401k Plan data: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN plan

HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN
Plan identification number	001

HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOWARD L. GRAEF, DDS PC has sponsored the creation of one or more 401k plans.

Company Name: HOWARD L. GRAEF, DDS PC

Employer identification number (EIN): 382760383

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 MARTINA RICHARDSON 2023-04-04
001 2021-01-01 MARTINA RICHARDSON 2022-07-22
001 2020-01-01 MARTINA RICHARDSON 2021-05-05
001 2019-01-01 MARTINA RICHARDSON 2020-05-29
001 2018-01-01 MARTINA RICHARDSON 2019-04-29
001 2017-01-01 MARTINA RICHARDSON 2018-03-28
001 2016-01-01 MARTINA RICHARDSON 2017-04-01
001 2015-01-01 MARTINA RICHARDSON 2016-05-11
001 2014-01-01 HOWARD GRAEF
001 2013-01-01
001 2012-01-01 HOWARD GRAEF
001 2011-01-01 HOWARD GRAEF
001 2010-01-01 HOWARD GRAEF
001 2009-01-01 HOWARD GRAEF

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	MARTINA RICHARDSON	2023-04-04
001	2021-01-01	MARTINA RICHARDSON	2022-07-22
001	2020-01-01	MARTINA RICHARDSON	2021-05-05
001	2019-01-01	MARTINA RICHARDSON	2020-05-29
001	2018-01-01	MARTINA RICHARDSON	2019-04-29
001	2017-01-01	MARTINA RICHARDSON	2018-03-28
001	2016-01-01	MARTINA RICHARDSON	2017-04-01
001	2015-01-01	MARTINA RICHARDSON	2016-05-11
001	2014-01-01	HOWARD GRAEF
001	2013-01-01
001	2012-01-01	HOWARD GRAEF
001	2011-01-01	HOWARD GRAEF
001	2010-01-01	HOWARD GRAEF
001	2009-01-01	HOWARD GRAEF

Plan Statistics for HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 12
Number of participants with account balances 2014-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 12
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 12
Number of participants with account balances 2013-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 12
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 12
Total participants 2012-01-01 12
Number of participants with account balances 2012-01-01 12
2011: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 11
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 12
Total participants 2011-01-01 12
Number of participants with account balances 2011-01-01 11
2010: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 9
Total participants 2010-01-01 9
Number of participants with account balances 2010-01-01 9
2009: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 7
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	12
Number of participants with account balances	2014-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	12
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	12
Number of participants with account balances	2013-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	12
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	12
Total participants	2012-01-01	12
Number of participants with account balances	2012-01-01	12
2011: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	11
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	12
Total participants	2011-01-01	12
Number of participants with account balances	2011-01-01	11
2010: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	9
Total participants	2010-01-01	9
Number of participants with account balances	2010-01-01	9
2009: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	7
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$55,794
Expenses. Total of all expenses incurred	2014-12-31	$2,689
Total plan assets at end of year	2014-12-31	$594,536
Total plan assets at beginning of year	2014-12-31	$541,431
Value of fidelity bond covering the plan	2014-12-31	$50,000
Other income received	2014-12-31	$28,294
Net income (gross income less expenses)	2014-12-31	$53,105
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$594,536
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$541,431
Total contributions received or receivable from employer(s)	2014-12-31	$27,500
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$2,689
2013 : HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$84,843
Expenses. Total of all expenses incurred	2013-12-31	$1,370
Total plan assets at end of year	2013-12-31	$541,431
Total plan assets at beginning of year	2013-12-31	$457,958
Value of fidelity bond covering the plan	2013-12-31	$50,000
Other income received	2013-12-31	$62,343
Net income (gross income less expenses)	2013-12-31	$83,473
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$541,431
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$457,958
Total contributions received or receivable from employer(s)	2013-12-31	$22,500
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,370
2012 : HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$69,342
Expenses. Total of all expenses incurred	2012-12-31	$3,274
Total plan assets at end of year	2012-12-31	$457,958
Total plan assets at beginning of year	2012-12-31	$391,890
Value of fidelity bond covering the plan	2012-12-31	$50,000
Other income received	2012-12-31	$41,842
Net income (gross income less expenses)	2012-12-31	$66,068
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$457,958
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$391,890
Total contributions received or receivable from employer(s)	2012-12-31	$27,500
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,274
2011 : HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$9,665
Expenses. Total of all expenses incurred	2011-12-31	$3,608
Total plan assets at end of year	2011-12-31	$391,890
Total plan assets at beginning of year	2011-12-31	$385,833
Value of fidelity bond covering the plan	2011-12-31	$50,000
Other income received	2011-12-31	$-16,335
Net income (gross income less expenses)	2011-12-31	$6,057
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$391,890
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$385,833
Total contributions received or receivable from employer(s)	2011-12-31	$26,000
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$3,608
2010 : HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$58,933
Total plan assets at end of year	2010-12-31	$385,833
Total plan assets at beginning of year	2010-12-31	$326,900
Value of fidelity bond covering the plan	2010-12-31	$50,000
Other income received	2010-12-31	$33,933
Net income (gross income less expenses)	2010-12-31	$58,933
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$385,833
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$326,900
Total contributions received or receivable from employer(s)	2010-12-31	$25,000

Form 5500 Responses for HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN

2014: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HOWARD L. GRAEF, DDS, PC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	HOWARD L. GRAEF, DDS PC
Employer identification number (EIN):	382760383
NAIC Classification:	621210
NAIC Description:	Offices of Dentists