401k Plan data: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES plan

RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 401k Plan overview

Plan Name	RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES
Plan identification number	075

RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALCAN CORPORATION C/O RIO TINTO AMERICA has sponsored the creation of one or more 401k plans.

Company Name: ALCAN CORPORATION C/O RIO TINTO AMERICA

Employer identification number (EIN): 412098316

NAIC Classification: 331310

Additional information about ALCAN CORPORATION C/O RIO TINTO AMERICA

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3658771

More information about ALCAN CORPORATION C/O RIO TINTO AMERICA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
075 2023-01-01
075 2022-01-01
075 2021-01-01
075 2020-01-01 KATHLEEN KARINEN 2021-08-30 KATHLEEN KARINEN 2021-08-30
075 2019-01-01
075 2018-01-01 KATHLEEN PIKE KATHLEEN PIKE 2019-07-03
075 2017-01-01 JESSICA CROW
075 2016-01-01 JESSICA CROW
075 2015-01-01 KEN HRIVNAK
075 2014-01-01 JULIE BROGDON
075 2013-01-01 JULIE BROGDON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
075	2023-01-01
075	2022-01-01
075	2021-01-01
075	2020-01-01	KATHLEEN KARINEN	2021-08-30	KATHLEEN KARINEN	2021-08-30
075	2019-01-01
075	2018-01-01	KATHLEEN PIKE		KATHLEEN PIKE	2019-07-03
075	2017-01-01	JESSICA CROW
075	2016-01-01	JESSICA CROW
075	2015-01-01	KEN HRIVNAK
075	2014-01-01	JULIE BROGDON
075	2013-01-01	JULIE BROGDON

Plan Statistics for RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES

401k plan membership statisitcs for RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES

Measure Date Value
2023: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2023 401k membership
Total participants, beginning-of-year 2023-01-01 681
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 0
Number of retired or separated participants receiving benefits 2023-01-01 76
Number of other retired or separated participants entitled to future benefits 2023-01-01 542
Total of all active and inactive participants 2023-01-01 618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 24
Total participants 2023-01-01 642
Number of participants with account balances 2023-01-01 618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2022 401k membership
Total participants, beginning-of-year 2022-01-01 723
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 0
Number of retired or separated participants receiving benefits 2022-01-01 32
Number of other retired or separated participants entitled to future benefits 2022-01-01 648
Total of all active and inactive participants 2022-01-01 680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 681
Number of participants with account balances 2022-01-01 681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2021 401k membership
Total participants, beginning-of-year 2021-01-01 769
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 35
Number of other retired or separated participants entitled to future benefits 2021-01-01 686
Total of all active and inactive participants 2021-01-01 721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 723
Number of participants with account balances 2021-01-01 723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2020 401k membership
Total participants, beginning-of-year 2020-01-01 809
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 33
Number of other retired or separated participants entitled to future benefits 2020-01-01 735
Total of all active and inactive participants 2020-01-01 768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 769
Number of participants with account balances 2020-01-01 769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2019 401k membership
Total participants, beginning-of-year 2019-01-01 870
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 35
Number of other retired or separated participants entitled to future benefits 2019-01-01 773
Total of all active and inactive participants 2019-01-01 808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 809
Number of participants with account balances 2019-01-01 809
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2018 401k membership
Total participants, beginning-of-year 2018-01-01 922
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 2
Number of retired or separated participants receiving benefits 2018-01-01 32
Number of other retired or separated participants entitled to future benefits 2018-01-01 835
Total of all active and inactive participants 2018-01-01 869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 870
Number of participants with account balances 2018-01-01 870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,037
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 23
Number of other retired or separated participants entitled to future benefits 2017-01-01 899
Total of all active and inactive participants 2017-01-01 922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 922
Number of participants with account balances 2017-01-01 922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,144
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 34
Number of other retired or separated participants entitled to future benefits 2016-01-01 1,003
Total of all active and inactive participants 2016-01-01 1,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,037
Number of participants with account balances 2016-01-01 1,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,238
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 35
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,109
Total of all active and inactive participants 2015-01-01 1,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,144
Number of participants with account balances 2015-01-01 1,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,187
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 36
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,202
Total of all active and inactive participants 2014-01-01 1,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,238
Number of participants with account balances 2014-01-01 1,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 583
2013: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 636
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 65
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,122
Total of all active and inactive participants 2013-01-01 1,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,187
Number of participants with account balances 2013-01-01 1,187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2023: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2023 401k membership
Total participants, beginning-of-year	2023-01-01	681
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	0
Number of retired or separated participants receiving benefits	2023-01-01	76
Number of other retired or separated participants entitled to future benefits	2023-01-01	542
Total of all active and inactive participants	2023-01-01	618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	24
Total participants	2023-01-01	642
Number of participants with account balances	2023-01-01	618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2022 401k membership
Total participants, beginning-of-year	2022-01-01	723
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	0
Number of retired or separated participants receiving benefits	2022-01-01	32
Number of other retired or separated participants entitled to future benefits	2022-01-01	648
Total of all active and inactive participants	2022-01-01	680
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	681
Number of participants with account balances	2022-01-01	681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2021 401k membership
Total participants, beginning-of-year	2021-01-01	769
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	35
Number of other retired or separated participants entitled to future benefits	2021-01-01	686
Total of all active and inactive participants	2021-01-01	721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	723
Number of participants with account balances	2021-01-01	723
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2020 401k membership
Total participants, beginning-of-year	2020-01-01	809
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	33
Number of other retired or separated participants entitled to future benefits	2020-01-01	735
Total of all active and inactive participants	2020-01-01	768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	769
Number of participants with account balances	2020-01-01	769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2019 401k membership
Total participants, beginning-of-year	2019-01-01	870
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	35
Number of other retired or separated participants entitled to future benefits	2019-01-01	773
Total of all active and inactive participants	2019-01-01	808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	809
Number of participants with account balances	2019-01-01	809
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2018 401k membership
Total participants, beginning-of-year	2018-01-01	922
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	2
Number of retired or separated participants receiving benefits	2018-01-01	32
Number of other retired or separated participants entitled to future benefits	2018-01-01	835
Total of all active and inactive participants	2018-01-01	869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	870
Number of participants with account balances	2018-01-01	870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,037
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	23
Number of other retired or separated participants entitled to future benefits	2017-01-01	899
Total of all active and inactive participants	2017-01-01	922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	922
Number of participants with account balances	2017-01-01	922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,144
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	34
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,003
Total of all active and inactive participants	2016-01-01	1,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,037
Number of participants with account balances	2016-01-01	1,037
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,238
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	35
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,109
Total of all active and inactive participants	2015-01-01	1,144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,144
Number of participants with account balances	2015-01-01	1,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,187
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	36
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,202
Total of all active and inactive participants	2014-01-01	1,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,238
Number of participants with account balances	2014-01-01	1,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	583
2013: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	636
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	65
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,122
Total of all active and inactive participants	2013-01-01	1,187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,187
Number of participants with account balances	2013-01-01	1,187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES

Measure	Date	Value
2023 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$19,108,863
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$10,005,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$9,982,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$0
Value of total assets at end of year	2023-12-31	$118,450,852
Value of total assets at beginning of year	2023-12-31	$109,347,722
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$23,530
Total interest from all sources	2023-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$522,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$522,809
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Other income not declared elsewhere	2023-12-31	$192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$9,103,130
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$118,450,852
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$109,347,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$27,801,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$26,538,605
Value of interest in pooled separate accounts at end of year	2023-12-31	$10,930,022
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$7,724,626
Value of interest in common/collective trusts at end of year	2023-12-31	$79,719,080
Value of interest in common/collective trusts at beginning of year	2023-12-31	$75,084,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$3,354,052
Net investment gain/loss from pooled separate accounts	2023-12-31	$3,972,231
Net investment gain or loss from common/collective trusts	2023-12-31	$11,259,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$9,982,203
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	BDO USA, P.C.
Accountancy firm EIN	2023-12-31	135381590
2022 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-20,910,375
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$7,625,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$7,598,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$0
Value of total assets at end of year	2022-12-31	$109,347,722
Value of total assets at beginning of year	2022-12-31	$137,883,125
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$26,296
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$336,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$336,824
Administrative expenses professional fees incurred	2022-12-31	$1,500
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Other income not declared elsewhere	2022-12-31	$4,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-28,535,403
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$109,347,722
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$137,883,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$26,538,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$34,053,193
Value of interest in pooled separate accounts at end of year	2022-12-31	$7,724,626
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$13,578,340
Value of interest in common/collective trusts at end of year	2022-12-31	$75,084,491
Value of interest in common/collective trusts at beginning of year	2022-12-31	$90,251,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-6,012,424
Net investment gain/loss from pooled separate accounts	2022-12-31	$-5,157,171
Net investment gain or loss from common/collective trusts	2022-12-31	$-10,081,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$7,598,732
Contract administrator fees	2022-12-31	$24,796
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BDO USA, P.A.
Accountancy firm EIN	2022-12-31	135381590
2021 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$18,784,033
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$8,217,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$8,189,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$0
Value of total assets at end of year	2021-12-31	$137,883,125
Value of total assets at beginning of year	2021-12-31	$127,316,657
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$27,905
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$355,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$355,308
Administrative expenses professional fees incurred	2021-12-31	$248
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Other income not declared elsewhere	2021-12-31	$868
Administrative expenses (other) incurred	2021-12-31	$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$10,566,468
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$137,883,125
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$127,316,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$34,053,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$44,407,775
Value of interest in pooled separate accounts at end of year	2021-12-31	$13,578,340
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$90,251,592
Value of interest in common/collective trusts at beginning of year	2021-12-31	$82,908,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$6,629,885
Net investment gain/loss from pooled separate accounts	2021-12-31	$-214,993
Net investment gain or loss from common/collective trusts	2021-12-31	$12,012,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$8,189,660
Contract administrator fees	2021-12-31	$27,207
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BDO USA, LLP
Accountancy firm EIN	2021-12-31	135381590
2020 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$16,209,705
Total of all expenses incurred	2020-12-31	$5,870,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$5,820,907
Value of total assets at end of year	2020-12-31	$127,316,657
Value of total assets at beginning of year	2020-12-31	$116,977,002
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$49,143
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$359,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$359,661
Administrative expenses professional fees incurred	2020-12-31	$9,669
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2020-12-31	0
Minimum employer required contribution for this plan year	2020-12-31	$0
Amount contributed by the employer to the plan for this plan year	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Other income not declared elsewhere	2020-12-31	$82
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$10,339,655
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$127,316,657
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$116,977,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$4,130
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$44,407,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$39,275,233
Value of interest in common/collective trusts at end of year	2020-12-31	$82,908,882
Value of interest in common/collective trusts at beginning of year	2020-12-31	$77,701,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$7,813,096
Net investment gain or loss from common/collective trusts	2020-12-31	$8,036,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$5,820,907
Contract administrator fees	2020-12-31	$35,344
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	BDO USA, LLP
Accountancy firm EIN	2020-12-31	135381590
2019 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$8,911
Total income from all sources (including contributions)	2019-12-31	$20,256,626
Total loss/gain on sale of assets	2019-12-31	$41,479
Total of all expenses incurred	2019-12-31	$9,066,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$8,964,102
Value of total assets at end of year	2019-12-31	$116,977,002
Value of total assets at beginning of year	2019-12-31	$105,795,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$102,530
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$883,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$865,425
Administrative expenses professional fees incurred	2019-12-31	$54,266
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$8,911
Other income not declared elsewhere	2019-12-31	$9,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$11,189,994
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$116,977,002
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$105,787,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$4,004
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$39,275,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$67,447,515
Value of interest in common/collective trusts at end of year	2019-12-31	$77,701,769
Value of interest in common/collective trusts at beginning of year	2019-12-31	$38,136,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$11,300,031
Net investment gain or loss from common/collective trusts	2019-12-31	$8,021,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at beginning of year	2019-12-31	$211,824
Income. Dividends from common stock	2019-12-31	$18,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$8,964,102
Contract administrator fees	2019-12-31	$44,260
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$253,303
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$211,824
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ACM LLP
Accountancy firm EIN	2019-12-31	010724563
2018 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-19,657
Total unrealized appreciation/depreciation of assets	2018-12-31	$-19,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$8,911
