401k Plan data: GRIFFIN COMPANIES RETIREMENT SAVINGS PLAN plan

GRIFFIN COMPANIES RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	GRIFFIN COMPANIES RETIREMENT SAVINGS PLAN
Plan identification number	001

GRIFFIN COMPANIES RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRIFFIN INTERNATIONAL COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: GRIFFIN INTERNATIONAL COMPANIES, INC.

Employer identification number (EIN): 411937919

NAIC Classification: 425120
NAIC Description: Wholesale Trade Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRIFFIN COMPANIES RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MARK MCDONNELL 2013-10-02 MARK MCDONNELL 2013-10-02
001 2012-01-01 MARK MCDONNELL 2013-04-18 MARK MCDONNELL 2013-04-18
001 2011-01-01 MARK MCDONNELL 2012-06-25 MARK MCDONNELL 2012-06-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	MARK MCDONNELL	2013-10-02	MARK MCDONNELL	2013-10-02
001	2012-01-01	MARK MCDONNELL	2013-04-18	MARK MCDONNELL	2013-04-18
001	2011-01-01	MARK MCDONNELL	2012-06-25	MARK MCDONNELL	2012-06-25

Potentially related plans

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Company Name:	GRIFFIN INTERNATIONAL COMPANIES, INC.
Employer identification number (EIN):	411937919
NAIC Classification:	425120
NAIC Description:	Wholesale Trade Agents and Brokers