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UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 401k Plan overview

Plan NameUNIVERSITY OF ST. THOMAS RETIREMENT PLAN
Plan identification number 001

UNIVERSITY OF ST. THOMAS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OF ST. THOMAS has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF ST. THOMAS
Employer identification number (EIN):410693970
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF ST. THOMAS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SALLY R. CARDENAS
0012016-01-01PATRICIA GILROY
0012015-01-01DEBORAH SAGSTETTER
0012014-09-01DEBORAH SAGSTETTER
0012013-09-01DEBORAH A. SAGSTETTER DEBORAH A. SAGSTETTER2015-03-31
0012012-09-01DEBORAH A. SAGSTETTER
0012011-09-01DEBORAH A SAGSTETTER DEBORAH A SAGSTETTER2013-04-05
0012009-09-01EDNA R. COMEDY EDNA R. COMEDY2011-06-07
0012009-09-01EDNA R. COMEDY EDNA R. COMEDY2011-06-07

Plan Statistics for UNIVERSITY OF ST. THOMAS RETIREMENT PLAN

401k plan membership statisitcs for UNIVERSITY OF ST. THOMAS RETIREMENT PLAN

Measure Date Value
2023: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-014,295
Total number of active participants reported on line 7a of the Form 55002023-01-012,357
Number of retired or separated participants receiving benefits2023-01-0120
Number of other retired or separated participants entitled to future benefits2023-01-011,404
Total of all active and inactive participants2023-01-013,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-015
Total participants2023-01-013,786
Number of participants with account balances2023-01-013,100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0154
2022: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,925
Total number of active participants reported on line 7a of the Form 55002022-01-012,479
Number of retired or separated participants receiving benefits2022-01-0118
Number of other retired or separated participants entitled to future benefits2022-01-011,744
Total of all active and inactive participants2022-01-014,241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0152
Total participants2022-01-014,293
Number of participants with account balances2022-01-013,620
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0147
2021: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,464
Total number of active participants reported on line 7a of the Form 55002021-01-012,306
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-011,540
Total of all active and inactive participants2021-01-013,864
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0150
Total participants2021-01-013,914
Number of participants with account balances2021-01-013,724
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0130
2020: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,996
Total number of active participants reported on line 7a of the Form 55002020-01-013,058
Number of retired or separated participants receiving benefits2020-01-0111
Number of other retired or separated participants entitled to future benefits2020-01-011,388
Total of all active and inactive participants2020-01-014,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-017
Total participants2020-01-014,464
Number of participants with account balances2020-01-013,434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,050
Total number of active participants reported on line 7a of the Form 55002019-01-012,553
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-011,423
Total of all active and inactive participants2019-01-013,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-013,995
Number of participants with account balances2019-01-013,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0134
2018: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,107
Total number of active participants reported on line 7a of the Form 55002018-01-012,612
Number of retired or separated participants receiving benefits2018-01-0112
Number of other retired or separated participants entitled to future benefits2018-01-011,409
Total of all active and inactive participants2018-01-014,033
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0115
Total participants2018-01-014,048
Number of participants with account balances2018-01-012,923
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-017,252
Total number of active participants reported on line 7a of the Form 55002017-01-012,560
Number of retired or separated participants receiving benefits2017-01-0113
Number of other retired or separated participants entitled to future benefits2017-01-011,524
Total of all active and inactive participants2017-01-014,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-014,107
Number of participants with account balances2017-01-012,998
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,888
Total number of active participants reported on line 7a of the Form 55002016-01-015,899
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-011,348
Total of all active and inactive participants2016-01-017,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-017,251
Number of participants with account balances2016-01-012,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,995
Total number of active participants reported on line 7a of the Form 55002015-01-012,445
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-011,431
Total of all active and inactive participants2015-01-013,877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-013,884
Number of participants with account balances2015-01-012,904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-013,042
Total number of active participants reported on line 7a of the Form 55002014-09-011,504
Number of retired or separated participants receiving benefits2014-09-015
Number of other retired or separated participants entitled to future benefits2014-09-011,481
Total of all active and inactive participants2014-09-012,990
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-013
Total participants2014-09-012,993
Number of participants with account balances2014-09-012,890
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-012
2013: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-013,082
Total number of active participants reported on line 7a of the Form 55002013-09-011,530
Number of retired or separated participants receiving benefits2013-09-012
Number of other retired or separated participants entitled to future benefits2013-09-011,504
Total of all active and inactive participants2013-09-013,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-016
Total participants2013-09-013,042
Number of participants with account balances2013-09-012,913
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-0116
2012: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-013,204
Total number of active participants reported on line 7a of the Form 55002012-09-011,739
Number of retired or separated participants receiving benefits2012-09-015
Number of other retired or separated participants entitled to future benefits2012-09-011,454
Total of all active and inactive participants2012-09-013,198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-016
