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WINTER & WINTER, S.C. RETIREMENT PLAN 401k Plan overview

Plan NameWINTER & WINTER, S.C. RETIREMENT PLAN
Plan identification number 002

WINTER & WINTER, S.C. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WINTER & WINTER, S.C. has sponsored the creation of one or more 401k plans.

Company Name:WINTER & WINTER, S.C.
Employer identification number (EIN):391395366
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WINTER & WINTER, S.C. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-07-01
0022013-07-01
0022012-07-01JAMES A. WINTER
0022011-07-01JAMES A. WINTER
0022010-07-01JAMES A. WINTER
0022009-07-01JAMES A. WINTER

Plan Statistics for WINTER & WINTER, S.C. RETIREMENT PLAN

401k plan membership statisitcs for WINTER & WINTER, S.C. RETIREMENT PLAN

Measure Date Value
2018: WINTER & WINTER, S.C. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WINTER & WINTER, S.C. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0114
Total number of active participants reported on line 7a of the Form 55002017-01-012
Total of all active and inactive participants2017-01-012
Total participants2017-01-012
Number of participants with account balances2017-01-012
2016: WINTER & WINTER, S.C. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0113
Total number of active participants reported on line 7a of the Form 55002016-01-0114
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0114
Number of participants with account balances2016-01-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WINTER & WINTER, S.C. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0114
Total number of active participants reported on line 7a of the Form 55002015-01-0113
Number of retired or separated participants receiving benefits2015-01-010
Total of all active and inactive participants2015-01-0113
Total participants2015-01-0113
Number of participants with account balances2015-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WINTER & WINTER, S.C. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-0114
Total number of active participants reported on line 7a of the Form 55002014-07-0114
Total of all active and inactive participants2014-07-0114
Total participants2014-07-0114
Number of participants with account balances2014-07-0114
2013: WINTER & WINTER, S.C. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-0114
Total number of active participants reported on line 7a of the Form 55002013-07-0114
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-010
Total of all active and inactive participants2013-07-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-0114
Number of participants with account balances2013-07-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: WINTER & WINTER, S.C. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-0113
Total number of active participants reported on line 7a of the Form 55002012-07-0114
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-010
Total of all active and inactive participants2012-07-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-0114
Number of participants with account balances2012-07-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: WINTER & WINTER, S.C. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-0114
Total number of active participants reported on line 7a of the Form 55002011-07-0113
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-010
Total of all active and inactive participants2011-07-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-0113
Number of participants with account balances2011-07-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2010: WINTER & WINTER, S.C. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-0116
Total number of active participants reported on line 7a of the Form 55002010-07-0114
Number of retired or separated participants receiving benefits2010-07-010
Number of other retired or separated participants entitled to future benefits2010-07-010
Total of all active and inactive participants2010-07-0114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-07-010
Total participants2010-07-0114
Number of participants with account balances2010-07-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-07-010
2009: WINTER & WINTER, S.C. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0115
Total number of active participants reported on line 7a of the Form 55002009-07-0116
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-010
Total of all active and inactive participants2009-07-0116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-0116
Number of participants with account balances2009-07-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on WINTER & WINTER, S.C. RETIREMENT PLAN

