401k Plan data: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) plan

DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 401k Plan overview

Plan Name	DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.)
Plan identification number	001

DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VOTORANTIM CIMENTOS NORTH AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name: VOTORANTIM CIMENTOS NORTH AMERICA, INC.

Employer identification number (EIN): 383611299

NAIC Classification: 327300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 DANIEL HARVEY
001 2013-01-01 DANIEL HARVEY
001 2012-01-01 MACK MCCALLUM
001 2011-01-01 MACK MCCALLUM
001 2009-01-01 DAN HARVEY
001 2009-01-01 DAN HARVEY

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	DANIEL HARVEY
001	2013-01-01	DANIEL HARVEY
001	2012-01-01	MACK MCCALLUM
001	2011-01-01	MACK MCCALLUM
001	2009-01-01	DAN HARVEY
001	2009-01-01	DAN HARVEY

Plan Statistics for DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.)

401k plan membership statisitcs for DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.)

Measure Date Value
2014: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2014 401k membership
Total participants, beginning-of-year 2014-01-01 295
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2013 401k membership
Total participants, beginning-of-year 2013-01-01 283
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 264
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 28
Total of all active and inactive participants 2013-01-01 294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 295
Number of participants with account balances 2013-01-01 282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2012 401k membership
Total participants, beginning-of-year 2012-01-01 284
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 252
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 30
Total of all active and inactive participants 2012-01-01 283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 283
Number of participants with account balances 2012-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2011 401k membership
Total participants, beginning-of-year 2011-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 257
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 27
Total of all active and inactive participants 2011-01-01 284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 284
Number of participants with account balances 2011-01-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2009 401k membership
Total participants, beginning-of-year 2009-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 214
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 42
Total of all active and inactive participants 2009-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 256
Number of participants with account balances 2009-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2014: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2014 401k membership
Total participants, beginning-of-year	2014-01-01	295
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2013 401k membership
Total participants, beginning-of-year	2013-01-01	283
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	264
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	28
Total of all active and inactive participants	2013-01-01	294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	295
Number of participants with account balances	2013-01-01	282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2012 401k membership
Total participants, beginning-of-year	2012-01-01	284
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	252
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	30
Total of all active and inactive participants	2012-01-01	283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	283
Number of participants with account balances	2012-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2011 401k membership
Total participants, beginning-of-year	2011-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	257
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	27
Total of all active and inactive participants	2011-01-01	284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	284
Number of participants with account balances	2011-01-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2009 401k membership
Total participants, beginning-of-year	2009-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	214
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	42
Total of all active and inactive participants	2009-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	256
Number of participants with account balances	2009-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.)

