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SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 401k Plan overview

Plan NameSIVYER STEEL CORPORATION RETIREMENT INCOME PLAN
Plan identification number 002

SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

SIVYER STEEL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SIVYER STEEL CORPORATION
Employer identification number (EIN):390617810
NAIC Classification:331110
NAIC Description:Iron and Steel Mills and Ferroalloy Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-12-01CATHY MEINSMA
0022015-12-01CATHY MEINSMA
0022014-12-01CATHY MEINSMA
0022013-12-01CATHY MEINSMA
0022012-12-01TIMOTHY MOHS TIMOTHY MOHS2014-09-12
0022011-12-01TIMOTHY MOHS TIMOTHY MOHS2013-09-13
0022009-12-01FRANK JOHNSON
0022008-12-01

Plan Statistics for SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN

401k plan membership statisitcs for SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN

Measure Date Value
2017: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2017 401k membership
Market value of plan assets2017-11-304,978,735
Acturial value of plan assets2017-11-304,978,735
Funding target for retired participants and beneficiaries receiving payment2017-11-304,056,596
Number of terminated vested participants2017-11-3016
Fundng target for terminated vested participants2017-11-30150,124
Active participant vested funding target2017-11-3087,153
Number of active participants2017-11-309
Total funding liabilities for active participants2017-11-3096,725
Total participant count2017-11-30229
Total funding target for all participants2017-11-304,303,445
Balance at beginning of prior year after applicable adjustments2017-11-300
Prefunding balance at beginning of prior year after applicable adjustments2017-11-301,081,134
Carryover balanced portion elected for use to offset prior years funding requirement2017-11-300
Prefunding balanced used to offset prior years funding requirement2017-11-3049,213
Amount remaining of carryover balance2017-11-300
Amount remaining of prefunding balance2017-11-301,031,921
Present value of excess contributions2017-11-300
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-11-300
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-11-300
Reductions in caryover balances due to elections or deemed elections2017-11-300
Reductions in prefunding balances due to elections or deemed elections2017-11-300
Balance of carryovers at beginning of current year2017-11-300
Balance of prefunding at beginning of current year2017-11-301,062,466
Total employer contributions2017-11-300
Total employee contributions2017-11-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-11-300
Contributions made to avoid restrictions adjusted to valuation date2017-11-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-11-300
Liquidity shortfalls end of Q12017-11-300
Liquidity shortfalls end of Q22017-11-300
Liquidity shortfalls end of Q32017-11-300
Liquidity shortfalls end of Q42017-11-300
Unpaid minimum required contributions for all prior years2017-11-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-11-300
Remaining amount of unpaid minimum required contributions2017-11-300
Minimum required contributions for current year target normal cost2017-11-3030,000
Net shortfall amortization installment of oustanding balance2017-11-30387,176
Waiver amortization installment2017-11-300
Total funding amount beforereflecting carryover/prefunding balances2017-11-3097,976
Carryover balance elected to use to offset funding requirement2017-11-300
Prefunding balance elected to use to offset funding requirement2017-11-3097,976
Additional cash requirement2017-11-300
Contributions allocatedtoward minimum required contributions for current year2017-11-300
Unpaid minimum required contributions for current year2017-11-300
Unpaid minimum required contributions for all years2017-11-300
2016: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01229
Total number of active participants reported on line 7a of the Form 55002016-12-019
Number of retired or separated participants receiving benefits2016-12-01137
Number of other retired or separated participants entitled to future benefits2016-12-0116
Total of all active and inactive participants2016-12-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-0159
Total participants2016-12-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01244
Total number of active participants reported on line 7a of the Form 55002015-12-019
Number of retired or separated participants receiving benefits2015-12-01144
Number of other retired or separated participants entitled to future benefits2015-12-0116
Total of all active and inactive participants2015-12-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-0160
Total participants2015-12-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01263
Total number of active participants reported on line 7a of the Form 55002014-12-0113
Number of retired or separated participants receiving benefits2014-12-01138
Number of other retired or separated participants entitled to future benefits2014-12-0130
Total of all active and inactive participants2014-12-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-0163
Total participants2014-12-01244
2013: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01305
Total number of active participants reported on line 7a of the Form 55002013-12-0117
Number of retired or separated participants receiving benefits2013-12-01138
Number of other retired or separated participants entitled to future benefits2013-12-0141
Total of all active and inactive participants2013-12-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-0167
Total participants2013-12-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01321
Total number of active participants reported on line 7a of the Form 55002012-12-0119
Number of retired or separated participants receiving benefits2012-12-01144
Number of other retired or separated participants entitled to future benefits2012-12-0172
Total of all active and inactive participants2012-12-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-0170
Total participants2012-12-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01335
Total number of active participants reported on line 7a of the Form 55002011-12-0119
Number of retired or separated participants receiving benefits2011-12-01148
Number of other retired or separated participants entitled to future benefits2011-12-0182
Total of all active and inactive participants2011-12-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-0172
Total participants2011-12-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2009: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01361
Total number of active participants reported on line 7a of the Form 55002009-12-0124
Number of retired or separated participants receiving benefits2009-12-01149
Number of other retired or separated participants entitled to future benefits2009-12-0191
Total of all active and inactive participants2009-12-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-0189
Total participants2009-12-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-010

