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STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameSTEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN
Plan identification number 001

STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEPHEN L. KELLOGG, DDS has sponsored the creation of one or more 401k plans.

Company Name:STEPHEN L. KELLOGG, DDS
Employer identification number (EIN):391776543
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01DR. STEPHEN KELLOGG
0012016-01-01DR. STEPHEN KELLOGG
0012015-01-01DR. STEPHEN KELLOGG
0012014-01-01DR. STEPHEN KELLOGG
0012013-01-01DR. STEPHEN KELLOGG
0012012-01-01DR. STEPHEN KELLOGG
0012011-01-01DR. STEPHEN KELLOGG
0012009-01-01DR. STEPHEN KELLOGG

Plan Statistics for STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN

401k plan membership statisitcs for STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN

Measure Date Value
2017: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014
Total number of active participants reported on line 7a of the Form 55002016-01-014
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014
Number of participants with account balances2016-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-014
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-014
Number of participants with account balances2015-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Number of participants with account balances2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017
Total number of active participants reported on line 7a of the Form 55002009-01-016
Total of all active and inactive participants2009-01-016
Total participants2009-01-016
Number of participants with account balances2009-01-016

Financial Data on STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN

Measure Date Value
2017 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-06-20$149,014
Expenses. Total of all expenses incurred2017-06-20$2,981,297
Benefits paid (including direct rollovers)2017-06-20$2,981,289
Total plan assets at end of year2017-06-20$0
Total plan assets at beginning of year2017-06-20$2,832,283
Value of fidelity bond covering the plan2017-06-20$300,000
Total contributions received or receivable from participants2017-06-20$0
Expenses. Other expenses not covered elsewhere2017-06-20$0
Contributions received from other sources (not participants or employers)2017-06-20$0
Other income received2017-06-20$149,014
Noncash contributions received2017-06-20$0
Net income (gross income less expenses)2017-06-20$-2,832,283
Net plan assets at end of year (total assets less liabilities)2017-06-20$0
Net plan assets at beginning of year (total assets less liabilities)2017-06-20$2,832,283
Total contributions received or receivable from employer(s)2017-06-20$0
Value of certain deemed distributions of participant loans2017-06-20$0
Value of corrective distributions2017-06-20$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-06-20$8
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-06-20$0
2016 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$197,635
Expenses. Total of all expenses incurred2016-12-31$24
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$2,832,283
Total plan assets at beginning of year2016-12-31$2,634,672
Value of fidelity bond covering the plan2016-12-31$300,000
Total contributions received or receivable from participants2016-12-31$55,640
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$77,277
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$197,611
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,832,283
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,634,672
Total contributions received or receivable from employer(s)2016-12-31$64,718
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$24
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$161,338
Expenses. Total of all expenses incurred2015-12-31$16
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$2,634,672
Total plan assets at beginning of year2015-12-31$2,473,350
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$55,412
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$40,981
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$161,322
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,634,672
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,473,350
Total contributions received or receivable from employer(s)2015-12-31$64,945
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$16
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$248,618
Expenses. Total of all expenses incurred2014-12-31$207,762
Benefits paid (including direct rollovers)2014-12-31$207,730
Total plan assets at end of year2014-12-31$2,473,350
Total plan assets at beginning of year2014-12-31$2,432,494
Value of fidelity bond covering the plan2014-12-31$250,000
Total contributions received or receivable from participants2014-12-31$55,911
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$128,690
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$40,856
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,473,350
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,432,494
Total contributions received or receivable from employer(s)2014-12-31$64,017
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$32
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$420,819
Expenses. Total of all expenses incurred2013-12-31$48
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$2,432,494
Total plan assets at beginning of year2013-12-31$2,011,723
Value of fidelity bond covering the plan2013-12-31$250,000
Total contributions received or receivable from participants2013-12-31$58,435
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$294,418
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$420,771
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,432,494
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,011,723
Total contributions received or receivable from employer(s)2013-12-31$67,966
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$48
2012 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$275,805
Expenses. Total of all expenses incurred2012-12-31$8
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$2,011,723
Total plan assets at beginning of year2012-12-31$1,735,926
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$59,239
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$147,790
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$275,797
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,011,723
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,735,926
Total contributions received or receivable from employer(s)2012-12-31$68,776
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$8
2011 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$94,527
Expenses. Total of all expenses incurred2011-12-31$93,288
Benefits paid (including direct rollovers)2011-12-31$93,135
Total plan assets at end of year2011-12-31$1,735,926
Total plan assets at beginning of year2011-12-31$1,734,687
Value of fidelity bond covering the plan2011-12-31$170,000
Total contributions received or receivable from participants2011-12-31$59,523
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-33,446
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$1,239
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,735,926
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,734,687
Total contributions received or receivable from employer(s)2011-12-31$68,450
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$153
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$225,850
Expenses. Total of all expenses incurred2010-12-31$27
Total plan assets at end of year2010-12-31$1,734,687
Total plan assets at beginning of year2010-12-31$1,508,864
Value of fidelity bond covering the plan2010-12-31$170,000
Total contributions received or receivable from participants2010-12-31$41,378
Other income received2010-12-31$111,017
Net income (gross income less expenses)2010-12-31$225,823
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,734,687
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,508,864
Total contributions received or receivable from employer(s)2010-12-31$73,455
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$27

Form 5500 Responses for STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN

2017: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STEPHEN L. KELLOGG, DDS 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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