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THOMAS W DUFFY UNIPLAN EZ 401k Plan overview

Plan NameTHOMAS W DUFFY UNIPLAN EZ
Plan identification number 003

THOMAS W DUFFY UNIPLAN EZ Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS W DUFFY has sponsored the creation of one or more 401k plans.

Company Name:THOMAS W DUFFY
Employer identification number (EIN):390989456
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS W DUFFY UNIPLAN EZ

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032018-01-01THOMAS W DUFFY
0032017-01-01THOMAS W DUFFY
0032016-01-01THOMAS W DUFFY
0032015-01-01THOMAS W DUFFY
0032014-01-01THOMAS W DUFFY
0032013-01-01THOMAS W DUFFY
0032012-01-01THOMAS W DUFFY
0032011-01-01THOMAS W DUFFY
0032009-01-01THOMAS W DUFFY

Plan Statistics for THOMAS W DUFFY UNIPLAN EZ

401k plan membership statisitcs for THOMAS W DUFFY UNIPLAN EZ

Measure Date Value
2018: THOMAS W DUFFY UNIPLAN EZ 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THOMAS W DUFFY UNIPLAN EZ 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-012
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012
Number of participants with account balances2017-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THOMAS W DUFFY UNIPLAN EZ 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THOMAS W DUFFY UNIPLAN EZ 2015 401k membership
Total participants, beginning-of-year2015-01-013
Total number of active participants reported on line 7a of the Form 55002015-01-013
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THOMAS W DUFFY UNIPLAN EZ 2014 401k membership
Total participants, beginning-of-year2014-01-013
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THOMAS W DUFFY UNIPLAN EZ 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THOMAS W DUFFY UNIPLAN EZ 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THOMAS W DUFFY UNIPLAN EZ 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-013
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THOMAS W DUFFY UNIPLAN EZ 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013
Number of participants with account balances2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THOMAS W DUFFY UNIPLAN EZ