Financial Data on SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN

Measure Date Value
2017 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total income from all sources (including contributions)2017-11-30$456,613
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$569,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$505,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$0
Value of total assets at end of year2017-11-30$4,865,941
Value of total assets at beginning of year2017-11-30$4,978,735
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$63,860
Total interest from all sources2017-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Administrative expenses (other) incurred2017-11-30$63,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$-112,794
Value of net assets at end of year (total assets less liabilities)2017-11-30$4,865,941
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$4,978,735
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in pooled separate accounts at end of year2017-11-30$4,865,941
Value of interest in pooled separate accounts at beginning of year2017-11-30$4,978,735
Net investment gain/loss from pooled separate accounts2017-11-30$456,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30Yes
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$505,547
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30VRAKAS/BLUM, S.C.
Accountancy firm EIN2017-11-30391453055
2016 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total income from all sources (including contributions)2016-11-30$152,514
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$636,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$575,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$0
Value of total assets at end of year2016-11-30$4,978,735
Value of total assets at beginning of year2016-11-30$5,462,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$61,019
Total interest from all sources2016-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Administrative expenses (other) incurred2016-11-30$61,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$-483,743
Value of net assets at end of year (total assets less liabilities)2016-11-30$4,978,735
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$5,462,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in pooled separate accounts at end of year2016-11-30$4,978,735
Value of interest in pooled separate accounts at beginning of year2016-11-30$5,462,478
Net investment gain/loss from pooled separate accounts2016-11-30$152,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30Yes
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$575,238
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30VRAKAS/BLUM, S.C.
Accountancy firm EIN2016-11-30391453055
2015 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total income from all sources (including contributions)2015-11-30$33,754
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$826,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$753,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$0
Value of total assets at end of year2015-11-30$5,462,478
Value of total assets at beginning of year2015-11-30$6,254,766
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$72,806
Total interest from all sources2015-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Administrative expenses (other) incurred2015-11-30$72,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$-792,288
Value of net assets at end of year (total assets less liabilities)2015-11-30$5,462,478
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$6,254,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in pooled separate accounts at end of year2015-11-30$5,462,478
Value of interest in pooled separate accounts at beginning of year2015-11-30$6,254,766
Net investment gain/loss from pooled separate accounts2015-11-30$33,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30Yes
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$753,236
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30VRAKAS/BLUM, S.C.
Accountancy firm EIN2015-11-30391453055
2014 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$293,437
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$872,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$797,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$0
Value of total assets at end of year2014-11-30$6,254,766
Value of total assets at beginning of year2014-11-30$6,833,828
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$75,112
Total interest from all sources2014-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$0
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Administrative expenses (other) incurred2014-11-30$75,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$-579,062
Value of net assets at end of year (total assets less liabilities)2014-11-30$6,254,766
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$6,833,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in pooled separate accounts at end of year2014-11-30$6,254,766
Value of interest in pooled separate accounts at beginning of year2014-11-30$6,833,828
Net investment gain/loss from pooled separate accounts2014-11-30$293,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30Yes
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$797,387
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30VRAKAS/BLUM, S.C.
Accountancy firm EIN2014-11-30391453055
2013 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total income from all sources (including contributions)2013-11-30$1,027,910
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$694,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$629,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$115,133
Value of total assets at end of year2013-11-30$6,833,828
Value of total assets at beginning of year2013-11-30$6,500,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$64,548
Total interest from all sources2013-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Administrative expenses (other) incurred2013-11-30$64,548
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$333,416
Value of net assets at end of year (total assets less liabilities)2013-11-30$6,833,828
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$6,500,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in pooled separate accounts at end of year2013-11-30$6,833,828
Value of interest in pooled separate accounts at beginning of year2013-11-30$6,500,412
Net investment gain/loss from pooled separate accounts2013-11-30$912,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30Yes
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$115,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$629,946
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30VRAKAS/BLUM, S.C.
Accountancy firm EIN2013-11-30391453055
2012 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$0
Total income from all sources (including contributions)2012-11-30$1,361,840
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$712,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$654,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$671,423
Value of total assets at end of year2012-11-30$6,500,412
Value of total assets at beginning of year2012-11-30$5,851,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$58,314
Total interest from all sources2012-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$0
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Administrative expenses (other) incurred2012-11-30$58,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$649,142
Value of net assets at end of year (total assets less liabilities)2012-11-30$6,500,412
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$5,851,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in pooled separate accounts at end of year2012-11-30$6,500,412
Value of interest in pooled separate accounts at beginning of year2012-11-30$5,851,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-11-30$0
Net investment gain/loss from pooled separate accounts2012-11-30$690,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30Yes
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$671,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$654,384
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30VRAKAS/BLUM,S.C.
Accountancy firm EIN2012-11-30391453055
2011 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$0
Total income from all sources (including contributions)2011-11-30$1,097,871
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$753,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$703,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$983,755
Value of total assets at end of year2011-11-30$5,851,270
Value of total assets at beginning of year2011-11-30$5,507,313
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$50,195
Total interest from all sources2011-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$0
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Administrative expenses (other) incurred2011-11-30$50,195
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$343,957
Value of net assets at end of year (total assets less liabilities)2011-11-30$5,851,270
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$5,507,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in pooled separate accounts at end of year2011-11-30$5,851,270
Value of interest in pooled separate accounts at beginning of year2011-11-30$5,507,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-11-30$0
Net investment gain/loss from pooled separate accounts2011-11-30$114,116
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30Yes
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Contributions received in cash from employer2011-11-30$983,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$703,719
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30VRAKAS BLUM
Accountancy firm EIN2011-11-30391453055
2010 : SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN

