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DEFINED CONTRIBUTION PROFIT SHARING PLAN 401k Plan overview

Plan NameDEFINED CONTRIBUTION PROFIT SHARING PLAN
Plan identification number 001

DEFINED CONTRIBUTION PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 408 accounts and annuities - See Limited Pension Plan Reporting instructions for pension plan utilizing individual Code section 408 retirement accounts or annuities as the funding vehicle for providing benefits.

401k Sponsoring company profile

RONALD W. BOGEN, D.D.S., P.L.L.C. has sponsored the creation of one or more 401k plans.

Company Name:RONALD W. BOGEN, D.D.S., P.L.L.C.
Employer identification number (EIN):382174659
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEFINED CONTRIBUTION PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RONALD W. BOGEN RONALD W. BOGEN2018-10-05
0012016-01-01RONALD W. BOGEN RONALD W. BOGEN2017-07-28
0012015-01-01RONALD W. BOGEN RONALD W. BOGEN2016-10-06
0012014-01-01RONALD W. BOGEN RONALD W. BOGEN2015-07-20
0012013-01-01RONALD W. BOGEN RONALD W. BOGEN2014-07-31
0012012-01-01RONALD W. BOGEN RONALD W. BOGEN2013-10-03
0012011-01-01RONALD W. BOGEN RONALD W. BOGEN2012-10-11

Plan Statistics for DEFINED CONTRIBUTION PROFIT SHARING PLAN

401k plan membership statisitcs for DEFINED CONTRIBUTION PROFIT SHARING PLAN

Measure Date Value
2020: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-014
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014
Total number of active participants reported on line 7a of the Form 55002019-01-014
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-014
Number of participants with account balances2019-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014
Total number of active participants reported on line 7a of the Form 55002018-01-014
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-014
Number of participants with account balances2018-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-014
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-014
Number of participants with account balances2017-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014
Number of participants with account balances2016-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on DEFINED CONTRIBUTION PROFIT SHARING PLAN

Measure Date Value
2020 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$-9,381
Expenses. Total of all expenses incurred2020-12-31$452,844
Benefits paid (including direct rollovers)2020-12-31$452,844
Total plan assets at end of year2020-12-31$0
Total plan assets at beginning of year2020-12-31$462,225
Other income received2020-12-31$-9,381
Net income (gross income less expenses)2020-12-31$-462,225
Net plan assets at end of year (total assets less liabilities)2020-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$462,225
2019 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$47,456
Expenses. Total of all expenses incurred2019-12-31$9,164
Benefits paid (including direct rollovers)2019-12-31$9,164
Total plan assets at end of year2019-12-31$462,225
Total plan assets at beginning of year2019-12-31$423,933
Other income received2019-12-31$35,577
Net income (gross income less expenses)2019-12-31$38,292
Net plan assets at end of year (total assets less liabilities)2019-12-31$462,225
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$423,933
Total contributions received or receivable from employer(s)2019-12-31$11,879
2018 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-19,274
Total plan assets at end of year2018-12-31$423,933
Total plan assets at beginning of year2018-12-31$443,207
Other income received2018-12-31$-29,651
Net income (gross income less expenses)2018-12-31$-19,274
Net plan assets at end of year (total assets less liabilities)2018-12-31$423,933
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$443,207
Total contributions received or receivable from employer(s)2018-12-31$10,377
2017 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$40,382
Total plan assets at end of year2017-12-31$443,207
Total plan assets at beginning of year2017-12-31$402,825
Other income received2017-12-31$30,090
Net income (gross income less expenses)2017-12-31$40,382
Net plan assets at end of year (total assets less liabilities)2017-12-31$443,207
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$402,825
Total contributions received or receivable from employer(s)2017-12-31$10,292
2016 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$29,801
Expenses. Total of all expenses incurred2016-12-31$58,685
Benefits paid (including direct rollovers)2016-12-31$58,685
Total plan assets at end of year2016-12-31$402,825
Total plan assets at beginning of year2016-12-31$431,709
Other income received2016-12-31$20,053
Net income (gross income less expenses)2016-12-31$-28,884
Net plan assets at end of year (total assets less liabilities)2016-12-31$402,825
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$431,709
Total contributions received or receivable from employer(s)2016-12-31$9,748
2015 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$15,819
Expenses. Total of all expenses incurred2015-12-31$667,851
Benefits paid (including direct rollovers)2015-12-31$667,851
Total plan assets at end of year2015-12-31$431,709
Total plan assets at beginning of year2015-12-31$1,083,741
Other income received2015-12-31$7,042
Net income (gross income less expenses)2015-12-31$-652,032
Net plan assets at end of year (total assets less liabilities)2015-12-31$431,709
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,083,741
Total contributions received or receivable from employer(s)2015-12-31$8,777
2014 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$42,742
Total plan assets at end of year2014-12-31$1,083,741
Total plan assets at beginning of year2014-12-31$1,040,999
Other income received2014-12-31$33,329
Net income (gross income less expenses)2014-12-31$42,742
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,083,741
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,040,999
Total contributions received or receivable from employer(s)2014-12-31$9,413
2013 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$85,106
Total plan assets at end of year2013-12-31$1,040,999
Total plan assets at beginning of year2013-12-31$955,893
Other income received2013-12-31$77,009
Net income (gross income less expenses)2013-12-31$85,106
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,040,999
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$955,893
Total contributions received or receivable from employer(s)2013-12-31$8,097
2012 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$56,780
Total plan assets at end of year2012-12-31$955,893
Total plan assets at beginning of year2012-12-31$899,113
Other income received2012-12-31$47,673
Net income (gross income less expenses)2012-12-31$56,780
Net plan assets at end of year (total assets less liabilities)2012-12-31$955,893
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$899,113
Total contributions received or receivable from employer(s)2012-12-31$9,107
2011 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$166,680
Total plan assets at end of year2011-12-31$899,113
Total plan assets at beginning of year2011-12-31$732,433
Other income received2011-12-31$158,354
Net income (gross income less expenses)2011-12-31$166,680
Net plan assets at end of year (total assets less liabilities)2011-12-31$899,113
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$732,433
Total contributions received or receivable from employer(s)2011-12-31$8,326
2010 : DEFINED CONTRIBUTION PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$100,049
Total plan assets at end of year2010-12-31$732,433
Total plan assets at beginning of year2010-12-31$632,384
Other income received2010-12-31$86,235
Net income (gross income less expenses)2010-12-31$100,049
Net plan assets at end of year (total assets less liabilities)2010-12-31$732,433
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$632,384
Total contributions received or receivable from employer(s)2010-12-31$13,814

Form 5500 Responses for DEFINED CONTRIBUTION PROFIT SHARING PLAN

2020: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DEFINED CONTRIBUTION PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number
Policy instance 1
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number
Policy instance 1
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )
Policy contract number
Policy instance 1
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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