Total participants2012-09-013,204
Number of participants with account balances2012-09-012,935
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-0110
2011: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-013,231
Total number of active participants reported on line 7a of the Form 55002011-09-011,719
Number of retired or separated participants receiving benefits2011-09-017
Number of other retired or separated participants entitled to future benefits2011-09-011,476
Total of all active and inactive participants2011-09-013,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-014
Total participants2011-09-013,206
Number of participants with account balances2011-09-012,942
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-011
2009: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-013,093
Total number of active participants reported on line 7a of the Form 55002009-09-011,622
Number of retired or separated participants receiving benefits2009-09-0152
Number of other retired or separated participants entitled to future benefits2009-09-011,387
Total of all active and inactive participants2009-09-013,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-0114
Total participants2009-09-013,075
Number of participants with account balances2009-09-012,981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-010

Financial Data on UNIVERSITY OF ST. THOMAS RETIREMENT PLAN

Measure Date Value
2023 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2023 401k financial data
Total transfer of assets to this plan2023-12-31$77,420
Total income from all sources (including contributions)2023-12-31$87,243,881
Total of all expenses incurred2023-12-31$22,866,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$22,002,823
Expenses. Certain deemed distributions of participant loans2023-12-31$85,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$21,530,290
Value of total assets at end of year2023-12-31$422,487,100
Value of total assets at beginning of year2023-12-31$358,032,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$778,815
Total interest from all sources2023-12-31$2,603,440
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$5,795,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$5,795,336
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$9,918,764
Participant contributions at end of year2023-12-31$570,913
Participant contributions at beginning of year2023-12-31$641,222
Assets. Other investments not covered elsewhere at end of year2023-12-31$2,379,822
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$1,563,660
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$1,038,202
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$4,679
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$2,621
Other income not declared elsewhere2023-12-31$285,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$64,376,966
Value of net assets at end of year (total assets less liabilities)2023-12-31$422,487,100
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$358,032,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$5,799
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$356,972,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$294,851,308
Value of interest in pooled separate accounts at end of year2023-12-31$2,521,850
Value of interest in pooled separate accounts at beginning of year2023-12-31$3,797,465
Interest on participant loans2023-12-31$32,429
Interest earned on other investments2023-12-31$2,530,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$1,007,496
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$958,765
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$958,765
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$40,329
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$59,030,107
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$56,217,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$57,490,195
Net investment gain/loss from pooled separate accounts2023-12-31$-460,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$10,573,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$22,002,823
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Disclaimer
Accountancy firm name2023-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2023-12-31410746749
2022 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$365,278
Total income from all sources (including contributions)2022-12-31$-46,608,008
Total of all expenses incurred2022-12-31$25,983,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$24,351,094
Expenses. Certain deemed distributions of participant loans2022-12-31$32,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$21,296,861
Value of total assets at end of year2022-12-31$358,032,714
Value of total assets at beginning of year2022-12-31$430,258,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,599,515
Total interest from all sources2022-12-31$2,230,768
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$6,876,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$6,876,927
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,323,151
Participant contributions at end of year2022-12-31$641,222
Participant contributions at beginning of year2022-12-31$619,333
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,563,660
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,256,484
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,812,521
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,621
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$669
Other income not declared elsewhere2022-12-31$-213,886
Administrative expenses (other) incurred2022-12-31$1,594,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-72,591,366
Value of net assets at end of year (total assets less liabilities)2022-12-31$358,032,714
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$430,258,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,829
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$294,851,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$366,506,122
Value of interest in pooled separate accounts at end of year2022-12-31$3,797,465
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,527,174
Interest on participant loans2022-12-31$25,988
Interest earned on other investments2022-12-31$2,193,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$958,765
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$872,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$872,775
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$11,442
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$56,217,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$57,476,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-77,091,383
Net investment gain/loss from pooled separate accounts2022-12-31$292,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,161,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$24,351,094
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$221,743
Total income from all sources (including contributions)2021-12-31$76,135,047
