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JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameJAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST
Plan identification number 001

JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES B. JOINER COMPANY has sponsored the creation of one or more 401k plans.

Company Name:JAMES B. JOINER COMPANY
Employer identification number (EIN):411312136
NAIC Classification:523140
NAIC Description:Commodity Contracts Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01GRAHAM PETERSBURG2022-10-11
0012020-10-01GRAHAM PETERSBURG2022-06-30
0012019-10-01GRAHAM PETERSBURG2021-07-09
0012018-10-01GRAHAM PETERSBURG2020-07-15
0012017-10-01GRAHAM PETERSBURG2019-05-14
0012016-10-01GRAHAM PETERSBURG2018-02-06
0012015-10-01GRAHAM PETERSBURG2017-01-12
0012014-10-01GRAHAM PETERSBURG2016-04-13
0012013-10-01GRAHAM PETERSBURG
0012012-10-01KERRY MANUEL
0012011-10-01KERRY MANUEL
0012010-10-01KERRY MANUEL
0012009-10-01KERRY MANUEL

Plan Statistics for JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST

Measure Date Value
2013: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-10-014
Total number of active participants reported on line 7a of the Form 55002013-10-013
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-011
Total of all active and inactive participants2013-10-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-014
Number of participants with account balances2013-10-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-10-014
Total number of active participants reported on line 7a of the Form 55002012-10-013
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-011
Total of all active and inactive participants2012-10-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-014
Number of participants with account balances2012-10-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-10-013
Total number of active participants reported on line 7a of the Form 55002011-10-013
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-011
Total of all active and inactive participants2011-10-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-014
Number of participants with account balances2011-10-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2010: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-10-013
Total number of active participants reported on line 7a of the Form 55002010-10-012
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-011
Total of all active and inactive participants2010-10-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-013
Number of participants with account balances2010-10-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-010
2009: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-10-013
Total number of active participants reported on line 7a of the Form 55002009-10-013
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-010
Total of all active and inactive participants2009-10-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-013
Number of participants with account balances2009-10-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014 : JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total income from all sources2014-09-30$65,372
Expenses. Total of all expenses incurred2014-09-30$245
Benefits paid (including direct rollovers)2014-09-30$0
Total plan assets at end of year2014-09-30$1,295,658
Total plan assets at beginning of year2014-09-30$1,230,531
Value of fidelity bond covering the plan2014-09-30$205,000
Total contributions received or receivable from participants2014-09-30$1,658
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$16,426
Noncash contributions received2014-09-30$0
Net income (gross income less expenses)2014-09-30$65,127
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,295,658
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,230,531
Assets. Value of participant loans2014-09-30$18,004
Total contributions received or receivable from employer(s)2014-09-30$47,288
Value of corrective distributions2014-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$245
2013 : JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan2013-09-30$0
Total income from all sources2013-09-30$69,601
Expenses. Total of all expenses incurred2013-09-30$814,515
Benefits paid (including direct rollovers)2013-09-30$814,480
Total plan assets at end of year2013-09-30$1,230,531
Total plan assets at beginning of year2013-09-30$1,975,445
Value of fidelity bond covering the plan2013-09-30$205,000
Total contributions received or receivable from participants2013-09-30$1,323
Expenses. Other expenses not covered elsewhere2013-09-30$0
Contributions received from other sources (not participants or employers)2013-09-30$0
Other income received2013-09-30$20,938
Noncash contributions received2013-09-30$0
Net income (gross income less expenses)2013-09-30$-744,914
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,230,531
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$1,975,445
Total contributions received or receivable from employer(s)2013-09-30$47,340
Value of certain deemed distributions of participant loans2013-09-30$0
Value of corrective distributions2013-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$35
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan2012-09-30$0
Total income from all sources2012-09-30$83,788
Expenses. Total of all expenses incurred2012-09-30$35
Benefits paid (including direct rollovers)2012-09-30$0
Total plan assets at end of year2012-09-30$1,975,445
Total plan assets at beginning of year2012-09-30$1,891,692
Value of fidelity bond covering the plan2012-09-30$205,000
Total contributions received or receivable from participants2012-09-30$0
Expenses. Other expenses not covered elsewhere2012-09-30$0
Contributions received from other sources (not participants or employers)2012-09-30$0
Other income received2012-09-30$31,610
Noncash contributions received2012-09-30$0
Net income (gross income less expenses)2012-09-30$83,753
Net plan assets at end of year (total assets less liabilities)2012-09-30$1,975,445
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,891,692
Total contributions received or receivable from employer(s)2012-09-30$52,178
Value of certain deemed distributions of participant loans2012-09-30$0
Value of corrective distributions2012-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$35
2011 : JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan2011-09-30$0
Total income from all sources2011-09-30$36,272
Expenses. Total of all expenses incurred2011-09-30$35
Benefits paid (including direct rollovers)2011-09-30$0
Total plan assets at end of year2011-09-30$1,891,692
Total plan assets at beginning of year2011-09-30$1,855,455
Value of fidelity bond covering the plan2011-09-30$205,000
Total contributions received or receivable from participants2011-09-30$0
Expenses. Other expenses not covered elsewhere2011-09-30$0
Contributions received from other sources (not participants or employers)2011-09-30$0
Other income received2011-09-30$3,060
Noncash contributions received2011-09-30$0
Net income (gross income less expenses)2011-09-30$36,237
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,891,692
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$1,855,455
Total contributions received or receivable from employer(s)2011-09-30$33,212
Value of certain deemed distributions of participant loans2011-09-30$0
Value of corrective distributions2011-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$35

Form 5500 Responses for JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST

2013: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: JAMES B. JOINER COMPANY PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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