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WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameWESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 003

WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WESTERN STATES ENVELOPE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:WESTERN STATES ENVELOPE COMPANY
Employer identification number (EIN):390700440
NAIC Classification:322200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01KEVIN LOY2024-10-15 KEVIN LOY2024-10-15
0032022-01-01KEVIN LOY2023-10-16 KEVIN LOY2023-10-16
0032021-05-01TIMOTHY FAREBROTHER2022-10-17 TIMOTHY FAREBROTHER2022-10-17
0032020-05-01TIMOTHY FAREBROTHER2022-02-10 TIMOTHY FAREBROTHER2022-02-10
0032019-05-01TIMOTHY FAREBROTHER2021-02-15 TIMOTHY FAREBROTHER2021-02-15
0032018-05-01
0032017-05-01TIMOTHY FAREBROTHER
0032016-05-01ELIZABETH PALAZZARI
0032015-05-01ELIZABETH PALAZZARI
0032014-05-01ELIZABETH PALAZZARI
0032013-05-01ELIZABETH PALAZZARI
0032012-05-01ELIZABETH PALAZZARI
0032011-05-01ELIZABETH PALAZZARI
0032009-05-01ELIZABETH PALAZZARI

Plan Statistics for WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01668
Total number of active participants reported on line 7a of the Form 55002023-01-01267
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0178
Total of all active and inactive participants2023-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01345
Number of participants with account balances2023-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-018
2022: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01656
Total number of active participants reported on line 7a of the Form 55002022-01-01497
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01215
Total of all active and inactive participants2022-01-01712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01713
Number of participants with account balances2022-01-01492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-05-01617
Total number of active participants reported on line 7a of the Form 55002021-05-01482
Number of retired or separated participants receiving benefits2021-05-010
Number of other retired or separated participants entitled to future benefits2021-05-01111
Total of all active and inactive participants2021-05-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-05-010
Total participants2021-05-01593
Number of participants with account balances2021-05-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-05-012
2020: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-05-01648
Total number of active participants reported on line 7a of the Form 55002020-05-01517
Number of retired or separated participants receiving benefits2020-05-010
Number of other retired or separated participants entitled to future benefits2020-05-01102
Total of all active and inactive participants2020-05-01619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-05-010
Total participants2020-05-01619
Number of participants with account balances2020-05-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-05-012
2019: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-05-01654
Total number of active participants reported on line 7a of the Form 55002019-05-01542
Number of other retired or separated participants entitled to future benefits2019-05-01100
Total of all active and inactive participants2019-05-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-05-010
Total participants2019-05-01642
Number of participants with account balances2019-05-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-05-0110
2018: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-05-01687
Total number of active participants reported on line 7a of the Form 55002018-05-01509
Number of retired or separated participants receiving benefits2018-05-016
Number of other retired or separated participants entitled to future benefits2018-05-01126
Total of all active and inactive participants2018-05-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-010
Total participants2018-05-01641
Number of participants with account balances2018-05-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-05-016
2017: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-05-01684
Total number of active participants reported on line 7a of the Form 55002017-05-01540
Number of retired or separated participants receiving benefits2017-05-0121
Number of other retired or separated participants entitled to future benefits2017-05-01107
Total of all active and inactive participants2017-05-01668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-010
Total participants2017-05-01668
Number of participants with account balances2017-05-01583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-010
2016: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-05-01706
Total number of active participants reported on line 7a of the Form 55002016-05-01569
Number of retired or separated participants receiving benefits2016-05-010
Number of other retired or separated participants entitled to future benefits2016-05-01115
Total of all active and inactive participants2016-05-01684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-010
Total participants2016-05-01684
Number of participants with account balances2016-05-01610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-010
2015: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-05-01709
Total number of active participants reported on line 7a of the Form 55002015-05-01610
Number of retired or separated participants receiving benefits2015-05-010
Number of other retired or separated participants entitled to future benefits2015-05-0177
Total of all active and inactive participants2015-05-01687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-010
Total participants2015-05-01687
Number of participants with account balances2015-05-01639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-011
2014: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-05-01724
Total number of active participants reported on line 7a of the Form 55002014-05-01610
Number of retired or separated participants receiving benefits2014-05-010
Number of other retired or separated participants entitled to future benefits2014-05-0186
Total of all active and inactive participants2014-05-01696
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-05-010
Total participants2014-05-01696
Number of participants with account balances2014-05-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-018
2013: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-05-01691
Total number of active participants reported on line 7a of the Form 55002013-05-01622
Number of retired or separated participants receiving benefits2013-05-010
Number of other retired or separated participants entitled to future benefits2013-05-0176
Total of all active and inactive participants2013-05-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-010
Total participants2013-05-01698
Number of participants with account balances2013-05-01558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-05-010
2012: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-05-01681