2016: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement – InsuranceYes
2016-12-01Plan benefit arrangement - TrustYes
2015: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement – InsuranceYes
2015-12-01Plan benefit arrangement - TrustYes
2014: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement – InsuranceYes
2014-12-01Plan benefit arrangement - TrustYes
2013: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement – InsuranceYes
2013-12-01Plan benefit arrangement - TrustYes
2012: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – InsuranceYes
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement – InsuranceYes
2012-12-01Plan benefit arrangement - TrustYes
2011: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement – InsuranceYes
2011-12-01Plan benefit arrangement - TrustYes
2009: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – InsuranceYes
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement – InsuranceYes
2009-12-01Plan benefit arrangement - TrustYes
2008: SIVYER STEEL CORPORATION RETIREMENT INCOME PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017359
Policy instance 1
Insurance contract or identification number017359
Number of Individuals Covered244
Insurance policy start date2014-12-01
Insurance policy end date2015-11-30
Total amount of commissions paid to insurance brokerUSD $21,769
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $9,682
Insurance broker organization code?4
Insurance broker nameBRENNAN HAWLEY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017359
Policy instance 1
Insurance contract or identification number017359
Number of Individuals Covered263
Insurance policy start date2013-12-01
Insurance policy end date2014-11-30
Total amount of commissions paid to insurance brokerUSD $21,006
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $9,453
Insurance broker organization code?4
Insurance broker nameVICTOR A ROTHBARDT
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017359
Policy instance 1
Insurance contract or identification number017359
Number of Individuals Covered305
Insurance policy start date2012-12-01
Insurance policy end date2013-11-30
Total amount of commissions paid to insurance brokerUSD $21,284
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $9,578
Insurance broker organization code?4
Insurance broker nameVICTOR A ROTHBARDT
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017359
Policy instance 1
Insurance contract or identification number017359
Number of Individuals Covered321
Insurance policy start date2011-12-01
Insurance policy end date2012-11-30
Total amount of commissions paid to insurance brokerUSD $19,507
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number017359
Policy instance 1
Insurance contract or identification number017359
Number of Individuals Covered335
Insurance policy start date2010-12-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $18,662
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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