Total of all expenses incurred2021-12-31$36,889,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$36,572,779
Expenses. Certain deemed distributions of participant loans2021-12-31$81,443
Value of total corrective distributions2021-12-31$1,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$20,862,624
Value of total assets at end of year2021-12-31$430,258,802
Value of total assets at beginning of year2021-12-31$390,791,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$234,019
Total interest from all sources2021-12-31$1,998,304
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$10,162,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$10,162,243
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,696,932
Participant contributions at end of year2021-12-31$619,333
Participant contributions at beginning of year2021-12-31$408,520
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$233,423
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,256,484
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,041,872
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,854,786
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$669
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$4,748
Other income not declared elsewhere2021-12-31$175,005
Administrative expenses (other) incurred2021-12-31$230,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$39,245,745
Value of net assets at end of year (total assets less liabilities)2021-12-31$430,258,802
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$390,791,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,698
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$366,506,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$324,281,390
Value of interest in pooled separate accounts at end of year2021-12-31$3,527,174
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,057,590
Interest on participant loans2021-12-31$24,662
Interest earned on other investments2021-12-31$1,973,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$872,775
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,141,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,141,978
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$82
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$57,476,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$60,621,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$42,398,734
Net investment gain/loss from pooled separate accounts2021-12-31$538,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,310,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$36,572,779
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$863,296
Total income from all sources (including contributions)2020-12-31$69,423,357
Total of all expenses incurred2020-12-31$29,041,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$28,851,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,539,869
Value of total assets at end of year2020-12-31$390,791,314
Value of total assets at beginning of year2020-12-31$349,545,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$189,330
Total interest from all sources2020-12-31$2,299,567
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,303,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,303,098
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$8,263,055
Participant contributions at end of year2020-12-31$408,520
Participant contributions at beginning of year2020-12-31$0
Participant contributions at end of year2020-12-31$233,423
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,041,872
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$684,122
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$231,540
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$4,748
Other income not declared elsewhere2020-12-31$146,072
Administrative expenses (other) incurred2020-12-31$189,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$40,382,282
Value of net assets at end of year (total assets less liabilities)2020-12-31$390,791,314
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$349,545,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$324,281,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$287,017,649
Value of interest in pooled separate accounts at end of year2020-12-31$3,057,590
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,022,924
Interest on participant loans2020-12-31$9,356
Interest earned on other investments2020-12-31$2,288,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,141,978
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$547,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$547,070
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$60,621,793
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$57,273,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$48,169,272
Net investment gain/loss from pooled separate accounts2020-12-31$-34,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,045,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,851,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$767,095
Total income from all sources (including contributions)2019-12-31$77,358,140
Total of all expenses incurred2019-12-31$19,453,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$19,259,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$18,942,752
Value of total assets at end of year2019-12-31$349,545,736
Value of total assets at beginning of year2019-12-31$290,873,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$193,769
Total interest from all sources2019-12-31$2,273,122
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,534,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,534,454
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$7,698,784
Assets. Other investments not covered elsewhere at end of year2019-12-31$684,122
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$577,404
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,136,407
Other income not declared elsewhere2019-12-31$139,724
Administrative expenses (other) incurred2019-12-31$193,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$57,904,810
Value of net assets at end of year (total assets less liabilities)2019-12-31$349,545,736
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$290,873,831
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$287,017,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$227,851,496
Value of interest in pooled separate accounts at end of year2019-12-31$4,022,924
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,071,066
Interest earned on other investments2019-12-31$2,261,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$547,070
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$647,169
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$647,169
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$11,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$57,273,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$57,726,696
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,158,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$50,248,768
Net investment gain/loss from pooled separate accounts2019-12-31$219,320