Total number of active participants reported on line 7a of the Form 55002012-05-01603
Number of retired or separated participants receiving benefits2012-05-010
Number of other retired or separated participants entitled to future benefits2012-05-0169
Total of all active and inactive participants2012-05-01672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-010
Total participants2012-05-01672
Number of participants with account balances2012-05-01550
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-014
2011: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-05-01659
Total number of active participants reported on line 7a of the Form 55002011-05-01604
Number of retired or separated participants receiving benefits2011-05-013
Number of other retired or separated participants entitled to future benefits2011-05-0154
Total of all active and inactive participants2011-05-01661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-011
Total participants2011-05-01662
Number of participants with account balances2011-05-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-05-011
2009: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-05-01741
Total number of active participants reported on line 7a of the Form 55002009-05-01588
Number of retired or separated participants receiving benefits2009-05-013
Number of other retired or separated participants entitled to future benefits2009-05-0187
Total of all active and inactive participants2009-05-01678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-011
Total participants2009-05-01679
Number of participants with account balances2009-05-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-05-018

Financial Data on WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2023 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$6,883,463
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$9,379,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$9,262,267
Value of total corrective distributions2023-12-31$15,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,306,550
Value of total assets at end of year2023-12-31$39,026,036
Value of total assets at beginning of year2023-12-31$41,522,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$102,280
Total interest from all sources2023-12-31$20,224
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$849,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$849,412
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,074,356
Participant contributions at end of year2023-12-31$423,935
Participant contributions at beginning of year2023-12-31$524,840
Participant contributions at end of year2023-12-31$32,104
Assets. Other investments not covered elsewhere at end of year2023-12-31$2,144
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$60,883
Administrative expenses (other) incurred2023-12-31$0
Total non interest bearing cash at end of year2023-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Income. Non cash contributions2023-12-31$0
Value of net income/loss2023-12-31$-2,496,484
Value of net assets at end of year (total assets less liabilities)2023-12-31$39,026,036
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$41,522,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$38,559,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$7,003,124
Value of interest in pooled separate accounts at beginning of year2023-12-31$228,246
Interest on participant loans2023-12-31$20,224
Interest earned on other investments2023-12-31$0
Value of interest in master investment trust accounts at end of year2023-12-31$0
Value of interest in common/collective trusts at end of year2023-12-31$0
Value of interest in common/collective trusts at beginning of year2023-12-31$30,144,751
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$3,621,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$0
Net investment gain/loss from pooled separate accounts2023-12-31$0
Net investment gain or loss from common/collective trusts2023-12-31$4,707,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$171,311
Employer contributions (assets) at end of year2023-12-31$8,622
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$9,262,267
Contract administrator fees2023-12-31$102,280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31Yes
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$0
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BAKER TILLY US, LLP
Accountancy firm EIN2023-12-31391413443
2022 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,435,822
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,559,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,429,258
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$8,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,317,036
Value of total assets at end of year2022-12-31$41,522,520
Value of total assets at beginning of year2022-12-31$54,517,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$121,207
Total interest from all sources2022-12-31$20,098
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$116,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$116,695
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,160,745
Participant contributions at end of year2022-12-31$524,840
Participant contributions at beginning of year2022-12-31$664,037
Participant contributions at beginning of year2022-12-31$35,913
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,679
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$91,098
Administrative expenses (other) incurred2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,995,008
Value of net assets at end of year (total assets less liabilities)2022-12-31$41,522,520
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$54,517,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,003,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,700,864
Value of interest in pooled separate accounts at end of year2022-12-31$228,246
Value of interest in pooled separate accounts at beginning of year2022-12-31$415,253
Interest on participant loans2022-12-31$20,098
Interest earned on other investments2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$30,144,751
Value of interest in common/collective trusts at beginning of year2022-12-31$39,018,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,621,559
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,677,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,716,788
Net investment gain/loss from pooled separate accounts2022-12-31$-90,722
Net investment gain or loss from common/collective trusts2022-12-31$-6,173,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$143,612
Employer contributions (assets) at beginning of year2022-12-31$5,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,429,258
Contract administrator fees2022-12-31$121,207
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,657,904
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,222,558
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,080,043
Value of total corrective distributions2021-12-31$27,101
