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PENSION PLAN FOR AUDRAIN MEDICAL CENTER 401k Plan overview

Plan NamePENSION PLAN FOR AUDRAIN MEDICAL CENTER
Plan identification number 001

PENSION PLAN FOR AUDRAIN MEDICAL CENTER Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

AUDRAIN MEDICAL CENTER has sponsored the creation of one or more 401k plans.

Company Name:AUDRAIN MEDICAL CENTER
Employer identification number (EIN):431550298
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR AUDRAIN MEDICAL CENTER

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01DAVID NEUENDORF DAVID NEUENDORF2013-10-15
0012011-01-01DAVID A. NEUENDORF DAVID A. NEUENDORF2012-10-15
0012010-01-01DAVID NEUENDORF DAVID NEUENDORF2011-10-11
0012009-01-01DAVID NEUENDORF DAVID NEUENDORF2010-10-15

Plan Statistics for PENSION PLAN FOR AUDRAIN MEDICAL CENTER

401k plan membership statisitcs for PENSION PLAN FOR AUDRAIN MEDICAL CENTER

Measure Date Value
2012: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2012 401k membership
Total participants, beginning-of-year2012-01-01631
Total number of active participants reported on line 7a of the Form 55002012-01-01241
Number of retired or separated participants receiving benefits2012-01-0166
Number of other retired or separated participants entitled to future benefits2012-01-01293
Total of all active and inactive participants2012-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-01605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2011 401k membership
Total participants, beginning-of-year2011-01-01658
Total number of active participants reported on line 7a of the Form 55002011-01-01268
Number of retired or separated participants receiving benefits2011-01-0149
Number of other retired or separated participants entitled to future benefits2011-01-01310
Total of all active and inactive participants2011-01-01627
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-01631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2010 401k membership
Total participants, beginning-of-year2010-01-01709
Total number of active participants reported on line 7a of the Form 55002010-01-01285
Number of retired or separated participants receiving benefits2010-01-0145
Number of other retired or separated participants entitled to future benefits2010-01-01324
Total of all active and inactive participants2010-01-01654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-01658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2009 401k membership
Total participants, beginning-of-year2009-01-01733
Total number of active participants reported on line 7a of the Form 55002009-01-01329
Number of retired or separated participants receiving benefits2009-01-0138
Number of other retired or separated participants entitled to future benefits2009-01-01338
Total of all active and inactive participants2009-01-01705
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PENSION PLAN FOR AUDRAIN MEDICAL CENTER

Measure Date Value
2012 : PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$629,317
Total unrealized appreciation/depreciation of assets2012-12-31$629,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$46,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,603,864
Total loss/gain on sale of assets2012-12-31$125,037
Total of all expenses incurred2012-12-31$2,231,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,887,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,079,064
Value of total assets at end of year2012-12-31$12,125,330
Value of total assets at beginning of year2012-12-31$11,706,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$344,172
Total interest from all sources2012-12-31$375
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$354,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$205,756
Administrative expenses professional fees incurred2012-12-31$207,960
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$46,100
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$21,342
Total non interest bearing cash at end of year2012-12-31$67,234
Total non interest bearing cash at beginning of year2012-12-31$115,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$372,477
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,079,230
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,706,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$114,870
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,577,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,591,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$659,387
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$785,387
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$785,387
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$415,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,079,064
Employer contributions (assets) at end of year2012-12-31$1,079,064
Employer contributions (assets) at beginning of year2012-12-31$742,845
Income. Dividends from common stock2012-12-31$149,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,887,215
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$5,742,610
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$5,472,020
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,572,386
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,447,349
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260
2011 : PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-212,097
Total unrealized appreciation/depreciation of assets2011-12-31$-212,097
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,006,337
Total loss/gain on sale of assets2011-12-31$-93,172
Total of all expenses incurred2011-12-31$2,198,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,985,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,375,288
Value of total assets at end of year2011-12-31$11,706,753
Value of total assets at beginning of year2011-12-31$12,898,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$213,037
Total interest from all sources2011-12-31$10,118
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$305,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$182,781
Administrative expenses professional fees incurred2011-12-31$22,391
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$26,849
Administrative expenses (other) incurred2011-12-31$84,815
Total non interest bearing cash at end of year2011-12-31$115,095
Total non interest bearing cash at beginning of year2011-12-31$69,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,192,146
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,706,753
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$12,898,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$105,831
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,591,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,375,962
Income. Interest from corporate debt instruments2011-12-31$8,968
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$785,387
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$792,252
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$792,252
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-378,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,375,288
Employer contributions (assets) at end of year2011-12-31$742,845
Employer contributions (assets) at beginning of year2011-12-31$471,122
Income. Dividends from common stock2011-12-31$122,405
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,985,446
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$1,741,145
Contract administrator fees2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$5,472,020
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$5,421,708
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$5,610,187
Aggregate carrying amount (costs) on sale of assets2011-12-31$5,703,359
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260
2010 : PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$531,410
Total unrealized appreciation/depreciation of assets2010-12-31$531,410
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,400,114
Total loss/gain on sale of assets2010-12-31$276,987
Total of all expenses incurred2010-12-31$2,428,833
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,262,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$966,622
Value of total assets at end of year2010-12-31$12,898,899
Value of total assets at beginning of year2010-12-31$12,927,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$165,844
Total interest from all sources2010-12-31$88,957
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$221,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$119,113
Administrative expenses professional fees incurred2010-12-31$26,664
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$26,849
Administrative expenses (other) incurred2010-12-31$76,078
Total non interest bearing cash at end of year2010-12-31$69,861
Total non interest bearing cash at beginning of year2010-12-31$147,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-28,719
Value of net assets at end of year (total assets less liabilities)2010-12-31$12,898,899
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,927,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$63,102
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,375,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,895,954
Income. Interest from corporate debt instruments2010-12-31$88,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$792,252
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$799,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$799,848
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$507
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$314,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$966,622
Employer contributions (assets) at end of year2010-12-31$471,122
Employer contributions (assets) at beginning of year2010-12-31$122,510
Income. Dividends from common stock2010-12-31$102,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,262,989
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$1,741,145
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,718,890
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$5,421,708
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$5,242,914
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$5,193,085
Aggregate carrying amount (costs) on sale of assets2010-12-31$4,916,098
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BKD, LLP
Accountancy firm EIN2010-12-31440160260

Form 5500 Responses for PENSION PLAN FOR AUDRAIN MEDICAL CENTER

2012: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN FOR AUDRAIN MEDICAL CENTER 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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