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$10,107,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$18,100,747
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$1,033,427
Total income from all sources (including contributions)2018-12-31$4,888,677
Total of all expenses incurred2018-12-31$22,528,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$22,313,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$17,554,810
Value of total assets at end of year2018-12-31$290,873,831
Value of total assets at beginning of year2018-12-31$307,479,741
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$214,714
Total interest from all sources2018-12-31$2,374,023
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,402,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,402,582
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,242,551
Assets. Other investments not covered elsewhere at end of year2018-12-31$577,404
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$608,156
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$779,157
Other income not declared elsewhere2018-12-31$-46,966
Administrative expenses (other) incurred2018-12-31$214,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-17,639,337
Value of net assets at end of year (total assets less liabilities)2018-12-31$290,873,831
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$307,479,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$227,851,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$243,001,099
Value of interest in pooled separate accounts at end of year2018-12-31$4,071,066
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,486,635
Interest earned on other investments2018-12-31$2,364,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$647,169
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$720,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$720,944
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$9,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$57,726,696
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$58,662,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-21,587,259
Net investment gain/loss from pooled separate accounts2018-12-31$191,487
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$9,533,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$22,313,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$987,423
Total income from all sources (including contributions)2017-12-31$60,096,073
Total of all expenses incurred2017-12-31$18,746,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$18,596,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$17,204,183
Value of total assets at end of year2017-12-31$307,479,741
Value of total assets at beginning of year2017-12-31$265,142,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$150,015
Total interest from all sources2017-12-31$2,353,144
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,869,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,869,820
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,754,755
Assets. Other investments not covered elsewhere at end of year2017-12-31$608,156
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$412,655
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,094,656
Other income not declared elsewhere2017-12-31$83,847
Administrative expenses (other) incurred2017-12-31$149,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$41,349,940
Value of net assets at end of year (total assets less liabilities)2017-12-31$307,479,741
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$265,142,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$243,001,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$199,752,217
Value of interest in pooled separate accounts at end of year2017-12-31$4,486,635
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,991,279
Interest earned on other investments2017-12-31$2,348,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$720,944
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,230,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,230,177
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$4,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$58,662,907
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$58,756,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$35,375,232
Net investment gain/loss from pooled separate accounts2017-12-31$209,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$9,354,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$18,596,118
Contract administrator fees2017-12-31$301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$2,856,444
Total income from all sources (including contributions)2016-12-31$34,762,958
Total of all expenses incurred2016-12-31$18,301,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$18,190,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,574,526
Value of total assets at end of year2016-12-31$265,142,378
Value of total assets at beginning of year2016-12-31$245,824,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$111,639
Total interest from all sources2016-12-31$2,546,085
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,313,539
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,313,539
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,681,745
Assets. Other investments not covered elsewhere at end of year2016-12-31$412,655
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$347,856
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,707,966
Other income not declared elsewhere2016-12-31$46,334
Administrative expenses (other) incurred2016-12-31$111,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,461,187
Value of net assets at end of year (total assets less liabilities)2016-12-31$265,142,378
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$245,824,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$199,752,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$182,421,618
Value of interest in pooled separate accounts at end of year2016-12-31$4,991,279
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,053,215
Interest earned on other investments2016-12-31$2,546,085
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,230,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$58,756,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$57,998,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,027,949
Net investment gain/loss from pooled separate accounts2016-12-31$254,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,184,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,190,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$21,845,011
Total income from all sources (including contributions)2015-12-31$17,725,310
Total of all expenses incurred2015-12-31$18,035,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,971,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,272,635
Value of total assets at end of year2015-12-31$245,824,747
Value of total assets at beginning of year2015-12-31$224,289,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$63,377