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,470,863
Value of total assets at end of year2021-12-31$54,517,529
Value of total assets at beginning of year2021-12-31$53,082,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$115,414
Total interest from all sources2021-12-31$19,126
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$92,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$92,011
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$785,169
Participant contributions at end of year2021-12-31$664,037
Participant contributions at beginning of year2021-12-31$689,853
Participant contributions at end of year2021-12-31$35,913
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$608,581
Administrative expenses (other) incurred2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,435,346
Value of net assets at end of year (total assets less liabilities)2021-12-31$54,517,529
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$53,082,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,700,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,825,460
Value of interest in pooled separate accounts at end of year2021-12-31$415,253
Value of interest in pooled separate accounts at beginning of year2021-12-31$328,757
Interest on participant loans2021-12-31$19,126
Value of interest in common/collective trusts at end of year2021-12-31$39,018,128
Value of interest in common/collective trusts at beginning of year2021-12-31$38,395,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,677,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,843,016
Net investment gain or loss from common/collective trusts2021-12-31$3,075,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$77,113
Employer contributions (assets) at end of year2021-12-31$5,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,080,043
Contract administrator fees2021-12-31$115,414
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
Total unrealized appreciation/depreciation of assets2021-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$0
Total income from all sources (including contributions)2021-04-30$13,137,316
Total loss/gain on sale of assets2021-04-30$0
Total of all expenses incurred2021-04-30$4,264,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$4,022,098
Expenses. Certain deemed distributions of participant loans2021-04-30$50,912
Value of total corrective distributions2021-04-30$11,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$1,226,095
Value of total assets at end of year2021-04-30$53,082,183
Value of total assets at beginning of year2021-04-30$44,209,269
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$180,225
Total interest from all sources2021-04-30$123,333
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$101,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-04-30$101,448
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$1,000,000
If this is an individual account plan, was there a blackout period2021-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-04-30$4,056,945
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Contributions received from participants2021-04-30$1,021,878
Participant contributions at end of year2021-04-30$689,853
Participant contributions at beginning of year2021-04-30$668,237
Income. Received or receivable in cash from other sources (including rollovers)2021-04-30$204,217
Administrative expenses (other) incurred2021-04-30$0
Total non interest bearing cash at end of year2021-04-30$0
Total non interest bearing cash at beginning of year2021-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$8,872,914
Value of net assets at end of year (total assets less liabilities)2021-04-30$53,082,183
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$44,209,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$8,825,460
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$6,743,000
Value of interest in pooled separate accounts at end of year2021-04-30$328,757
Value of interest in pooled separate accounts at beginning of year2021-04-30$310,770
Interest on participant loans2021-04-30$29,596
Interest earned on other investments2021-04-30$93,737
Value of interest in common/collective trusts at end of year2021-04-30$38,395,097
Value of interest in common/collective trusts at beginning of year2021-04-30$31,116,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$4,843,016
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$5,370,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$2,311,226
Net investment gain/loss from pooled separate accounts2021-04-30$89,161
Net investment gain or loss from common/collective trusts2021-04-30$9,286,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30No
Was there a failure to transmit to the plan any participant contributions2021-04-30Yes
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Contributions received in cash from employer2021-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$4,022,098
Contract administrator fees2021-04-30$180,225
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Opinion of an independent qualified public accountant for this plan2021-04-30Disclaimer
Accountancy firm name2021-04-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-04-30410746749
2020 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$0
Expenses. Interest paid2020-04-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-04-30$0
Total income from all sources (including contributions)2020-04-30$1,456,461
Total loss/gain on sale of assets2020-04-30$0
Total of all expenses incurred2020-04-30$9,474,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$9,253,006
Expenses. Certain deemed distributions of participant loans2020-04-30$4,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$2,066,826
Value of total assets at end of year2020-04-30$44,209,269
Value of total assets at beginning of year2020-04-30$52,227,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$217,360
Total interest from all sources2020-04-30$149,154
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$66,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-04-30$66,576
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$1,000,000
If this is an individual account plan, was there a blackout period2020-04-30Yes
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Contributions received from participants2020-04-30$1,064,213
Participant contributions at end of year2020-04-30$668,237
Participant contributions at beginning of year2020-04-30$804,816
Income. Received or receivable in cash from other sources (including rollovers)2020-04-30$1,002,613
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-04-30$1,220
Administrative expenses (other) incurred2020-04-30$0
Total non interest bearing cash at end of year2020-04-30$0
Total non interest bearing cash at beginning of year2020-04-30$7,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$-8,018,205
Value of net assets at end of year (total assets less liabilities)2020-04-30$44,209,269