Measure Date Value
2018 : THOMAS W DUFFY UNIPLAN EZ 2018 401k financial data
Total income from all sources2018-08-23$1,610
Expenses. Total of all expenses incurred2018-08-23$708,381
Benefits paid (including direct rollovers)2018-08-23$702,406
Total plan assets at end of year2018-08-23$0
Total plan assets at beginning of year2018-08-23$706,771
Value of fidelity bond covering the plan2018-08-23$700,000
Assets. Value of loans (other than to participants)2018-08-23$0
Other income received2018-08-23$1,610
Net income (gross income less expenses)2018-08-23$-706,771
Net plan assets at end of year (total assets less liabilities)2018-08-23$0
Net plan assets at beginning of year (total assets less liabilities)2018-08-23$706,771
Expenses. Administrative service providers (salaries,fees and commissions)2018-08-23$5,975
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-23$18,037
2017 : THOMAS W DUFFY UNIPLAN EZ 2017 401k financial data
Total income from all sources2017-12-31$-397,215
Expenses. Total of all expenses incurred2017-12-31$320,866
Benefits paid (including direct rollovers)2017-12-31$295,651
Total plan assets at end of year2017-12-31$706,771
Total plan assets at beginning of year2017-12-31$1,424,852
Value of fidelity bond covering the plan2017-12-31$700,000
Assets. Value of loans (other than to participants)2017-12-31$217,902
Other income received2017-12-31$-397,215
Net income (gross income less expenses)2017-12-31$-718,081
Net plan assets at end of year (total assets less liabilities)2017-12-31$706,771
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,424,852
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$25,215
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : THOMAS W DUFFY UNIPLAN EZ 2016 401k financial data
Total income from all sources2016-12-31$93,480
Expenses. Total of all expenses incurred2016-12-31$69,898
Benefits paid (including direct rollovers)2016-12-31$67,023
Total plan assets at end of year2016-12-31$1,424,852
Total plan assets at beginning of year2016-12-31$1,401,270
Value of fidelity bond covering the plan2016-12-31$700,000
Assets. Value of loans (other than to participants)2016-12-31$885,664
Other income received2016-12-31$93,480
Net income (gross income less expenses)2016-12-31$23,582
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,424,852
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,401,270
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$2,875
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : THOMAS W DUFFY UNIPLAN EZ 2015 401k financial data
Total income from all sources2015-12-31$66,459
Expenses. Total of all expenses incurred2015-12-31$68,568
Benefits paid (including direct rollovers)2015-12-31$64,819
Total plan assets at end of year2015-12-31$1,401,270
Total plan assets at beginning of year2015-12-31$1,403,379
Value of fidelity bond covering the plan2015-12-31$700,000
Assets. Value of loans (other than to participants)2015-12-31$1,037,009
Other income received2015-12-31$66,459
Net income (gross income less expenses)2015-12-31$-2,109
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,401,270
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,403,379
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$3,749
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : THOMAS W DUFFY UNIPLAN EZ 2014 401k financial data
Total income from all sources2014-12-31$93,603
Expenses. Total of all expenses incurred2014-12-31$64,117
Benefits paid (including direct rollovers)2014-12-31$61,342
Total plan assets at end of year2014-12-31$1,403,379
Total plan assets at beginning of year2014-12-31$1,373,893
Value of fidelity bond covering the plan2014-12-31$500,000
Assets. Value of loans (other than to participants)2014-12-31$1,065,005
Other income received2014-12-31$93,603
Net income (gross income less expenses)2014-12-31$29,486
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,403,379
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,373,893
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2,775
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : THOMAS W DUFFY UNIPLAN EZ 2013 401k financial data
Total income from all sources2013-12-31$108,680
Expenses. Total of all expenses incurred2013-12-31$60,420
Benefits paid (including direct rollovers)2013-12-31$57,270
Total plan assets at end of year2013-12-31$1,373,893
Total plan assets at beginning of year2013-12-31$1,325,633
Value of fidelity bond covering the plan2013-12-31$500,000
Assets. Value of loans (other than to participants)2013-12-31$965,778
Other income received2013-12-31$108,680
Net income (gross income less expenses)2013-12-31$48,260
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,373,893
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,325,633
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : THOMAS W DUFFY UNIPLAN EZ 2012 401k financial data
Total income from all sources2012-12-31$90,431
Expenses. Total of all expenses incurred2012-12-31$65,457
Benefits paid (including direct rollovers)2012-12-31$54,422
Total plan assets at end of year2012-12-31$1,325,633
Total plan assets at beginning of year2012-12-31$1,300,659
Value of fidelity bond covering the plan2012-12-31$500,000
Assets. Value of loans (other than to participants)2012-12-31$942,302
Other income received2012-12-31$90,431
Net income (gross income less expenses)2012-12-31$24,974
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,325,633
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,300,659
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$11,035
2011 : THOMAS W DUFFY UNIPLAN EZ 2011 401k financial data
Total income from all sources2011-12-31$68,613
Expenses. Total of all expenses incurred2011-12-31$57,701
Benefits paid (including direct rollovers)2011-12-31$52,313
Total plan assets at end of year2011-12-31$1,300,659
Total plan assets at beginning of year2011-12-31$1,289,747
Value of fidelity bond covering the plan2011-12-31$500,000
Assets. Value of loans (other than to participants)2011-12-31$1,111,593
Other income received2011-12-31$68,613
Net income (gross income less expenses)2011-12-31$10,912
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,300,659
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,289,747
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,388
2010 : THOMAS W DUFFY UNIPLAN EZ 2010 401k financial data
Total income from all sources2010-12-31$102,799
Expenses. Total of all expenses incurred2010-12-31$53,125
Benefits paid (including direct rollovers)2010-12-31$48,567
Total plan assets at end of year2010-12-31$1,289,747
Total plan assets at beginning of year2010-12-31$1,240,073
Value of fidelity bond covering the plan2010-12-31$500,000
Assets. Value of loans (other than to participants)2010-12-31$1,044,002
Other income received2010-12-31$102,799
Net income (gross income less expenses)2010-12-31$49,674
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,289,747
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,240,073
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,558

Form 5500 Responses for THOMAS W DUFFY UNIPLAN EZ

2018: THOMAS W DUFFY UNIPLAN EZ 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THOMAS W DUFFY UNIPLAN EZ 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THOMAS W DUFFY UNIPLAN EZ 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THOMAS W DUFFY UNIPLAN EZ 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THOMAS W DUFFY UNIPLAN EZ 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THOMAS W DUFFY UNIPLAN EZ 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THOMAS W DUFFY UNIPLAN EZ 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THOMAS W DUFFY UNIPLAN EZ 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THOMAS W DUFFY UNIPLAN EZ 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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