401k Plan data: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN plan

PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PIONEER INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: PIONEER INDUSTRIES, INC.

Employer identification number (EIN): 411253361

NAIC Classification: 423400

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 THOMAS HARRISON
001 2011-01-01 THOMAS HARRISON
001 2009-01-01 THOMAS A. HARRISON THOMAS A. HARRISON 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	THOMAS HARRISON
001	2011-01-01	THOMAS HARRISON
001	2009-01-01	THOMAS A. HARRISON	THOMAS A. HARRISON	2010-10-07

Plan Statistics for PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2012: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 157
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 12
Total of all active and inactive participants 2012-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 169
Number of participants with account balances 2012-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 152
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 9
Total of all active and inactive participants 2011-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 161
Number of participants with account balances 2011-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2009: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 140
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 11
Total of all active and inactive participants 2009-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 151
Number of participants with account balances 2009-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2012: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	157
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	12
Total of all active and inactive participants	2012-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	169
Number of participants with account balances	2012-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	152
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	9
Total of all active and inactive participants	2011-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	161
Number of participants with account balances	2011-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2009: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	140
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	11
Total of all active and inactive participants	2009-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	151
Number of participants with account balances	2009-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2012 : PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$24,955
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,134,581
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$337,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$279,563
Value of total corrective distributions	2012-12-31	$24,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$620,765
Value of total assets at end of year	2012-12-31	$5,614,483
Value of total assets at beginning of year	2012-12-31	$4,792,344
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$32,879
Total interest from all sources	2012-12-31	$8,694
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$139,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$139,006
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$515,323
Participant contributions at end of year	2012-12-31	$218,091
Participant contributions at beginning of year	2012-12-31	$220,806
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$24,955
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$797,184
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,589,528
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,792,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$25,821
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,163,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,376,137
Interest on participant loans	2012-12-31	$8,694
Value of interest in common/collective trusts at end of year	2012-12-31	$1,232,821
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,195,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$344,267
Net investment gain or loss from common/collective trusts	2012-12-31	$21,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$105,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$279,563
Contract administrator fees	2012-12-31	$7,058
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$446,754
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$190,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$162,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$543,787
Value of total assets at end of year	2011-12-31	$4,792,344
Value of total assets at beginning of year	2011-12-31	$4,536,399
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$27,926
Total interest from all sources	2011-12-31	$9,328
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$47,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$47,180
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$453,647
Participant contributions at end of year	2011-12-31	$220,806
Participant contributions at beginning of year	2011-12-31	$155,539
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$255,945
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,792,344
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,536,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$23,453
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,376,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,402,792
Interest on participant loans	2011-12-31	$9,328
Value of interest in common/collective trusts at end of year	2011-12-31	$1,195,401
Value of interest in common/collective trusts at beginning of year	2011-12-31	$978,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-188,607
Net investment gain or loss from common/collective trusts	2011-12-31	$35,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$90,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$162,883
Contract administrator fees	2011-12-31	$4,473
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOQUIST THORVILSON KAUFMANN
Accountancy firm EIN	2011-12-31	411841185
2010 : PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$828,684
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$142,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$116,761
Value of total corrective distributions	2010-12-31	$3,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$404,350
Value of total assets at end of year	2010-12-31	$4,536,399
Value of total assets at beginning of year	2010-12-31	$3,850,087
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$21,838
Total interest from all sources	2010-12-31	$7,859
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$47,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$47,638
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$325,286
Participant contributions at end of year	2010-12-31	$155,539
Participant contributions at beginning of year	2010-12-31	$121,999
Participant contributions at beginning of year	2010-12-31	$4,994
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$12,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$686,312
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,536,399
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,850,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$19,838
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,402,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,685,152
Interest on participant loans	2010-12-31	$7,859
Value of interest in common/collective trusts at end of year	2010-12-31	$978,068
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,037,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$346,752
Net investment gain or loss from common/collective trusts	2010-12-31	$22,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$66,547
Employer contributions (assets) at beginning of year	2010-12-31	$922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$116,761
Contract administrator fees	2010-12-31	$2,000
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOQUIST THORVILSON KAUFMANN
Accountancy firm EIN	2010-12-31	411841185
2009 : PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN

2012: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PIONEER INDUSTRIES, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PIONEER INDUSTRIES, INC.
Employer identification number (EIN):	411253361
NAIC Classification:	423400