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$52,227,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Investment advisory and management fees2020-04-30$31,538
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$6,743,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$47,153,840
Value of interest in pooled separate accounts at end of year2020-04-30$310,770
Interest on participant loans2020-04-30$35,309
Interest earned on other investments2020-04-30$113,845
Value of interest in common/collective trusts at end of year2020-04-30$31,116,940
Value of interest in common/collective trusts at beginning of year2020-04-30$4,261,481
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$5,370,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$-826,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Contributions received in cash from employer2020-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$9,251,786
Contract administrator fees2020-04-30$185,822
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-04-30Yes
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30Yes
Opinion of an independent qualified public accountant for this plan2020-04-30Disclaimer
Accountancy firm name2020-04-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-04-30410746749
2019 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-04-30$0
Total income from all sources (including contributions)2019-04-30$5,817,128
Total loss/gain on sale of assets2019-04-30$0
Total of all expenses incurred2019-04-30$5,811,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-04-30$5,799,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-04-30$1,266,683
Value of total assets at end of year2019-04-30$52,227,474
Value of total assets at beginning of year2019-04-30$52,221,822
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-04-30$11,986
Total interest from all sources2019-04-30$41,104
Total dividends received (eg from common stock, registered investment company shares)2019-04-30$557,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-04-30No
Administrative expenses professional fees incurred2019-04-30$11,986
Was this plan covered by a fidelity bond2019-04-30Yes
Value of fidelity bond cover2019-04-30$1,000,000
If this is an individual account plan, was there a blackout period2019-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
Were there any nonexempt tranactions with any party-in-interest2019-04-30No
Contributions received from participants2019-04-30$1,165,052
Participant contributions at end of year2019-04-30$804,816
Participant contributions at beginning of year2019-04-30$921,424
Participant contributions at end of year2019-04-30$0
Participant contributions at beginning of year2019-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-04-30$101,631
Other income not declared elsewhere2019-04-30$6,947
Total non interest bearing cash at end of year2019-04-30$7,337
Total non interest bearing cash at beginning of year2019-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Value of net income/loss2019-04-30$5,652
Value of net assets at end of year (total assets less liabilities)2019-04-30$52,227,474
Value of net assets at beginning of year (total assets less liabilities)2019-04-30$52,221,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-04-30No
Were any leases to which the plan was party in default or uncollectible2019-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-04-30$47,153,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-04-30$45,726,666
Interest on participant loans2019-04-30$41,104
Value of interest in common/collective trusts at end of year2019-04-30$4,261,481
Value of interest in common/collective trusts at beginning of year2019-04-30$5,573,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-04-30$3,843,374
Net investment gain or loss from common/collective trusts2019-04-30$101,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-04-30No
Was there a failure to transmit to the plan any participant contributions2019-04-30No
Has the plan failed to provide any benefit when due under the plan2019-04-30No
Employer contributions (assets) at end of year2019-04-30$0
Employer contributions (assets) at beginning of year2019-04-30$0
Income. Dividends from common stock2019-04-30$557,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-04-30$5,799,490
Liabilities. Value of benefit claims payable at end of year2019-04-30$0
Liabilities. Value of benefit claims payable at beginning of year2019-04-30$0
Did the plan have assets held for investment2019-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-04-30Yes
Opinion of an independent qualified public accountant for this plan2019-04-30Disclaimer
Accountancy firm name2019-04-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-04-30410746749
2018 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$308
Total income from all sources (including contributions)2018-04-30$7,026,501
Total loss/gain on sale of assets2018-04-30$0
Total of all expenses incurred2018-04-30$2,975,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$2,966,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$1,812,444
Value of total assets at end of year2018-04-30$52,221,822
Value of total assets at beginning of year2018-04-30$48,171,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$9,063
Total interest from all sources2018-04-30$41,248
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$416,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$416,794
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$1,000,000
If this is an individual account plan, was there a blackout period2018-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Contributions received from participants2018-04-30$1,309,806
Participant contributions at end of year2018-04-30$921,424
Participant contributions at beginning of year2018-04-30$965,175
Participant contributions at end of year2018-04-30$0
Participant contributions at beginning of year2018-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$174,944
Other income not declared elsewhere2018-04-30$7,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$4,051,119
Value of net assets at end of year (total assets less liabilities)2018-04-30$52,221,822
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$48,170,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Investment advisory and management fees2018-04-30$9,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$45,726,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$41,428,823
Interest on participant loans2018-04-30$41,248
Value of interest in common/collective trusts at end of year2018-04-30$5,573,732
Value of interest in common/collective trusts at beginning of year2018-04-30$5,729,400
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-30$47,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-30$47,613
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$4,620,677
Net investment gain or loss from common/collective trusts2018-04-30$127,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$327,694
Employer contributions (assets) at end of year2018-04-30$0
