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RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameRICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.

401k Sponsoring company profile

RICHARD SCALES ADVERTISING ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD SCALES ADVERTISING ASSOCIATES, INC.
Employer identification number (EIN):411330393
NAIC Classification:111100
NAIC Description:Oilseed and Grain Farming

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022017-01-01JILL GAPINSKI JILL GAPINSKI2018-10-15
0022016-01-01JILL GAPINSKI JILL GAPINSKI2017-10-13
0022015-01-01JILL GAPINSKI JILL GAPINSKI2016-10-17
0022014-01-01JILL GAPINSKI JILL GAPINSKI2015-10-14
0022014-01-01JILL GAPINSKI JILL GAPINSKI2016-11-18
0022012-01-01JILLENE GAPINSKI JILLENE GAPINSKI2013-10-15
0022011-01-01JEAN JOHNSON JEAN JOHNSON2013-01-18
0022009-01-01JEAN JOHNSON JEAN JOHNSON2010-09-27

Plan Statistics for RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2018: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0121
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0119
Total number of active participants reported on line 7a of the Form 55002017-01-019
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0112
Total of all active and inactive participants2017-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0121
Number of participants with account balances2017-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0131
Total number of active participants reported on line 7a of the Form 55002016-01-0115
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014
Total of all active and inactive participants2016-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0119
Number of participants with account balances2016-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0131
Total number of active participants reported on line 7a of the Form 55002015-01-0117
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0129
Number of participants with account balances2015-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0128
Total number of active participants reported on line 7a of the Form 55002014-01-0114
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0131
Number of participants with account balances2014-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2012: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0164
Total number of active participants reported on line 7a of the Form 55002012-01-0129
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0133
Total of all active and inactive participants2012-01-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0163
Number of participants with account balances2012-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0163
Total number of active participants reported on line 7a of the Form 55002011-01-0146
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-0164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0164
Number of participants with account balances2011-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0171
Total number of active participants reported on line 7a of the Form 55002009-01-0150
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0166
Number of participants with account balances2009-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2018 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total income from all sources2018-12-31$0
Expenses. Total of all expenses incurred2018-12-31$729
Benefits paid (including direct rollovers)2018-12-31$729
Total plan assets at end of year2018-12-31$0
Total plan assets at beginning of year2018-12-31$729
Value of fidelity bond covering the plan2018-12-31$200,000
Net income (gross income less expenses)2018-12-31$-729
Net plan assets at end of year (total assets less liabilities)2018-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$729
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources2017-12-31$0
Expenses. Total of all expenses incurred2017-12-31$560
Benefits paid (including direct rollovers)2017-12-31$560
Total plan assets at end of year2017-12-31$729
Total plan assets at beginning of year2017-12-31$1,289
Value of fidelity bond covering the plan2017-12-31$200,000
Net income (gross income less expenses)2017-12-31$-560
Net plan assets at end of year (total assets less liabilities)2017-12-31$729
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,289
Assets. Value of employer securities2017-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources2016-12-31$-33,305
Expenses. Total of all expenses incurred2016-12-31$597
Benefits paid (including direct rollovers)2016-12-31$557
Total plan assets at end of year2016-12-31$1,289
Total plan assets at beginning of year2016-12-31$35,191
Value of fidelity bond covering the plan2016-12-31$200,000
Expenses. Other expenses not covered elsewhere2016-12-31$40
Other income received2016-12-31$-33,638
Net income (gross income less expenses)2016-12-31$-33,902
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,289
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$35,191
Assets. Value of employer securities2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$333
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at beginning of year2015-12-31$729
Total income from all sources2015-12-31$7,731
Expenses. Total of all expenses incurred2015-12-31$10,408
Benefits paid (including direct rollovers)2015-12-31$10,311
Total plan assets at end of year2015-12-31$35,191
Total plan assets at beginning of year2015-12-31$38,597
Value of fidelity bond covering the plan2015-12-31$200,000
Expenses. Other expenses not covered elsewhere2015-12-31$97
Other income received2015-12-31$3,016
Net income (gross income less expenses)2015-12-31$-2,677
Net plan assets at end of year (total assets less liabilities)2015-12-31$35,191
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$37,868
Assets. Value of employer securities2015-12-31$33,639
Total contributions received or receivable from employer(s)2015-12-31$4,715
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$729
Total plan liabilities at beginning of year2014-12-31$65,256
Total income from all sources2014-12-31$-24,906
Expenses. Total of all expenses incurred2014-12-31$5,523
Benefits paid (including direct rollovers)2014-12-31$5,483
Total plan assets at end of year2014-12-31$32,285
Total plan assets at beginning of year2014-12-31$127,241
Value of fidelity bond covering the plan2014-12-31$200,000
Other income received2014-12-31$-30,389
Net income (gross income less expenses)2014-12-31$-30,429
Net plan assets at end of year (total assets less liabilities)2014-12-31$31,556
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$61,985
Assets. Value of employer securities2014-12-31$30,623
Total contributions received or receivable from employer(s)2014-12-31$5,483
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$40
2012 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$22,257
Total plan liabilities at beginning of year2012-12-31$150,135
Total income from all sources2012-12-31$84,566
Expenses. Total of all expenses incurred2012-12-31$29,257
Benefits paid (including direct rollovers)2012-12-31$8,045
Total plan assets at end of year2012-12-31$248,723
Total plan assets at beginning of year2012-12-31$321,292
Value of fidelity bond covering the plan2012-12-31$180,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$21,212
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$-77,368
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$55,309
Net plan assets at end of year (total assets less liabilities)2012-12-31$226,466
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$171,157
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2012-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2012-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$0
Assets. Value of employer securities2012-12-31$225,494
Total contributions received or receivable from employer(s)2012-12-31$161,934
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$150,135
Total plan liabilities at beginning of year2011-12-31$305,397
Total income from all sources2011-12-31$-187,955
Expenses. Total of all expenses incurred2011-12-31$27,328
Benefits paid (including direct rollovers)2011-12-31$17,513
Total plan assets at end of year2011-12-31$321,292
Total plan assets at beginning of year2011-12-31$691,837
Value of fidelity bond covering the plan2011-12-31$180,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$9,815
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-308,549
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-215,283
Net plan assets at end of year (total assets less liabilities)2011-12-31$171,157
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$386,440
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2011-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2011-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$0
Assets. Value of employer securities2011-12-31$302,863
Total contributions received or receivable from employer(s)2011-12-31$120,594
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$51,540
Total plan liabilities at beginning of year2010-12-31$10,876
Total income from all sources2010-12-31$-175,465
Expenses. Total of all expenses incurred2010-12-31$71,502
Benefits paid (including direct rollovers)2010-12-31$51,540
Total plan assets at end of year2010-12-31$416,721
Total plan assets at beginning of year2010-12-31$623,025
Value of fidelity bond covering the plan2010-12-31$180,000
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$-255,013
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$-246,967
Net plan assets at end of year (total assets less liabilities)2010-12-31$365,181
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$612,149
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2010-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2010-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022010-12-31$0
Assets. Value of employer securities2010-12-31$357,078
Total contributions received or receivable from employer(s)2010-12-31$79,548
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$19,962
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2018: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2012: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RICHARD SCALES ADVERTISING ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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