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ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 401k Plan overview

Plan NameROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN
Plan identification number 503

ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Temporary disability (accident and sickness)
  • Long-term disability cover

401k Sponsoring company profile

ROBERT W. BAIRD & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:ROBERT W. BAIRD & CO., INC.
Employer identification number (EIN):396037917
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5032018-11-01MICHELLE SKELTON2020-07-23 MICHELLE SKELTON2020-07-23
5032017-11-01
5032016-11-01DAWN PETERSON DAWN PETERSON2018-05-25
5032015-11-01DAWN PETERSON DAWN PETERSON2017-05-25
5032014-11-01DAWN PETERSON DAWN PETERSON2016-05-26
5032013-11-01DAWN PETERSON DAWN PETERSON2015-05-29
5032012-11-01DAWN PETERSON DAWN PETERSON2014-05-22
5032011-11-01DAWN PETERSON DAWN PETERSON2013-05-28
5032010-11-01DAWN PETERSON DAWN PETERSON2012-05-29
5032009-11-01DAWN PETERSON DAWN PETERSON2011-05-25

Plan Statistics for ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN

401k plan membership statisitcs for ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN

Measure Date Value
2018: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-012,508
Total number of active participants reported on line 7a of the Form 55002018-11-010
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-010
Total of all active and inactive participants2018-11-010
2017: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-012,416
Total number of active participants reported on line 7a of the Form 55002017-11-012,490
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-010
Total of all active and inactive participants2017-11-012,490
2016: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-012,396
Total number of active participants reported on line 7a of the Form 55002016-11-012,416
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-010
Total of all active and inactive participants2016-11-012,416
2015: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-012,371
Total number of active participants reported on line 7a of the Form 55002015-11-012,396
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-010
Total of all active and inactive participants2015-11-012,396
2014: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-012,175
Total number of active participants reported on line 7a of the Form 55002014-11-012,371
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-010
Total of all active and inactive participants2014-11-012,371
2013: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-012,128
Total number of active participants reported on line 7a of the Form 55002013-11-012,134
Total of all active and inactive participants2013-11-012,134
2012: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-012,057
Total number of active participants reported on line 7a of the Form 55002012-11-012,128
Total of all active and inactive participants2012-11-012,128
2011: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-011,997
Total number of active participants reported on line 7a of the Form 55002011-11-012,048
Total of all active and inactive participants2011-11-012,048
2010: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-011,934
Total number of active participants reported on line 7a of the Form 55002010-11-011,997
Total of all active and inactive participants2010-11-011,997
2009: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-011,839
Total number of active participants reported on line 7a of the Form 55002009-11-011,934
Total of all active and inactive participants2009-11-011,934

Form 5500 Responses for ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN

2018: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01This submission is the final filingYes
2018-11-01Plan funding arrangement – InsuranceYes
2018-11-01Plan benefit arrangement – InsuranceYes
2017: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Plan funding arrangement – InsuranceYes
2017-11-01Plan benefit arrangement – InsuranceYes
2016: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan benefit arrangement – InsuranceYes
2015: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan benefit arrangement – InsuranceYes
2014: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan benefit arrangement – InsuranceYes
2013: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan benefit arrangement – InsuranceYes
2012: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan benefit arrangement – InsuranceYes
2011: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan benefit arrangement – InsuranceYes
2010: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Plan funding arrangement – InsuranceYes
2010-11-01Plan benefit arrangement – InsuranceYes
2009: ROBERT W. BAIRD & CO., INC. INCOME INDEMNITY PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01This submission is the final filingNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

LIBERTY LIFE ASSURANCE COMPANY OF BOSTON (National Association of Insurance Commissioners NAIC id number: 65315 )
Policy contract numberGF3-840-443684
Policy instance 1
Insurance contract or identification numberGF3-840-443684
Number of Individuals Covered2520
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $44,242
Total amount of fees paid to insurance companyUSD $10,166
Long Term Disability Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $633,999
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44,242
Amount paid for insurance broker fees10166
Additional information about fees paid to insurance brokerSUPPLEMENTAL COMPENSATION
Insurance broker organization code?3
LIBERTY LIFE ASSURANCE COMPANY OF BOSTON (National Association of Insurance Commissioners NAIC id number: 65315 )
Policy contract numberGF3-840-443684
Policy instance 1
Insurance contract or identification numberGF3-840-443684
Number of Individuals Covered2415
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $46,224
Total amount of fees paid to insurance companyUSD $10,048
Long Term Disability Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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