Employer contributions (assets) at beginning of year2018-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$2,966,319
Liabilities. Value of benefit claims payable at end of year2018-04-30$0
Liabilities. Value of benefit claims payable at beginning of year2018-04-30$308
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-04-30410746749
2017 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$308
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$26,231
Total income from all sources (including contributions)2017-04-30$6,632,913
Total loss/gain on sale of assets2017-04-30$0
Total of all expenses incurred2017-04-30$2,891,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$2,881,295
Value of total corrective distributions2017-04-30$308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$1,249,224
Value of total assets at end of year2017-04-30$48,171,011
Value of total assets at beginning of year2017-04-30$44,455,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$10,283
Total interest from all sources2017-04-30$39,070
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$466,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-30$466,043
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$1,000,000
If this is an individual account plan, was there a blackout period2017-04-30No
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Contributions received from participants2017-04-30$1,153,604
Participant contributions at end of year2017-04-30$965,175
Participant contributions at beginning of year2017-04-30$760,525
Participant contributions at end of year2017-04-30$0
Participant contributions at beginning of year2017-04-30$36,840
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$92,355
Other income not declared elsewhere2017-04-30$4,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$3,741,027
Value of net assets at end of year (total assets less liabilities)2017-04-30$48,170,703
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$44,429,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Investment advisory and management fees2017-04-30$10,283
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$41,428,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$37,808,190
Interest on participant loans2017-04-30$39,070
Value of interest in common/collective trusts at end of year2017-04-30$5,729,400
Value of interest in common/collective trusts at beginning of year2017-04-30$5,849,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-04-30$47,613
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-04-30$692
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-04-30$692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$4,781,800
Net investment gain or loss from common/collective trusts2017-04-30$92,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$3,265
Employer contributions (assets) at end of year2017-04-30$0
Employer contributions (assets) at beginning of year2017-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$2,881,295
Liabilities. Value of benefit claims payable at end of year2017-04-30$308
Liabilities. Value of benefit claims payable at beginning of year2017-04-30$26,231
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30Yes
Opinion of an independent qualified public accountant for this plan2017-04-30Disclaimer
Accountancy firm name2017-04-30SCHENCK, SC
Accountancy firm EIN2017-04-30391173131
2016 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$26,231
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$0
Total income from all sources (including contributions)2016-04-30$228,164
Total loss/gain on sale of assets2016-04-30$0
Total of all expenses incurred2016-04-30$2,269,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$2,224,490
Value of total corrective distributions2016-04-30$35,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$1,187,356
Value of total assets at end of year2016-04-30$44,455,907
Value of total assets at beginning of year2016-04-30$46,471,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$9,509
Total interest from all sources2016-04-30$33,515
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$392,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-04-30$392,337
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$1,000,000
If this is an individual account plan, was there a blackout period2016-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Contributions received from participants2016-04-30$1,180,485
Participant contributions at end of year2016-04-30$760,525
Participant contributions at beginning of year2016-04-30$827,497
Participant contributions at end of year2016-04-30$36,840
Participant contributions at beginning of year2016-04-30$37,354
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$6,871
Other income not declared elsewhere2016-04-30$-68,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$-2,041,829
Value of net assets at end of year (total assets less liabilities)2016-04-30$44,429,676
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$46,471,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$37,808,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$39,972,466
Interest on participant loans2016-04-30$33,506
Value of interest in common/collective trusts at end of year2016-04-30$5,849,660
Value of interest in common/collective trusts at beginning of year2016-04-30$5,634,188
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-04-30$692
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-04-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-04-30$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$-1,280,455
Net investment gain or loss from common/collective trusts2016-04-30$-36,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30No
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Employer contributions (assets) at end of year2016-04-30$0
Employer contributions (assets) at beginning of year2016-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$2,224,490
Contract administrator fees2016-04-30$9,509
Liabilities. Value of benefit claims payable at end of year2016-04-30$26,231
Liabilities. Value of benefit claims payable at beginning of year2016-04-30$0
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30Yes
Opinion of an independent qualified public accountant for this plan2016-04-30Disclaimer
Accountancy firm name2016-04-30SCHENCK, SC
Accountancy firm EIN2016-04-30391173131
2015 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total income from all sources (including contributions)2015-04-30$5,353,818
Total loss/gain on sale of assets2015-04-30$0
Total of all expenses incurred2015-04-30$3,127,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$3,020,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$1,250,976
Value of total assets at end of year2015-04-30$46,471,505
Value of total assets at beginning of year2015-04-30$44,244,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$106,306
Total interest from all sources2015-04-30$48,980