Total interest from all sources2015-12-31$2,390,790
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,640,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,640,877
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,840,585
Assets. Other investments not covered elsewhere at end of year2015-12-31$347,856
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,678,009
Other income not declared elsewhere2015-12-31$-10,560
Administrative expenses (other) incurred2015-12-31$63,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-309,975
Value of net assets at end of year (total assets less liabilities)2015-12-31$245,824,747
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$224,289,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$182,421,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$160,905,306
Value of interest in pooled separate accounts at end of year2015-12-31$5,053,215
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,295,546
Interest earned on other investments2015-12-31$2,390,671
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,898
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$119
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$57,998,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$57,088,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,003,174
Net investment gain/loss from pooled separate accounts2015-12-31$434,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,754,041
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,971,908
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,474,339
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,520,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,518,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,964,887
Value of total assets at end of year2014-12-31$224,289,711
Value of total assets at beginning of year2014-12-31$225,335,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,710
Total interest from all sources2014-12-31$825,070
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,424,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,424,847
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$1,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,046,154
Value of net assets at end of year (total assets less liabilities)2014-12-31$224,289,711
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$225,335,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$160,905,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$162,649,275
Value of interest in pooled separate accounts at end of year2014-12-31$6,295,546
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,871,980
Interest earned on other investments2014-12-31$825,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$57,088,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$56,814,610
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$273,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-3,002,797
Net investment gain/loss from pooled separate accounts2014-12-31$262,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,964,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,245,108
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Total unrealized appreciation/depreciation of assets2014-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-08-31$618,595
Total income from all sources (including contributions)2014-08-31$37,498,434
Total loss/gain on sale of assets2014-08-31$0
Total of all expenses incurred2014-08-31$12,784,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$12,776,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$8,857,167
Value of total assets at end of year2014-08-31$225,335,865
Value of total assets at beginning of year2014-08-31$201,240,516
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$7,498
Total interest from all sources2014-08-31$2,423,683
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$4,062,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$4,062,256
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$1,000,000
If this is an individual account plan, was there a blackout period2014-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-08-31$618,595
Administrative expenses (other) incurred2014-08-31$7,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$24,713,944
Value of net assets at end of year (total assets less liabilities)2014-08-31$225,335,865
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$200,621,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$162,649,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$140,148,009
Value of interest in pooled separate accounts at end of year2014-08-31$5,871,980
Value of interest in pooled separate accounts at beginning of year2014-08-31$4,929,626
Interest earned on other investments2014-08-31$2,423,683
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-08-31$56,814,610
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-08-31$56,162,881
Expenses. Payments to insurance carriers foe the provision of benefits2014-08-31$327,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$21,603,747
Net investment gain/loss from pooled separate accounts2014-08-31$551,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31No
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$8,857,167
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$12,449,533
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-08-31410746749
2013 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-08-31$0
Total transfer of assets to this plan2013-08-31$852
Total transfer of assets from this plan2013-08-31$618,595
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$618,595
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$28,051,478
Total loss/gain on sale of assets2013-08-31$0
Total of all expenses incurred2013-08-31$10,162,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$10,155,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$8,600,739
Value of total assets at end of year2013-08-31$201,240,516
Value of total assets at beginning of year2013-08-31$183,350,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$7,330
Total interest from all sources2013-08-31$2,292,529
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$1,725,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-08-31$1,725,150
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$1,000,000
If this is an individual account plan, was there a blackout period2013-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-08-31$618,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-08-31$0
Administrative expenses (other) incurred2013-08-31$7,330
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$17,888,886
Value of net assets at end of year (total assets less liabilities)2013-08-31$200,621,921
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$183,350,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$140,148,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$123,900,478
Value of interest in pooled separate accounts at end of year2013-08-31$4,929,626
