401k Plan data: WILLIAM W. RUTHERFORD & ASSOCIATES, INC. RETIREMENT SAVINGS PLAN plan

WILLIAM W. RUTHERFORD & ASSOCIATES, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	WILLIAM W. RUTHERFORD & ASSOCIATES, INC. RETIREMENT SAVINGS PLAN
Plan identification number	002

WILLIAM W. RUTHERFORD & ASSOCIATES, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WILLIAM W. RUTHERFORD & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: WILLIAM W. RUTHERFORD & ASSOCIATES, INC.

Employer identification number (EIN): 412083376

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WILLIAM W. RUTHERFORD & ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01
002 2018-01-01
002 2017-01-01 WILLIAM RUTHERFORD 2018-09-25 WILLIAM RUTHERFORD 2018-09-25
002 2016-01-01 WILLIAM RUTHERFORD 2017-04-01 WILLIAM RUTHERFORD 2017-04-01
002 2015-01-01 WILLIAM RUTHERFORD 2016-06-09 WILLIAM RUTHERFORD 2016-06-09
002 2014-01-01 PATTY DUNNE 2015-07-01
002 2013-01-01 PATTY DUNNE 2014-07-02
002 2012-01-01 PATTY DUNNE 2013-06-27 PATTY DUNNE 2013-06-26
002 2011-01-01 MARIA DIAZ 2012-08-13
002 2010-01-01 WILLIAM W. RUTHERFORD 2011-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01
002	2018-01-01
002	2017-01-01	WILLIAM RUTHERFORD	2018-09-25	WILLIAM RUTHERFORD	2018-09-25
002	2016-01-01	WILLIAM RUTHERFORD	2017-04-01	WILLIAM RUTHERFORD	2017-04-01
002	2015-01-01	WILLIAM RUTHERFORD	2016-06-09	WILLIAM RUTHERFORD	2016-06-09
002	2014-01-01	PATTY DUNNE	2015-07-01
002	2013-01-01	PATTY DUNNE	2014-07-02
002	2012-01-01	PATTY DUNNE	2013-06-27	PATTY DUNNE	2013-06-26
002	2011-01-01	MARIA DIAZ	2012-08-13
002	2010-01-01	WILLIAM W. RUTHERFORD	2011-10-14

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Company Name:	WILLIAM W. RUTHERFORD & ASSOCIATES, INC.
Employer identification number (EIN):	412083376
NAIC Classification:	541600