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$324,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Administrative expenses professional fees incurred2015-04-30$21,573
Was this plan covered by a fidelity bond2015-04-30Yes
Value of fidelity bond cover2015-04-30$1,000,000
If this is an individual account plan, was there a blackout period2015-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-30$0
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Contributions received from participants2015-04-30$1,248,879
Participant contributions at end of year2015-04-30$827,497
Participant contributions at beginning of year2015-04-30$975,064
Participant contributions at end of year2015-04-30$37,354
Participant contributions at beginning of year2015-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-04-30$2,097
Other income not declared elsewhere2015-04-30$118,464
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$2,226,599
Value of net assets at end of year (total assets less liabilities)2015-04-30$46,471,505
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$44,244,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Investment advisory and management fees2015-04-30$84,733
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$39,972,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$38,099,005
Interest on participant loans2015-04-30$40,048
Value of interest in common/collective trusts at end of year2015-04-30$5,634,188
Value of interest in common/collective trusts at beginning of year2015-04-30$5,152,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-04-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-04-30$8,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$3,572,047
Net investment gain or loss from common/collective trusts2015-04-30$38,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Employer contributions (assets) at end of year2015-04-30$0
Employer contributions (assets) at beginning of year2015-04-30$17,973
Income. Dividends from common stock2015-04-30$324,597
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$3,020,913
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30Yes
Opinion of an independent qualified public accountant for this plan2015-04-30Disclaimer
Accountancy firm name2015-04-30SCHENCK, SC
Accountancy firm EIN2015-04-30391173131
2014 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$0
Total income from all sources (including contributions)2014-04-30$5,876,214
Total loss/gain on sale of assets2014-04-30$0
Total of all expenses incurred2014-04-30$1,807,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$1,799,437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$1,077,086
Value of total assets at end of year2014-04-30$44,244,906
Value of total assets at beginning of year2014-04-30$40,175,904
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$7,775
Total interest from all sources2014-04-30$39,509
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$212,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-04-30$212,561
Administrative expenses professional fees incurred2014-04-30$7,775
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$1,000,000
If this is an individual account plan, was there a blackout period2014-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-04-30$0
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Contributions received from participants2014-04-30$1,057,713
Participant contributions at end of year2014-04-30$975,064
Participant contributions at beginning of year2014-04-30$895,251
Income. Received or receivable in cash from other sources (including rollovers)2014-04-30$1,400
Other income not declared elsewhere2014-04-30$-21,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$4,069,002
Value of net assets at end of year (total assets less liabilities)2014-04-30$44,244,906
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$40,175,904
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-04-30$38,099,005
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-04-30$34,113,708
Interest on participant loans2014-04-30$39,502
Value of interest in common/collective trusts at end of year2014-04-30$5,152,864
Value of interest in common/collective trusts at beginning of year2014-04-30$5,138,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-04-30$28,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-04-30$28,524
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-04-30$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-04-30$4,603,623
Net investment gain or loss from common/collective trusts2014-04-30$-34,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30Yes
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$17,973
Employer contributions (assets) at end of year2014-04-30$17,973
Employer contributions (assets) at beginning of year2014-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$1,799,437
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30Yes
Opinion of an independent qualified public accountant for this plan2014-04-30Disclaimer
Accountancy firm name2014-04-30SCHENCK, SC
Accountancy firm EIN2014-04-30391173131
2013 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$0
Total income from all sources (including contributions)2013-04-30$5,575,404
Total loss/gain on sale of assets2013-04-30$0
Total of all expenses incurred2013-04-30$2,001,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$1,991,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$1,003,886
Value of total assets at end of year2013-04-30$40,175,904
Value of total assets at beginning of year2013-04-30$36,601,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$9,705
Total interest from all sources2013-04-30$38,791
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$346,623
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-04-30$346,623
Administrative expenses professional fees incurred2013-04-30$9,705
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$1,000,000
If this is an individual account plan, was there a blackout period2013-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-04-30$0
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Contributions received from participants2013-04-30$1,002,107
Participant contributions at end of year2013-04-30$895,251
Participant contributions at beginning of year2013-04-30$838,831
Income. Received or receivable in cash from other sources (including rollovers)2013-04-30$1,779
Other income not declared elsewhere2013-04-30$10,300
Total non interest bearing cash at end of year2013-04-30$0
Total non interest bearing cash at beginning of year2013-04-30$14,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$3,574,185
Value of net assets at end of year (total assets less liabilities)2013-04-30$40,175,904
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$36,601,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-04-30$34,113,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-04-30$31,372,637
Interest on participant loans2013-04-30$38,780
Value of interest in common/collective trusts at end of year2013-04-30$5,138,421