Value of interest in pooled separate accounts at beginning of year2013-08-31$4,098,680
Interest earned on other investments2013-08-31$2,292,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-08-31$56,162,881
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-08-31$55,351,620
Expenses. Payments to insurance carriers foe the provision of benefits2013-08-31$557,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$15,048,025
Net investment gain/loss from pooled separate accounts2013-08-31$385,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31No
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Contributions received in cash from employer2013-08-31$8,600,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$9,597,268
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-08-31410746749
2012 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total transfer of assets from this plan2012-08-31$691,464
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total income from all sources (including contributions)2012-08-31$22,104,083
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$10,283,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$10,275,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$8,329,210
Value of total assets at end of year2012-08-31$183,350,778
Value of total assets at beginning of year2012-08-31$172,221,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$7,690
Total interest from all sources2012-08-31$2,251,155
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$1,059,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-08-31$1,059,130
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$1,000,000
If this is an individual account plan, was there a blackout period2012-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$6,123
Administrative expenses (other) incurred2012-08-31$7,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Value of net income/loss2012-08-31$11,820,451
Value of net assets at end of year (total assets less liabilities)2012-08-31$183,350,778
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$172,221,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$123,900,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$113,856,401
Value of interest in pooled separate accounts at end of year2012-08-31$4,098,680
Value of interest in pooled separate accounts at beginning of year2012-08-31$3,413,292
Interest earned on other investments2012-08-31$2,251,155
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$55,351,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$54,952,098
Expenses. Payments to insurance carriers foe the provision of benefits2012-08-31$994,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$10,113,044
Net investment gain/loss from pooled separate accounts2012-08-31$351,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Contributions received in cash from employer2012-08-31$8,323,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$9,281,217
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2012-08-31410746749
2011 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total income from all sources (including contributions)2011-08-31$24,448,895
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$8,345,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$8,337,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$8,159,130
Value of total assets at end of year2011-08-31$172,221,791
Value of total assets at beginning of year2011-08-31$156,117,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$7,711
Total interest from all sources2011-08-31$2,132,123
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$136,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$136,183
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$1,000,000
If this is an individual account plan, was there a blackout period2011-08-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Administrative expenses (other) incurred2011-08-31$7,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Value of net income/loss2011-08-31$16,103,816
Value of net assets at end of year (total assets less liabilities)2011-08-31$172,221,791
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$156,117,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$113,856,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$101,093,452
Value of interest in pooled separate accounts at end of year2011-08-31$3,413,292
Value of interest in pooled separate accounts at beginning of year2011-08-31$2,323,588
Interest earned on other investments2011-08-31$2,132,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$54,952,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$52,700,935
Expenses. Payments to insurance carriers foe the provision of benefits2011-08-31$658,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$13,547,520
Net investment gain/loss from pooled separate accounts2011-08-31$473,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Contributions received in cash from employer2011-08-31$8,159,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$7,679,324
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2011-08-31410746749
2010 : UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-08-31$0

Form 5500 Responses for UNIVERSITY OF ST. THOMAS RETIREMENT PLAN

2023: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF ST. THOMAS RETIREMENT PLAN 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered2055
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1173
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered2065
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1210
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered1970
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1260
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered1842
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1592
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered1879
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1379
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered1770
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1437
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered1662
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1495
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTA069665
Policy instance 2
Insurance contract or identification numberTA069665
Number of Individuals Covered1496
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1628
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1829
Insurance policy start date2014-09-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered1833
Insurance policy start date2013-09-01
Insurance policy end date2014-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered2369
Insurance policy start date2012-09-01
Insurance policy end date2013-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered2374
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number102360
Policy instance 1
Insurance contract or identification number102360
Number of Individuals Covered2869
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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