Measure Date Value
2018 : WINTER & WINTER, S.C. RETIREMENT PLAN 2018 401k financial data
Total income from all sources2018-12-31$3
Expenses. Total of all expenses incurred2018-12-31$10,073
Benefits paid (including direct rollovers)2018-12-31$10,073
Total plan assets at end of year2018-12-31$0
Total plan assets at beginning of year2018-12-31$10,070
Value of fidelity bond covering the plan2018-12-31$450,000
Total contributions received or receivable from participants2018-12-31$0
Other income received2018-12-31$3
Net income (gross income less expenses)2018-12-31$-10,070
Net plan assets at end of year (total assets less liabilities)2018-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$10,070
Total contributions received or receivable from employer(s)2018-12-31$0
2017 : WINTER & WINTER, S.C. RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$190,359
Expenses. Total of all expenses incurred2017-12-31$4,493,544
Benefits paid (including direct rollovers)2017-12-31$4,493,544
Total plan assets at end of year2017-12-31$10,070
Total plan assets at beginning of year2017-12-31$4,313,255
Value of fidelity bond covering the plan2017-12-31$450,000
Total contributions received or receivable from participants2017-12-31$41,352
Other income received2017-12-31$139,701
Net income (gross income less expenses)2017-12-31$-4,303,185
Net plan assets at end of year (total assets less liabilities)2017-12-31$10,070
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,313,255
Total contributions received or receivable from employer(s)2017-12-31$9,306
2016 : WINTER & WINTER, S.C. RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$218,517
Expenses. Total of all expenses incurred2016-12-31$750
Total plan assets at end of year2016-12-31$4,313,255
Total plan assets at beginning of year2016-12-31$4,095,488
Value of fidelity bond covering the plan2016-12-31$450,000
Total contributions received or receivable from participants2016-12-31$78,777
Other income received2016-12-31$99,740
Net income (gross income less expenses)2016-12-31$217,767
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,313,255
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,095,488
Total contributions received or receivable from employer(s)2016-12-31$40,000
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$750
2015 : WINTER & WINTER, S.C. RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$109,051
Expenses. Total of all expenses incurred2015-12-31$202,884
Benefits paid (including direct rollovers)2015-12-31$202,884
Total plan assets at end of year2015-12-31$4,095,488
Total plan assets at beginning of year2015-12-31$4,189,321
Value of fidelity bond covering the plan2015-12-31$425,000
Total contributions received or receivable from participants2015-12-31$77,533
Other income received2015-12-31$-8,482
Net income (gross income less expenses)2015-12-31$-93,833
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,095,488
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,189,321
Total contributions received or receivable from employer(s)2015-12-31$40,000
2014 : WINTER & WINTER, S.C. RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$73,581
Total plan assets at end of year2014-12-31$4,189,321
Total plan assets at beginning of year2014-12-31$4,115,740
Value of fidelity bond covering the plan2014-12-31$425,000
Total contributions received or receivable from participants2014-12-31$48,110
Other income received2014-12-31$5,471
Net income (gross income less expenses)2014-12-31$73,581
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,189,321
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,115,740
Total contributions received or receivable from employer(s)2014-12-31$20,000
Total income from all sources2014-06-30$371,065
Total plan assets at end of year2014-06-30$4,115,740
Total plan assets at beginning of year2014-06-30$3,744,675
Value of fidelity bond covering the plan2014-06-30$400,000
Total contributions received or receivable from participants2014-06-30$99,424
Other income received2014-06-30$241,641
Net income (gross income less expenses)2014-06-30$371,065
Net plan assets at end of year (total assets less liabilities)2014-06-30$4,115,740
Net plan assets at beginning of year (total assets less liabilities)2014-06-30$3,744,675
Total contributions received or receivable from employer(s)2014-06-30$30,000
2013 : WINTER & WINTER, S.C. RETIREMENT PLAN 2013 401k financial data
Total income from all sources2013-06-30$221,687
Expenses. Total of all expenses incurred2013-06-30$69,292
Benefits paid (including direct rollovers)2013-06-30$69,292
Total plan assets at end of year2013-06-30$3,744,675
Total plan assets at beginning of year2013-06-30$3,602,280
Value of fidelity bond covering the plan2013-06-30$400,000
Total contributions received or receivable from participants2013-06-30$88,430
Other income received2013-06-30$93,257
Net income (gross income less expenses)2013-06-30$152,395
Net plan assets at end of year (total assets less liabilities)2013-06-30$3,744,675
Net plan assets at beginning of year (total assets less liabilities)2013-06-30$3,602,280
Total contributions received or receivable from employer(s)2013-06-30$40,000
2012 : WINTER & WINTER, S.C. RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-06-30$38,679
Expenses. Total of all expenses incurred2012-06-30$4,481
Benefits paid (including direct rollovers)2012-06-30$4,481
Total plan assets at end of year2012-06-30$3,602,280
Total plan assets at beginning of year2012-06-30$3,568,082
Value of fidelity bond covering the plan2012-06-30$375,000
Total contributions received or receivable from participants2012-06-30$75,103
Other income received2012-06-30$-78,424
Net income (gross income less expenses)2012-06-30$34,198
Net plan assets at end of year (total assets less liabilities)2012-06-30$3,602,280
Net plan assets at beginning of year (total assets less liabilities)2012-06-30$3,568,082
Total contributions received or receivable from employer(s)2012-06-30$42,000
2011 : WINTER & WINTER, S.C. RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-06-30$292,083
Expenses. Total of all expenses incurred2011-06-30$2,484
Benefits paid (including direct rollovers)2011-06-30$2,484
Total plan assets at end of year2011-06-30$3,568,082
Total plan assets at beginning of year2011-06-30$3,278,483
Value of fidelity bond covering the plan2011-06-30$350,000
Total contributions received or receivable from participants2011-06-30$71,561
Other income received2011-06-30$185,522
Net income (gross income less expenses)2011-06-30$289,599
Net plan assets at end of year (total assets less liabilities)2011-06-30$3,568,082
Net plan assets at beginning of year (total assets less liabilities)2011-06-30$3,278,483
Total contributions received or receivable from employer(s)2011-06-30$35,000

Form 5500 Responses for WINTER & WINTER, S.C. RETIREMENT PLAN

2018: WINTER & WINTER, S.C. RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WINTER & WINTER, S.C. RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WINTER & WINTER, S.C. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WINTER & WINTER, S.C. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WINTER & WINTER, S.C. RETIREMENT PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: WINTER & WINTER, S.C. RETIREMENT PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: WINTER & WINTER, S.C. RETIREMENT PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: WINTER & WINTER, S.C. RETIREMENT PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2010: WINTER & WINTER, S.C. RETIREMENT PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement - TrustYes
2009: WINTER & WINTER, S.C. RETIREMENT PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01This submission is the final filingNo
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

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