Value of interest in common/collective trusts at beginning of year2013-04-30$4,375,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-04-30$28,524
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-04-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-04-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-04-30$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-04-30$3,490,628
Net investment gain or loss from common/collective trusts2013-04-30$685,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30Yes
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$1,991,514
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30Yes
Opinion of an independent qualified public accountant for this plan2013-04-30Disclaimer
Accountancy firm name2013-04-30SCHENCK, SC
Accountancy firm EIN2013-04-30391173131
2012 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$2,389
Total income from all sources (including contributions)2012-04-30$306,907
Total of all expenses incurred2012-04-30$2,425,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$2,305,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$1,087,798
Value of total assets at end of year2012-04-30$36,601,719
Value of total assets at beginning of year2012-04-30$38,722,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$119,841
Total interest from all sources2012-04-30$39,812
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$956,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-04-30$956,525
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$1,000,000
If this is an individual account plan, was there a blackout period2012-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-04-30$0
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Contributions received from participants2012-04-30$1,041,195
Participant contributions at end of year2012-04-30$838,831
Participant contributions at beginning of year2012-04-30$814,915
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$46,603
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-04-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-04-30$2,389
Administrative expenses (other) incurred2012-04-30$31,176
Total non interest bearing cash at end of year2012-04-30$14,844
Total non interest bearing cash at beginning of year2012-04-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$-2,118,681
Value of net assets at end of year (total assets less liabilities)2012-04-30$36,601,719
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$38,720,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Investment advisory and management fees2012-04-30$88,665
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-04-30$31,372,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-04-30$34,069,541
Interest on participant loans2012-04-30$39,812
Value of interest in common/collective trusts at end of year2012-04-30$4,375,407
Value of interest in common/collective trusts at beginning of year2012-04-30$3,838,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-04-30$-1,740,933
Net investment gain or loss from common/collective trusts2012-04-30$-36,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$2,305,747
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30GRANT THORNTON LLP
Accountancy firm EIN2012-04-30366055558
2011 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$2,389
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$0
Total income from all sources (including contributions)2011-04-30$5,768,368
Total loss/gain on sale of assets2011-04-30$0
Total of all expenses incurred2011-04-30$1,400,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$1,390,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$1,012,285
Value of total assets at end of year2011-04-30$38,722,789
Value of total assets at beginning of year2011-04-30$34,352,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$10,260
Total interest from all sources2011-04-30$45,592
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$386,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-04-30$386,332
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$1,000,000
If this is an individual account plan, was there a blackout period2011-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-04-30$0
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Contributions received from participants2011-04-30$1,002,665
Participant contributions at end of year2011-04-30$814,915
Participant contributions at beginning of year2011-04-30$910,832
Income. Received or receivable in cash from other sources (including rollovers)2011-04-30$3,348
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-04-30$2,389
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-04-30$0
Administrative expenses (other) incurred2011-04-30$10,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$4,367,837
Value of net assets at end of year (total assets less liabilities)2011-04-30$38,720,400
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$34,352,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-04-30$34,069,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-04-30$29,858,413
Interest on participant loans2011-04-30$45,592
Value of interest in common/collective trusts at end of year2011-04-30$3,838,333
Value of interest in common/collective trusts at beginning of year2011-04-30$3,583,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-04-30$4,289,252
Net investment gain or loss from common/collective trusts2011-04-30$34,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$6,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$1,390,271
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30Yes
Opinion of an independent qualified public accountant for this plan2011-04-30Disclaimer
Accountancy firm name2011-04-30GRANT THORNTON LLP
Accountancy firm EIN2011-04-30366055558
2010 : WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-04-30$0

Form 5500 Responses for WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN

2023: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-05-01Type of plan entitySingle employer plan
2021-05-01Submission has been amendedNo
2021-05-01This submission is the final filingNo
2021-05-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-05-01Plan is a collectively bargained planNo
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement – InsuranceYes
2021-05-01Plan benefit arrangement - TrustYes
2020: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-05-01Type of plan entitySingle employer plan
2020-05-01Submission has been amendedNo
2020-05-01This submission is the final filingNo
2020-05-01This return/report is a short plan year return/report (less than 12 months)No
2020-05-01Plan is a collectively bargained planNo
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement – InsuranceYes
2020-05-01Plan benefit arrangement - TrustYes
2019: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-05-01Type of plan entitySingle employer plan
2019-05-01Submission has been amendedNo
2019-05-01This submission is the final filingNo
2019-05-01This return/report is a short plan year return/report (less than 12 months)No
