PAYNE & DOLAN, INC. has sponsored the creation of one or more 401k plans.
Additional information about PAYNE & DOLAN, INC.
Submission information for form 5500 for 401k plan PAYNE & DOLAN, INC. PROFIT SHARING PLAN
401k plan membership statisitcs for PAYNE & DOLAN, INC. PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2013 : PAYNE & DOLAN, INC. PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-07-31 | $3,861,462 |
| Total unrealized appreciation/depreciation of assets | 2013-07-31 | $3,861,462 |
| Total transfer of assets from this plan | 2013-07-31 | $43,963,920 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-07-31 | $0 |
| Total income from all sources (including contributions) | 2013-07-31 | $4,071,809 |
| Total loss/gain on sale of assets | 2013-07-31 | $0 |
| Total of all expenses incurred | 2013-07-31 | $1,083,635 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-07-31 | $1,078,267 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-07-31 | $0 |
| Value of total assets at end of year | 2013-07-31 | $0 |
| Value of total assets at beginning of year | 2013-07-31 | $40,975,746 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-07-31 | $5,368 |
| Total interest from all sources | 2013-07-31 | $210,347 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-07-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-07-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-07-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-07-31 | Yes |
| Value of fidelity bond cover | 2013-07-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-07-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2013-07-31 | No |
| Participant contributions at end of year | 2013-07-31 | $0 |
| Participant contributions at beginning of year | 2013-07-31 | $14,116 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-07-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-07-31 | $19,234 |
| Administrative expenses (other) incurred | 2013-07-31 | $5,368 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-07-31 | No |
| Value of net income/loss | 2013-07-31 | $2,988,174 |
| Value of net assets at end of year (total assets less liabilities) | 2013-07-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-07-31 | $40,975,746 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-07-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-07-31 | $31,745,153 |
| Interest on participant loans | 2013-07-31 | $573 |
| Interest earned on other investments | 2013-07-31 | $209,774 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-07-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-07-31 | $849,739 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-07-31 | $849,739 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-07-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-07-31 | $993,565 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-07-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-07-31 | No |
| Employer contributions (assets) at end of year | 2013-07-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-07-31 | $690,039 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-07-31 | $1,078,267 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-07-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-07-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-07-31 | $6,663,900 |
| Did the plan have assets held for investment | 2013-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-07-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-07-31 | Unqualified |
| Accountancy firm name | 2013-07-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-07-31 | 410746749 |
| 2012 : PAYNE & DOLAN, INC. PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $3,895,701 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $3,895,701 |
| Total transfer of assets to this plan | 2012-12-31 | $16,161 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $5,530,790 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,713,249 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,677,771 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $694,910 |
| Value of total assets at end of year | 2012-12-31 | $40,975,746 |
| Value of total assets at beginning of year | 2012-12-31 | $37,142,044 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $35,478 |
| Total interest from all sources | 2012-12-31 | $940,179 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Participant contributions at end of year | 2012-12-31 | $14,116 |
| Participant contributions at beginning of year | 2012-12-31 | $15,247 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $19,234 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $228 |
| Administrative expenses (other) incurred | 2012-12-31 | $35,478 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $3,817,541 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $40,975,746 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $37,142,044 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $31,745,153 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $25,883,322 |
| Interest on participant loans | 2012-12-31 | $1,068 |
| Interest earned on other investments | 2012-12-31 | $939,111 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,379,109 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $849,739 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $532,033 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $532,033 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $993,565 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $1,123,777 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $694,910 |
| Employer contributions (assets) at end of year | 2012-12-31 | $690,039 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $676,928 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,677,771 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $6,663,900 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $6,531,400 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2012-12-31 | 410746749 |
| 2011 : PAYNE & DOLAN, INC. PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-2,114,274 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-2,114,274 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $-590,713 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,186,372 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,148,601 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $676,928 |
| Value of total assets at end of year | 2011-12-31 | $37,142,044 |
| Value of total assets at beginning of year | 2011-12-31 | $38,919,129 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $37,771 |
| Total interest from all sources | 2011-12-31 | $846,633 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $15,247 |
| Participant contributions at beginning of year | 2011-12-31 | $11,630 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $228 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $2,514 |
| Administrative expenses (other) incurred | 2011-12-31 | $37,771 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,777,085 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $37,142,044 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $38,919,129 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $25,883,322 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $27,259,921 |
| Interest on participant loans | 2011-12-31 | $738 |
| Interest earned on other investments | 2011-12-31 | $845,895 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,379,109 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,424,331 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $532,033 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,434,503 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,434,503 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $1,123,777 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $1,203,157 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $676,928 |
| Employer contributions (assets) at end of year | 2011-12-31 | $676,928 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $699,188 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,148,601 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $8,645 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $6,531,400 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $5,875,240 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2011-12-31 | 410746749 |
| 2010 : PAYNE & DOLAN, INC. PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $3,792,106 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $3,792,106 |
| Total transfer of assets to this plan | 2010-12-31 | $183,521 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $32 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,111,544 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $969,501 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $963,157 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $699,188 |
| Value of total assets at end of year | 2010-12-31 | $38,919,129 |
| Value of total assets at beginning of year | 2010-12-31 | $34,593,597 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $6,344 |
| Total interest from all sources | 2010-12-31 | $620,250 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Participant contributions at end of year | 2010-12-31 | $11,630 |
| Participant contributions at beginning of year | 2010-12-31 | $17,800 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $2,514 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,283 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $6,344 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,142,043 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $38,919,129 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $34,593,565 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $27,259,921 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,977,252 |
| Interest on participant loans | 2010-12-31 | $1,757 |
| Interest earned on other investments | 2010-12-31 | $618,493 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,424,331 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,127,032 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,434,503 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $973,578 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $973,578 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $1,203,157 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $1,118,950 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $699,188 |
| Employer contributions (assets) at end of year | 2010-12-31 | $699,188 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $714,357 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $963,157 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $8,645 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $7,928 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $5,875,240 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $3,655,417 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $32 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | CLIFTON GUNDERSON LLP |
| Accountancy firm EIN | 2010-12-31 | 370802863 |