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-3,750,054
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$8,872,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,671,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$0
Value of total assets at end of year	2018-12-31	$105,795,919
Value of total assets at beginning of year	2018-12-31	$118,409,470
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$200,872
Total interest from all sources	2018-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$996,928
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$989,268
Administrative expenses professional fees incurred	2018-12-31	$154,238
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$8,911
Other income not declared elsewhere	2018-12-31	$32,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-12,622,462
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$105,787,008
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$118,409,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$67,447,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$74,990,182
Value of interest in common/collective trusts at end of year	2018-12-31	$38,136,580
Value of interest in common/collective trusts at beginning of year	2018-12-31	$43,195,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,633,023
Net investment gain or loss from common/collective trusts	2018-12-31	$-127,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$211,824
Assets. Invements in employer securities at beginning of year	2018-12-31	$223,836
Income. Dividends from common stock	2018-12-31	$7,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,671,536
Contract administrator fees	2018-12-31	$46,634
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$15
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$15
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ACM LLP
Accountancy firm EIN	2018-12-31	010724563
2017 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$15,752
Total unrealized appreciation/depreciation of assets	2017-12-31	$15,752
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$69,148
Total income from all sources (including contributions)	2017-12-31	$16,099,103
Total loss/gain on sale of assets	2017-12-31	$70,924
Total of all expenses incurred	2017-12-31	$18,304,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$18,244,798
Value of total assets at end of year	2017-12-31	$118,409,470
Value of total assets at beginning of year	2017-12-31	$120,684,056
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$59,743
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,005,597
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$977,909
Administrative expenses professional fees incurred	2017-12-31	$22,407
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Liabilities. Value of operating payables at beginning of year	2017-12-31	$69,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-2,205,438
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$118,409,470
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$120,614,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$74,990,182
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$120,684,056
Value of interest in common/collective trusts at end of year	2017-12-31	$43,195,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$10,153,452
Net investment gain or loss from common/collective trusts	2017-12-31	$3,089,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Income. Dividends from common stock	2017-12-31	$27,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$18,244,798
Contract administrator fees	2017-12-31	$37,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$223,836
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$407,159
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$336,235
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2017-12-31	010724563
2016 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$69,148
Total income from all sources (including contributions)	2016-12-31	$9,145,087
Total of all expenses incurred	2016-12-31	$13,151,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$12,942,970
Value of total assets at end of year	2016-12-31	$120,684,056
Value of total assets at beginning of year	2016-12-31	$124,621,463
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$208,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$76,734
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Liabilities. Value of operating payables at end of year	2016-12-31	$69,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-4,006,555
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$120,614,908
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$124,621,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in master investment trust accounts at end of year	2016-12-31	$120,684,056
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$124,621,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$12,942,970
Contract administrator fees	2016-12-31	$131,938
Did the plan have assets held for investment	2016-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2016-12-31	010724563
2015 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$-108,065
Total of all expenses incurred	2015-12-31	$17,134,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$17,099,701
Value of total assets at end of year	2015-12-31	$124,621,463
Value of total assets at beginning of year	2015-12-31	$141,863,776
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$34,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$800
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-17,242,313
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$124,621,463
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$141,863,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$16,710
Value of interest in master investment trust accounts at end of year	2015-12-31	$124,621,463
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$141,863,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$17,099,701
Contract administrator fees	2015-12-31	$17,037
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2015-12-31	010724563
2014 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$45,984,787
Total transfer of assets from this plan	2014-12-31	$706,341
Total income from all sources (including contributions)	2014-12-31	$6,441,611
Total of all expenses incurred	2014-12-31	$20,158,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$19,929,576
Value of total assets at end of year	2014-12-31	$141,863,776
Value of total assets at beginning of year	2014-12-31	$110,302,287
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$228,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-13,716,957
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$141,863,776
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$110,302,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in master investment trust accounts at end of year	2014-12-31	$141,863,776
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$110,302,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$19,929,576
Contract administrator fees	2014-12-31	$228,992
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2014-12-31	010724563
2013 : RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$71,696,992
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$7,203,782
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,827,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,802,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$110,302,287
Value of total assets at beginning of year	2013-12-31	$35,229,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$25,490
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,375,850
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$110,302,287
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$35,229,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in master investment trust accounts at end of year	2013-12-31	$110,302,287
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$35,229,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,802,442
Contract administrator fees	2013-12-31	$25,490
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	ANTON COLLINS MITCHELL LLP
Accountancy firm EIN	2013-12-31	010724563

Form 5500 Responses for RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES

2023: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RIO TINTO ALCAN 401(K) SAVINGS PLAN FOR FORMER EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

556241-04

Policy instance

Insurance contract or identification number	556241-04
Number of Individuals Covered	132
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074406

Policy instance

Insurance contract or identification number	074406
Number of Individuals Covered	681
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074406

Policy instance

Insurance contract or identification number	074406
Number of Individuals Covered	723
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ALCAN CORPORATION C/O RIO TINTO AMERICA
Employer identification number (EIN):	412098316
NAIC Classification:	331310

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3658771