401k Plan data: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN plan

UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN
Plan identification number	002

UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UROLOGY ASSOCIATES P.C. has sponsored the creation of one or more 401k plans.

Company Name: UROLOGY ASSOCIATES P.C.

Employer identification number (EIN): 421114167

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01 STEPHEN L. PIERCY
002 2013-01-01 STEPHEN L. PIERCY
002 2012-01-01 STEPHEN L. PIERCY
002 2011-01-01 STEPHEN L. PIERCY
002 2009-01-01 STEPHEN L. PIERCY

Plan Statistics for UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN

401k plan membership statisitcs for UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN

Measure Date Value
2015: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 7
Number of participants with account balances 2015-01-01 6
2014: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 7
2013: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 6
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 6
Number of participants with account balances 2013-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 6
2011: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 5
2009: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Total of all active and inactive participants 2009-01-01 6
Total participants 2009-01-01 6

Measure	Date	Value
2015: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	7
Number of participants with account balances	2015-01-01	6
2014: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	7
2013: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	6
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	6
Number of participants with account balances	2013-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	6
2011: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	5
2009: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Total of all active and inactive participants	2009-01-01	6
Total participants	2009-01-01	6

Financial Data on UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN

Measure	Date	Value
2015 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-188,051
Expenses. Total of all expenses incurred	2015-12-31	$250,600
Benefits paid (including direct rollovers)	2015-12-31	$250,600
Total plan assets at end of year	2015-12-31	$1,782,046
Total plan assets at beginning of year	2015-12-31	$2,220,697
Value of fidelity bond covering the plan	2015-12-31	$350,000
Other income received	2015-12-31	$-196,477
Net income (gross income less expenses)	2015-12-31	$-438,651
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,782,046
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,220,697
Total contributions received or receivable from employer(s)	2015-12-31	$8,426
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$100,357
Expenses. Total of all expenses incurred	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$2,220,697
Total plan assets at beginning of year	2014-12-31	$2,120,340
Value of fidelity bond covering the plan	2014-12-31	$350,000
Other income received	2014-12-31	$92,319
Net income (gross income less expenses)	2014-12-31	$100,357
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,220,697
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,120,340
Total contributions received or receivable from employer(s)	2014-12-31	$8,038
2013 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$250,094
Expenses. Total of all expenses incurred	2013-12-31	$145,869
Benefits paid (including direct rollovers)	2013-12-31	$145,000
Total plan assets at end of year	2013-12-31	$2,120,340
Total plan assets at beginning of year	2013-12-31	$2,016,115
Value of fidelity bond covering the plan	2013-12-31	$350,000
Other income received	2013-12-31	$241,076
Net income (gross income less expenses)	2013-12-31	$104,225
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,120,340
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,016,115
Total contributions received or receivable from employer(s)	2013-12-31	$9,018
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$869
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$9,018
Amount contributed by the employer to the plan for this plan year	2013-12-31	$9,018
2012 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$168,994
Expenses. Total of all expenses incurred	2012-12-31	$83,822
Benefits paid (including direct rollovers)	2012-12-31	$83,822
Total plan assets at end of year	2012-12-31	$2,016,115
Total plan assets at beginning of year	2012-12-31	$1,930,943
Value of fidelity bond covering the plan	2012-12-31	$350,000
Other income received	2012-12-31	$160,293
Net income (gross income less expenses)	2012-12-31	$85,172
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,016,115
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,930,943
Total contributions received or receivable from employer(s)	2012-12-31	$8,701
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$23,249
Expenses. Total of all expenses incurred	2011-12-31	$1,303,546
Benefits paid (including direct rollovers)	2011-12-31	$1,303,546
Total plan assets at end of year	2011-12-31	$1,930,943
Total plan assets at beginning of year	2011-12-31	$3,211,240
Value of fidelity bond covering the plan	2011-12-31	$350,000
Other income received	2011-12-31	$14,300
Net income (gross income less expenses)	2011-12-31	$-1,280,297
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,930,943
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,211,240
Total contributions received or receivable from employer(s)	2011-12-31	$8,949
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$316,140
Expenses. Total of all expenses incurred	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$3,211,240
Total plan assets at beginning of year	2010-12-31	$2,895,100
Value of fidelity bond covering the plan	2010-12-31	$350,000
Total contributions received or receivable from participants	2010-12-31	$22,000
Other income received	2010-12-31	$283,509
Net income (gross income less expenses)	2010-12-31	$316,140
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,211,240
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,895,100
Total contributions received or receivable from employer(s)	2010-12-31	$10,631
2009 : UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN

2015: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UROLOGY ASSOCIATES, P.C. SAFE HARBOR 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UROLOGY ASSOCIATES P.C.
Employer identification number (EIN):	421114167
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01	STEPHEN L. PIERCY
002	2013-01-01	STEPHEN L. PIERCY
002	2012-01-01	STEPHEN L. PIERCY
002	2011-01-01	STEPHEN L. PIERCY
002	2009-01-01	STEPHEN L. PIERCY