401k Plan data: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST plan

ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST
Plan identification number	001

ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALAN B. MONTGOMERY ORTHODONTICS, LTD. has sponsored the creation of one or more 401k plans.

Company Name: ALAN B. MONTGOMERY ORTHODONTICS, LTD.

Employer identification number (EIN): 411826139

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 ALAN B. MONTGOMERY, D.D.S., M.S.
001 2013-01-01 ALAN B. MONTGOMERY, D.D.S., M.S.
001 2012-01-01 ALAN B. MONTGOMERY, D.D.S., M.S.
001 2011-01-01 ALAN B. MONTGOMERY, D.D.S., M.S.
001 2009-01-01 ALAN B. MONTGOMERY
001 2009-01-01 ALAN B. MONTGOMERY
001 2009-01-01 ALAN B. MONTGOMERY, D.D.S., M.S.

Plan Statistics for ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 12
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 13
Number of participants with account balances 2017-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 11
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 14
Number of participants with account balances 2016-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 14
Number of participants with account balances 2015-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 12
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 14
Number of participants with account balances 2014-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 13
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 16
Number of participants with account balances 2013-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 16
Number of participants with account balances 2012-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 16
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 16
Number of participants with account balances 2011-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 17
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 17
Number of participants with account balances 2009-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	12
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	13
Number of participants with account balances	2017-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	11
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	14
Number of participants with account balances	2016-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	14
Number of participants with account balances	2015-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	12
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	14
Number of participants with account balances	2014-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	13
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	16
Number of participants with account balances	2013-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	16
Number of participants with account balances	2012-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	16
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	16
Number of participants with account balances	2011-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	17
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	17
Number of participants with account balances	2009-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2017 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$398,216
Expenses. Total of all expenses incurred	2017-12-31	$430,976
Benefits paid (including direct rollovers)	2017-12-31	$416,511
Total plan assets at end of year	2017-12-31	$4,040,954
Total plan assets at beginning of year	2017-12-31	$4,073,714
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$66,568
Other income received	2017-12-31	$280,369
Net income (gross income less expenses)	2017-12-31	$-32,760
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$4,040,954
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,073,714
Total contributions received or receivable from employer(s)	2017-12-31	$51,279
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$14,465
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total income from all sources	2016-12-31	$257,208
Expenses. Total of all expenses incurred	2016-12-31	$98,591
Benefits paid (including direct rollovers)	2016-12-31	$86,081
Total plan assets at end of year	2016-12-31	$4,073,714
Total plan assets at beginning of year	2016-12-31	$3,915,097
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$66,589
Other income received	2016-12-31	$140,937
Net income (gross income less expenses)	2016-12-31	$158,617
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,073,714
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,915,097
Total contributions received or receivable from employer(s)	2016-12-31	$49,682
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$12,510
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$-209,860
Expenses. Total of all expenses incurred	2015-12-31	$21,549
Total plan assets at end of year	2015-12-31	$3,915,097
Total plan assets at beginning of year	2015-12-31	$4,146,506
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$52,057
Other income received	2015-12-31	$-312,928
Net income (gross income less expenses)	2015-12-31	$-231,409
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,915,097
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,146,506
Total contributions received or receivable from employer(s)	2015-12-31	$51,011
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$21,549
2014 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$1,799,326
Expenses. Total of all expenses incurred	2014-12-31	$236,611
Benefits paid (including direct rollovers)	2014-12-31	$220,031
Total plan assets at end of year	2014-12-31	$4,146,506
Total plan assets at beginning of year	2014-12-31	$2,583,791
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$53,026
Contributions received from other sources (not participants or employers)	2014-12-31	$1,799,067
Other income received	2014-12-31	$-102,132
Net income (gross income less expenses)	2014-12-31	$1,562,715
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,146,506
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,583,791
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$193,687
Total contributions received or receivable from employer(s)	2014-12-31	$49,365
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$16,580
2013 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$375,482
Expenses. Total of all expenses incurred	2013-12-31	$12,936
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$2,583,791
Total plan assets at beginning of year	2013-12-31	$2,221,245
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$61,655
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$254,536
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$362,546
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,583,791
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,221,245
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$235,539
Total contributions received or receivable from employer(s)	2013-12-31	$59,291
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$12,936
2012 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$255,416
Expenses. Total of all expenses incurred	2012-12-31	$12,979
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$2,221,245
Total plan assets at beginning of year	2012-12-31	$1,978,808
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$64,474
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$133,243
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$242,437
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,221,245
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,978,808
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$242,149
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$3,799
Total contributions received or receivable from employer(s)	2012-12-31	$57,699
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$12,979
2011 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$121,127
Expenses. Total of all expenses incurred	2011-12-31	$36,790
Benefits paid (including direct rollovers)	2011-12-31	$17,317
Total plan assets at end of year	2011-12-31	$1,978,808
Total plan assets at beginning of year	2011-12-31	$1,894,471
Value of fidelity bond covering the plan	2011-12-31	$600,000
Total contributions received or receivable from participants	2011-12-31	$54,720
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$16,653
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$84,337
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,978,808
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,894,471
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$238,964
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$3,799
Total contributions received or receivable from employer(s)	2011-12-31	$49,754
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$19,473
2010 : ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$257,073
Expenses. Total of all expenses incurred	2010-12-31	$1,008,516
Benefits paid (including direct rollovers)	2010-12-31	$990,000
Total plan assets at end of year	2010-12-31	$1,894,471
Total plan assets at beginning of year	2010-12-31	$2,645,914
Value of fidelity bond covering the plan	2010-12-31	$600,000
Total contributions received or receivable from participants	2010-12-31	$71,807
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$115,806
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$-751,443
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,894,471
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,645,914
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$235,137
Total contributions received or receivable from employer(s)	2010-12-31	$69,460
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$18,516

Form 5500 Responses for ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST

2017: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ALAN B. MONTGOMERY ORTHODONTICS, LTD. PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ALAN B. MONTGOMERY ORTHODONTICS, LTD.
Employer identification number (EIN):	411826139
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Plan id#	Filing Submission Date	Name of Administrator
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	ALAN B. MONTGOMERY, D.D.S., M.S.
001	2013-01-01	ALAN B. MONTGOMERY, D.D.S., M.S.
001	2012-01-01	ALAN B. MONTGOMERY, D.D.S., M.S.
001	2011-01-01	ALAN B. MONTGOMERY, D.D.S., M.S.
001	2009-01-01	ALAN B. MONTGOMERY
001	2009-01-01	ALAN B. MONTGOMERY
001	2009-01-01	ALAN B. MONTGOMERY, D.D.S., M.S.