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DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameDAVIS & ASSOCIATES INC. PROFIT SHARING PLAN
Plan identification number 002

DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Offset plan - Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVIS & ASSOCIATES, INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:DAVIS & ASSOCIATES, INCORPORATED
Employer identification number (EIN):410975255
NAIC Classification:423600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-10-01
0022018-10-01
0022017-10-01
0022016-10-01JAMES DAVIS JAMES DAVIS2018-07-12
0022015-10-01JAMES DAVIS JAMES DAVIS2017-07-10
0022014-10-01JAMES DAVIS JAMES DAVIS2016-07-13
0022013-10-01JAMES DAVIS JAMES DAVIS2015-07-13
0022012-10-01JAMES DAVIS JAMES DAVIS2014-06-30
0022011-10-01JAMES DAVIS JAMES DAVIS2013-07-11
0022009-10-01JAMES DAVIS JAMES DAVIS2011-07-14

Plan Statistics for DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN

401k plan membership statisitcs for DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN

Measure Date Value
2019: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-0123
Total number of active participants reported on line 7a of the Form 55002019-10-010
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-010
Total of all active and inactive participants2019-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-010
Number of participants with account balances2019-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-010
2018: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-0129
Total number of active participants reported on line 7a of the Form 55002018-10-0121
Number of retired or separated participants receiving benefits2018-10-011
Number of other retired or separated participants entitled to future benefits2018-10-011
Total of all active and inactive participants2018-10-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-0123
Number of participants with account balances2018-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-0129
Total number of active participants reported on line 7a of the Form 55002017-10-0128
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-011
Total of all active and inactive participants2017-10-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-0129
Number of participants with account balances2017-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-0129
Total number of active participants reported on line 7a of the Form 55002016-10-0128
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-011
Total of all active and inactive participants2016-10-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-0129
Number of participants with account balances2016-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0127
Total number of active participants reported on line 7a of the Form 55002015-10-0129
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-011
Total of all active and inactive participants2015-10-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-0130
Number of participants with account balances2015-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-0126
Total number of active participants reported on line 7a of the Form 55002014-10-0123
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-011
Total of all active and inactive participants2014-10-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-0124
Number of participants with account balances2014-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-010
2013: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-0125
Total number of active participants reported on line 7a of the Form 55002013-10-0123
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-011
Total of all active and inactive participants2013-10-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-0124
Number of participants with account balances2013-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0134
Total number of active participants reported on line 7a of the Form 55002012-10-0133
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-011
Total of all active and inactive participants2012-10-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-0134
Number of participants with account balances2012-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0133
Total number of active participants reported on line 7a of the Form 55002011-10-0133
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-011
Total of all active and inactive participants2011-10-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0134
Number of participants with account balances2011-10-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2009: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0119
Total number of active participants reported on line 7a of the Form 55002009-10-0117
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-012
Total of all active and inactive participants2009-10-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0119
Number of participants with account balances2009-10-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN

