Logo

RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan NameRICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN
Plan identification number 002

RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROSENTHAL ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROSENTHAL ASSOCIATES, INC.
Employer identification number (EIN):430792424
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022015-01-01
0022014-01-01
0022013-01-01RICHARD ROSENTHAL
0022012-01-01RICHARD ROSENTHAL
0022011-01-01RICHARD ROSENTHAL
0022009-01-01RICHARD ROSENTHAL

Plan Statistics for RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2013: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-012
Total of all active and inactive participants2013-01-012
Total participants2013-01-012
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-012
Total of all active and inactive participants2012-01-012
Total participants2012-01-012
Number of participants with account balances2012-01-012
2011: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Total of all active and inactive participants2011-01-012
Total participants2011-01-012
Number of participants with account balances2011-01-012
2009: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Total of all active and inactive participants2009-01-012
Total participants2009-01-012
Number of participants with account balances2009-01-012

Financial Data on RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2013 : RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$204,621
Expenses. Total of all expenses incurred2013-12-31$453,097
Benefits paid (including direct rollovers)2013-12-31$453,097
Total plan assets at end of year2013-12-31$994,258
Total plan assets at beginning of year2013-12-31$1,242,734
Value of fidelity bond covering the plan2013-12-31$173,000
Total contributions received or receivable from participants2013-12-31$21,600
Other income received2013-12-31$180,666
Net income (gross income less expenses)2013-12-31$-248,476
Net plan assets at end of year (total assets less liabilities)2013-12-31$994,258
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,242,734
Assets. Value of participant loans2013-12-31$50,000
Total contributions received or receivable from employer(s)2013-12-31$2,355
2012 : RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$108,854
Expenses. Total of all expenses incurred2012-12-31$117,529
Benefits paid (including direct rollovers)2012-12-31$117,529
Total plan assets at end of year2012-12-31$1,242,734
Total plan assets at beginning of year2012-12-31$1,251,409
Value of fidelity bond covering the plan2012-12-31$173,000
Total contributions received or receivable from participants2012-12-31$21,600
Other income received2012-12-31$84,964
Net income (gross income less expenses)2012-12-31$-8,675
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,242,734
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,251,409
Assets. Value of participant loans2012-12-31$50,000
Total contributions received or receivable from employer(s)2012-12-31$2,290
2011 : RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$48,304
Expenses. Total of all expenses incurred2011-12-31$53,664
Benefits paid (including direct rollovers)2011-12-31$53,664
Total plan assets at end of year2011-12-31$1,251,409
Total plan assets at beginning of year2011-12-31$1,256,769
Value of fidelity bond covering the plan2011-12-31$173,000
Total contributions received or receivable from participants2011-12-31$21,600
Other income received2011-12-31$24,414
Net income (gross income less expenses)2011-12-31$-5,360
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,251,409
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,256,769
Assets. Value of participant loans2011-12-31$11,373
Total contributions received or receivable from employer(s)2011-12-31$2,290
2010 : RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$72,787
Expenses. Total of all expenses incurred2010-12-31$108,954
Benefits paid (including direct rollovers)2010-12-31$108,954
Total plan assets at end of year2010-12-31$1,256,769
Total plan assets at beginning of year2010-12-31$1,292,936
Value of fidelity bond covering the plan2010-12-31$173,000
Total contributions received or receivable from participants2010-12-31$21,600
Other income received2010-12-31$48,928
Net income (gross income less expenses)2010-12-31$-36,167
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,256,769
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,292,936
Assets. Value of participant loans2010-12-31$4,791
Total contributions received or receivable from employer(s)2010-12-31$2,259

Form 5500 Responses for RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN

2013: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RICHARD S. ROSENTHAL & ROSENTHAL ASSOCIATES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1