401k Plan data: GRIFFIN COMPANIES/MAXFIELD RESEARCH 401(K) PLAN plan

GRIFFIN COMPANIES/MAXFIELD RESEARCH 401(K) PLAN 401k Plan overview

Plan Name	GRIFFIN COMPANIES/MAXFIELD RESEARCH 401(K) PLAN
Plan identification number	002

GRIFFIN COMPANIES/MAXFIELD RESEARCH 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE GRIFFIN COMPANIES INC. has sponsored the creation of one or more 401k plans.

Company Name: THE GRIFFIN COMPANIES INC.

Employer identification number (EIN): 410965116

NAIC Classification: 531310

Additional information about THE GRIFFIN COMPANIES INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 2011-06-06

Company Identification Number: P11000052986

Legal Registered Office Address: 38936 ALSTON AVE

ZEPHYRHILLS

33542

More information about THE GRIFFIN COMPANIES INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRIFFIN COMPANIES/MAXFIELD RESEARCH 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 DEBORAH JOHNSON 2013-07-22
002 2011-01-01 GAIL P. TUCKER 2012-08-16
002 2010-01-01 GAIL P TUCKER 2011-09-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2012-01-01	DEBORAH JOHNSON	2013-07-22
002	2011-01-01	GAIL P. TUCKER	2012-08-16
002	2010-01-01	GAIL P TUCKER	2011-09-28

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Company Name:	THE GRIFFIN COMPANIES INC.
Employer identification number (EIN):	410965116
NAIC Classification:	531310

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	2011-06-06
Company Identification Number:	P11000052986
Legal Registered Office Address:	38936 ALSTON AVE ZEPHYRHILLS 33542