2019-05-01Plan is a collectively bargained planNo
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement – InsuranceYes
2019-05-01Plan benefit arrangement - TrustYes
2018: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-05-01Type of plan entitySingle employer plan
2018-05-01Submission has been amendedNo
2018-05-01This submission is the final filingNo
2018-05-01This return/report is a short plan year return/report (less than 12 months)No
2018-05-01Plan is a collectively bargained planYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement - TrustYes
2017: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-05-01Type of plan entitySingle employer plan
2017-05-01Submission has been amendedNo
2017-05-01This submission is the final filingNo
2017-05-01This return/report is a short plan year return/report (less than 12 months)No
2017-05-01Plan is a collectively bargained planYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement - TrustYes
2016: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-05-01Type of plan entitySingle employer plan
2016-05-01Submission has been amendedNo
2016-05-01This submission is the final filingNo
2016-05-01This return/report is a short plan year return/report (less than 12 months)No
2016-05-01Plan is a collectively bargained planYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement - TrustYes
2015: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-05-01Type of plan entitySingle employer plan
2015-05-01Submission has been amendedNo
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)No
2015-05-01Plan is a collectively bargained planYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement - TrustYes
2014: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-05-01Type of plan entitySingle employer plan
2014-05-01Submission has been amendedNo
2014-05-01This submission is the final filingNo
2014-05-01This return/report is a short plan year return/report (less than 12 months)No
2014-05-01Plan is a collectively bargained planYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement - TrustYes
2013: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-05-01Type of plan entitySingle employer plan
2013-05-01Submission has been amendedNo
2013-05-01This submission is the final filingNo
2013-05-01This return/report is a short plan year return/report (less than 12 months)No
2013-05-01Plan is a collectively bargained planYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement - TrustYes
2012: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-05-01Type of plan entitySingle employer plan
2012-05-01Submission has been amendedNo
2012-05-01This submission is the final filingNo
2012-05-01This return/report is a short plan year return/report (less than 12 months)No
2012-05-01Plan is a collectively bargained planYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement - TrustYes
2011: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-05-01Type of plan entitySingle employer plan
2011-05-01Submission has been amendedNo
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement - TrustYes
2009: WESTERN STATES EMPLOYEE 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-05-01Type of plan entitySingle employer plan
2009-05-01Submission has been amendedNo
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan is a collectively bargained planYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 4
Insurance contract or identification number467968
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number632974
Policy instance 3
Insurance contract or identification number632974
Insurance policy start date2023-01-01
Insurance policy end date2023-12-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $99
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Insurance policy start date2023-01-01
Insurance policy end date2023-12-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,401
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number628261
Policy instance 1
Insurance contract or identification number628261
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 4
Insurance contract or identification number467968
Number of Individuals Covered625
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,887
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1887
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number632974
Policy instance 3
Insurance contract or identification number632974
Number of Individuals Covered625
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $99
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees99
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $543
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees543
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number628261
Policy instance 1
Insurance contract or identification number628261
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of fees paid to insurance companyUSD $48
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees48
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered666
Insurance policy start date2021-05-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,199
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1199
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number628261
Policy instance 1
Insurance contract or identification number628261
Number of Individuals Covered666
Insurance policy start date2021-05-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $83
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees83
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered680
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $10,688
Total amount of fees paid to insurance companyUSD $2,575
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,552
Insurance broker organization code?3
Amount paid for insurance broker fees2575
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number628261
Policy instance 1
Insurance contract or identification number628261
Number of Individuals Covered680
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $635
Total amount of fees paid to insurance companyUSD $155
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $319
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number467968
Policy instance 2
Insurance contract or identification number467968
Number of Individuals Covered686
Insurance policy start date2019-07-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $6,701
Total amount of fees paid to insurance companyUSD $1,807
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,701
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number628261
Policy instance 1
Insurance contract or identification number628261
Number of Individuals Covered686
Insurance policy start date2019-07-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $2,775
Total amount of fees paid to insurance companyUSD $8,113
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,775
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE

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