Measure	Date	Value
2014 : DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$4,610,720
Total income from all sources (including contributions)	2014-12-31	$907,977
Total of all expenses incurred	2014-12-31	$335,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$318,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$674,995
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$4,038,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$17,020
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$56,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$56,193
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$13,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$571,993
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,038,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$3,765
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,467,108
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$568,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$169,134
Net investment gain or loss from common/collective trusts	2014-12-31	$7,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$674,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$318,964
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PLANTE & MORAN, PLLC.
Accountancy firm EIN	2014-12-31	381357951
2013 : DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$1,218,023
Total of all expenses incurred	2013-12-31	$244,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$235,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$590,742
Value of total assets at end of year	2013-12-31	$4,038,727
Value of total assets at beginning of year	2013-12-31	$3,065,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,492
Total interest from all sources	2013-12-31	$40,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Administrative expenses (other) incurred	2013-12-31	$6,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$973,597
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,038,727
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,065,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$2,169
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,467,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,557,464
Income. Interest from corporate debt instruments	2013-12-31	$40,972
Value of interest in common/collective trusts at end of year	2013-12-31	$568,954
Value of interest in common/collective trusts at beginning of year	2013-12-31	$505,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$578,749
Net investment gain or loss from common/collective trusts	2013-12-31	$7,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$590,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$235,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2013-12-31	381357951
2012 : DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$761,671
Total of all expenses incurred	2012-12-31	$113,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$101,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$451,271
Value of total assets at end of year	2012-12-31	$3,065,130
Value of total assets at beginning of year	2012-12-31	$2,417,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$11,828
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$48,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$48,331
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Administrative expenses (other) incurred	2012-12-31	$8,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$647,885
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,065,130
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,417,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$2,938
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,557,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,890,475
Value of interest in common/collective trusts at end of year	2012-12-31	$505,259
Value of interest in common/collective trusts at beginning of year	2012-12-31	$524,640
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$253,086
Net investment gain or loss from common/collective trusts	2012-12-31	$8,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$451,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$101,958
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2012-12-31	381357951
2011 : DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$604,558
Total of all expenses incurred	2011-12-31	$80,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$74,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$638,405
Value of total assets at end of year	2011-12-31	$2,417,245
Value of total assets at beginning of year	2011-12-31	$1,893,141
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,886
Total interest from all sources	2011-12-31	$715
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$25,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$25,688
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Administrative expenses (other) incurred	2011-12-31	$4,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$524,104
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,417,245
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,893,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$930
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,890,475
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,445,776
Interest earned on other investments	2011-12-31	$715
Value of interest in common/collective trusts at end of year	2011-12-31	$524,640
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,130
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$447,365
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-109,581
Net investment gain/loss from pooled separate accounts	2011-12-31	$40,333
Net investment gain or loss from common/collective trusts	2011-12-31	$8,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$638,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$74,568
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2011-12-31	381357951
Total unrealized appreciation/depreciation of assets	2011-02-01	$0
Total transfer of assets from this plan	2011-02-01	$15,796,155
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-02-01	$0
Total income from all sources (including contributions)	2011-02-01	$428,795
Total loss/gain on sale of assets	2011-02-01	$0
Total of all expenses incurred	2011-02-01	$153,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-02-01	$152,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-02-01	$81,837
Value of total assets at end of year	2011-02-01	$0
Value of total assets at beginning of year	2011-02-01	$15,520,552
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-02-01	$285
Total interest from all sources	2011-02-01	$1,014
Total dividends received (eg from common stock, registered investment company shares)	2011-02-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-02-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-02-01	$0
Was this plan covered by a fidelity bond	2011-02-01	Yes
Value of fidelity bond cover	2011-02-01	$10,000,000
If this is an individual account plan, was there a blackout period	2011-02-01	No
Were there any nonexempt tranactions with any party-in-interest	2011-02-01	No
Contributions received from participants	2011-02-01	$62,186
Participant contributions at end of year	2011-02-01	$0
Participant contributions at beginning of year	2011-02-01	$280,943
Administrative expenses (other) incurred	2011-02-01	$285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-01	No
Value of net income/loss	2011-02-01	$275,603
Value of net assets at end of year (total assets less liabilities)	2011-02-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2011-02-01	$15,520,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-02-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-02-01	No
Were any leases to which the plan was party in default or uncollectible	2011-02-01	No
Value of interest in pooled separate accounts at end of year	2011-02-01	$0
Value of interest in pooled separate accounts at beginning of year	2011-02-01	$12,283,876
Interest on participant loans	2011-02-01	$1,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-02-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-02-01	$2,955,733
Net investment gain/loss from pooled separate accounts	2011-02-01	$345,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-02-01	No
Was there a failure to transmit to the plan any participant contributions	2011-02-01	No
Has the plan failed to provide any benefit when due under the plan	2011-02-01	No
Contributions received in cash from employer	2011-02-01	$19,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-02-01	$152,907
Did the plan have assets held for investment	2011-02-01	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-02-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-02-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-02-01	Yes
Opinion of an independent qualified public accountant for this plan	2011-02-01	Disclaimer
Accountancy firm name	2011-02-01	PLANTE & MORAN, PLLC
Accountancy firm EIN	2011-02-01	381359751
2010 : DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,170,444
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$703,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$692,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,371,741
Value of total assets at end of year	2010-12-31	$15,520,552
Value of total assets at beginning of year	2010-12-31	$12,053,945
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$11,756
Total interest from all sources	2010-12-31	$73,808
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,440,482
Participant contributions at end of year	2010-12-31	$280,943
Participant contributions at beginning of year	2010-12-31	$217,994
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$242,204
Administrative expenses (other) incurred	2010-12-31	$11,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,466,607
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,520,552
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,053,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$12,283,876
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$9,334,000
Interest on participant loans	2010-12-31	$18,571
Interest earned on other investments	2010-12-31	$55,237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,955,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,501,951
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,724,895
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$689,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$692,081
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PLANTE & MORAN, PLLC
Accountancy firm EIN	2010-12-31	381359751
2009 : DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.)

2014: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DEFINED CONTRIBUTION PENSION PLAN OF ST. MARYS CEMENT, INC. (U.S.) 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

39674

Policy instance

Insurance contract or identification number	39674
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-02-01
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

38710-001

Policy instance

Insurance contract or identification number	38710-001
Number of Individuals Covered	253
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	VOTORANTIM CIMENTOS NORTH AMERICA, INC.
Employer identification number (EIN):	383611299
NAIC Classification:	327300