Measure Date Value
2020 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-09-30$94,465
Expenses. Total of all expenses incurred2020-09-30$508,831
Benefits paid (including direct rollovers)2020-09-30$508,151
Total plan assets at end of year2020-09-30$0
Total plan assets at beginning of year2020-09-30$414,366
Value of fidelity bond covering the plan2020-09-30$1,000,000
Expenses. Other expenses not covered elsewhere2020-09-30$680
Other income received2020-09-30$94,465
Net income (gross income less expenses)2020-09-30$-414,366
Net plan assets at end of year (total assets less liabilities)2020-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2020-09-30$414,366
Assets. Value of assets in partnership/joint-venture interests2020-09-30$0
2019 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at beginning of year2019-09-30$0
Total income from all sources2019-09-30$-40,377
Expenses. Total of all expenses incurred2019-09-30$30,415
Benefits paid (including direct rollovers)2019-09-30$30,415
Total plan assets at end of year2019-09-30$414,366
Total plan assets at beginning of year2019-09-30$485,158
Value of fidelity bond covering the plan2019-09-30$1,000,000
Other income received2019-09-30$-40,377
Net income (gross income less expenses)2019-09-30$-70,792
Net plan assets at end of year (total assets less liabilities)2019-09-30$414,366
Net plan assets at beginning of year (total assets less liabilities)2019-09-30$485,158
Assets. Value of assets in partnership/joint-venture interests2019-09-30$141,500
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
2018 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
2017 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$0
Total income from all sources2017-09-30$-275,634
Expenses. Total of all expenses incurred2017-09-30$31,001
Benefits paid (including direct rollovers)2017-09-30$29,035
Total plan assets at end of year2017-09-30$536,952
Total plan assets at beginning of year2017-09-30$843,587
Value of fidelity bond covering the plan2017-09-30$1,000,000
Expenses. Other expenses not covered elsewhere2017-09-30$1,848
Other income received2017-09-30$-275,634
Net income (gross income less expenses)2017-09-30$-306,635
Net plan assets at end of year (total assets less liabilities)2017-09-30$536,952
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$843,587
Assets. Value of assets in partnership/joint-venture interests2017-09-30$200,000
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$118
2016 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-09-30$0
Total plan liabilities at beginning of year2016-09-30$30,000
Total income from all sources2016-09-30$-314,420
Expenses. Total of all expenses incurred2016-09-30$24,623
Benefits paid (including direct rollovers)2016-09-30$24,371
Total plan assets at end of year2016-09-30$843,587
Total plan assets at beginning of year2016-09-30$1,212,630
Value of fidelity bond covering the plan2016-09-30$1,000,000
Other income received2016-09-30$-314,420
Net income (gross income less expenses)2016-09-30$-339,043
Net plan assets at end of year (total assets less liabilities)2016-09-30$843,587
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$1,182,630
Assets. Value of assets in partnership/joint-venture interests2016-09-30$253,350
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$252
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-09-30$0
Total plan liabilities at end of year2015-09-30$30,000
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$155,062
Expenses. Total of all expenses incurred2015-09-30$0
Total plan assets at end of year2015-09-30$1,212,630
Total plan assets at beginning of year2015-09-30$1,027,568
Value of fidelity bond covering the plan2015-09-30$1,000,000
Other income received2015-09-30$155,062
Net income (gross income less expenses)2015-09-30$155,062
Net plan assets at end of year (total assets less liabilities)2015-09-30$1,182,630
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$1,027,568
Assets. Value of assets in partnership/joint-venture interests2015-09-30$497,478
2014 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-09-30$0
Total plan liabilities at beginning of year2014-09-30$0
Total income from all sources2014-09-30$-302,146
Expenses. Total of all expenses incurred2014-09-30$4,565
Total plan assets at end of year2014-09-30$1,027,568
Total plan assets at beginning of year2014-09-30$1,334,279
Value of fidelity bond covering the plan2014-09-30$1,000,000
Expenses. Other expenses not covered elsewhere2014-09-30$4,565
Other income received2014-09-30$-302,146
Net income (gross income less expenses)2014-09-30$-306,711
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,027,568
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,334,279
Assets. Value of assets in partnership/joint-venture interests2014-09-30$493,594
2013 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-09-30$0
Total plan liabilities at beginning of year2013-09-30$0
Total income from all sources2013-09-30$-44,180
Expenses. Total of all expenses incurred2013-09-30$2,336
Total plan assets at end of year2013-09-30$1,334,279
Total plan assets at beginning of year2013-09-30$1,380,795
Value of fidelity bond covering the plan2013-09-30$1,000,000
Assets. Value of loans (other than to participants)2013-09-30$0
Expenses. Other expenses not covered elsewhere2013-09-30$2,336
Other income received2013-09-30$-44,180
Net income (gross income less expenses)2013-09-30$-46,516
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,334,279
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$1,380,795
Assets. Value of assets in partnership/joint-venture interests2013-09-30$425,320
2012 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-09-30$0
Total plan liabilities at beginning of year2012-09-30$0
Total income from all sources2012-09-30$22,143
Expenses. Total of all expenses incurred2012-09-30$743
Benefits paid (including direct rollovers)2012-09-30$743
Total plan assets at end of year2012-09-30$1,380,795
Total plan assets at beginning of year2012-09-30$1,359,395
Value of fidelity bond covering the plan2012-09-30$1,000,000
Assets. Value of loans (other than to participants)2012-09-30$200,000
Other income received2012-09-30$22,143
Net income (gross income less expenses)2012-09-30$21,400
Net plan assets at end of year (total assets less liabilities)2012-09-30$1,380,795
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,359,395
Assets. Value of assets in partnership/joint-venture interests2012-09-30$483,823
2011 : DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-09-30$0
Total plan liabilities at beginning of year2011-09-30$0
Total income from all sources2011-09-30$-60,706
Expenses. Total of all expenses incurred2011-09-30$0
Total plan assets at end of year2011-09-30$1,359,395
Total plan assets at beginning of year2011-09-30$1,420,101
Value of fidelity bond covering the plan2011-09-30$1,000,000
Assets. Value of loans (other than to participants)2011-09-30$153,000
Other income received2011-09-30$-60,706
Net income (gross income less expenses)2011-09-30$-60,706
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,359,395
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$1,420,101
Assets. Value of assets in partnership/joint-venture interests2011-09-30$425,960

Form 5500 Responses for DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN

2019: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingYes
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: DAVIS & ASSOCIATES INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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