401k Plan data: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN plan

CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	CARTER & SPARLIN, P.C. PROFIT SHARING PLAN
Plan identification number	001

CARTER & SPARLIN, P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARTER & SPARLIN, P.C. has sponsored the creation of one or more 401k plans.

Company Name: CARTER & SPARLIN, P.C.

Employer identification number (EIN): 431628045

NAIC Classification: 711510
NAIC Description: Independent Artists, Writers, and Performers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARTER & SPARLIN, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01 RON SPARLIN 2021-09-29
001 2019-01-01 RON SPARLIN 2020-10-14
001 2018-01-01 RON SPARLIN 2019-08-01
001 2017-01-01 GREG CARTER 2018-07-20
001 2016-01-01 GREG B CARTER 2017-07-17
001 2015-01-01 GREG B CARTER
001 2014-01-01 GREG CARTER
001 2013-01-01 MICHAEL GRAY
001 2012-01-01 MICHAEL GRAY
001 2011-01-01 MICHAEL GRAY
001 2010-01-01 MICHAEL GRAY
001 2009-01-01 MICHAEL GRAY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01	RON SPARLIN	2021-09-29
001	2019-01-01	RON SPARLIN	2020-10-14
001	2018-01-01	RON SPARLIN	2019-08-01
001	2017-01-01	GREG CARTER	2018-07-20
001	2016-01-01	GREG B CARTER	2017-07-17
001	2015-01-01	GREG B CARTER
001	2014-01-01	GREG CARTER
001	2013-01-01	MICHAEL GRAY
001	2012-01-01	MICHAEL GRAY
001	2011-01-01	MICHAEL GRAY
001	2010-01-01	MICHAEL GRAY
001	2009-01-01	MICHAEL GRAY

Plan Statistics for CARTER & SPARLIN, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for CARTER & SPARLIN, P.C. PROFIT SHARING PLAN

Measure Date Value
2015: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 14
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 19
Total participants 2015-01-01 19
Number of participants with account balances 2015-01-01 19
2014: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 15
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 20
Total participants 2014-01-01 20
Number of participants with account balances 2014-01-01 20
2013: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 21
Total participants 2013-01-01 21
Number of participants with account balances 2013-01-01 21
2012: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 19
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 20
Total participants 2012-01-01 20
Number of participants with account balances 2012-01-01 20
2011: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 20
Number of participants with account balances 2011-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 16
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 19
Total participants 2010-01-01 19
Number of participants with account balances 2010-01-01 19
2009: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 18
Total participants 2009-01-01 18
Number of participants with account balances 2009-01-01 18

Measure	Date	Value
2015: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	14
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	19
Total participants	2015-01-01	19
Number of participants with account balances	2015-01-01	19
2014: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	15
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	20
Total participants	2014-01-01	20
Number of participants with account balances	2014-01-01	20
2013: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	21
Total participants	2013-01-01	21
Number of participants with account balances	2013-01-01	21
2012: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	19
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	20
Total participants	2012-01-01	20
Number of participants with account balances	2012-01-01	20
2011: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	20
Number of participants with account balances	2011-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	16
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	19
Total participants	2010-01-01	19
Number of participants with account balances	2010-01-01	19
2009: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	18
Total participants	2009-01-01	18
Number of participants with account balances	2009-01-01	18

Financial Data on CARTER & SPARLIN, P.C. PROFIT SHARING PLAN

Measure	Date	Value
2015 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$228,315
Expenses. Total of all expenses incurred	2015-12-31	$29,712
Benefits paid (including direct rollovers)	2015-12-31	$28,960
Total plan assets at end of year	2015-12-31	$4,001,152
Total plan assets at beginning of year	2015-12-31	$3,802,549
Value of fidelity bond covering the plan	2015-12-31	$300,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$752
Other income received	2015-12-31	$111,974
Net income (gross income less expenses)	2015-12-31	$198,603
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,001,152
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,802,549
Total contributions received or receivable from employer(s)	2015-12-31	$116,341
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2015-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
2014 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$439,213
Expenses. Total of all expenses incurred	2014-12-31	$24,273
Benefits paid (including direct rollovers)	2014-12-31	$23,485
Total plan assets at end of year	2014-12-31	$3,802,549
Total plan assets at beginning of year	2014-12-31	$3,387,609
Value of fidelity bond covering the plan	2014-12-31	$300,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$788
Other income received	2014-12-31	$317,676
Net income (gross income less expenses)	2014-12-31	$414,940
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,802,549
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,387,609
Total contributions received or receivable from employer(s)	2014-12-31	$121,537
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$803,808
Expenses. Total of all expenses incurred	2013-12-31	$67,566
Benefits paid (including direct rollovers)	2013-12-31	$66,772
Total plan assets at end of year	2013-12-31	$3,387,609
Total plan assets at beginning of year	2013-12-31	$2,651,367
Value of fidelity bond covering the plan	2013-12-31	$300,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$794
Other income received	2013-12-31	$606,069
Net income (gross income less expenses)	2013-12-31	$736,242
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,387,609
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,651,367
Total contributions received or receivable from employer(s)	2013-12-31	$197,739
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2012 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$252,917
Expenses. Total of all expenses incurred	2012-12-31	$32,107
Benefits paid (including direct rollovers)	2012-12-31	$31,321
Total plan assets at end of year	2012-12-31	$2,651,367
Total plan assets at beginning of year	2012-12-31	$2,430,557
Value of fidelity bond covering the plan	2012-12-31	$300,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$786
Other income received	2012-12-31	$150,005
Net income (gross income less expenses)	2012-12-31	$220,810
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,651,367
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,430,557
Total contributions received or receivable from employer(s)	2012-12-31	$102,912
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$130,749
Expenses. Total of all expenses incurred	2011-12-31	$995,654
Benefits paid (including direct rollovers)	2011-12-31	$993,824
Total plan assets at end of year	2011-12-31	$2,430,557
Total plan assets at beginning of year	2011-12-31	$3,295,462
Value of fidelity bond covering the plan	2011-12-31	$300,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$1,830
Other income received	2011-12-31	$11,619
Net income (gross income less expenses)	2011-12-31	$-864,905
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,430,557
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,295,462
Total contributions received or receivable from employer(s)	2011-12-31	$119,130
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$381,215
Expenses. Total of all expenses incurred	2010-12-31	$430,412
Benefits paid (including direct rollovers)	2010-12-31	$428,181
Total plan assets at end of year	2010-12-31	$3,295,462
Total plan assets at beginning of year	2010-12-31	$3,344,659
Expenses. Other expenses not covered elsewhere	2010-12-31	$2,231
Other income received	2010-12-31	$238,563
Net income (gross income less expenses)	2010-12-31	$-49,197
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,295,462
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,344,659
Total contributions received or receivable from employer(s)	2010-12-31	$142,652
2009 : CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CARTER & SPARLIN, P.C. PROFIT SHARING PLAN

2015: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CARTER & SPARLIN, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARTER & SPARLIN, P.C.
Employer identification number (EIN):	431628045
NAIC Classification:	711510
NAIC Description:	Independent Artists, Writers, and Performers