,211
Total plan assets at beginning of year	2013-12-31	$3,826,688
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Total contributions received or receivable from participants	2013-12-31	$191,366
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$9,640
Other income received	2013-12-31	$697,470
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-1,212,477
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,614,211
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,826,688
Assets. Value of participant loans	2013-12-31	$84,380
Total contributions received or receivable from employer(s)	2013-12-31	$114,095
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$452
2012 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$738,529
Expenses. Total of all expenses incurred	2012-12-31	$102,926
Benefits paid (including direct rollovers)	2012-12-31	$102,001
Total plan assets at end of year	2012-12-31	$3,826,688
Total plan assets at beginning of year	2012-12-31	$3,191,085
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Total contributions received or receivable from participants	2012-12-31	$177,873
Other income received	2012-12-31	$443,790
Net income (gross income less expenses)	2012-12-31	$635,603
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,826,688
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,191,085
Assets. Value of participant loans	2012-12-31	$87,497
Total contributions received or receivable from employer(s)	2012-12-31	$116,866
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$925
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$189,317
Expenses. Total of all expenses incurred	2011-12-31	$358,712
Benefits paid (including direct rollovers)	2011-12-31	$358,534
Total plan assets at end of year	2011-12-31	$3,191,085
Total plan assets at beginning of year	2011-12-31	$3,360,480
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Total contributions received or receivable from participants	2011-12-31	$152,940
Other income received	2011-12-31	$-83,793
Net income (gross income less expenses)	2011-12-31	$-169,395
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,191,085
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,360,480
Assets. Value of participant loans	2011-12-31	$10,752
Total contributions received or receivable from employer(s)	2011-12-31	$120,170
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$178
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$680,832
Expenses. Total of all expenses incurred	2010-12-31	$298,495
Benefits paid (including direct rollovers)	2010-12-31	$298,020
Total plan assets at end of year	2010-12-31	$3,360,480
Total plan assets at beginning of year	2010-12-31	$2,978,143
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Total contributions received or receivable from participants	2010-12-31	$146,561
Contributions received from other sources (not participants or employers)	2010-12-31	$2,691
Other income received	2010-12-31	$423,534
Net income (gross income less expenses)	2010-12-31	$382,337
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,360,480
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,978,143
Assets. Value of participant loans	2010-12-31	$26,486
Total contributions received or receivable from employer(s)	2010-12-31	$108,046
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$475
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN

2015: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ROCHESTER HILLS ORTHOPAEDICS - EMPLOYEE 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROCHESTER HILLS ORTHOPAEDIC, P.C.
Employer identification number (EIN):	381968278
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)