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EYE CARE SPECIALISTS, LLC 401(K) PLAN 401k Plan overview

Plan NameEYE CARE SPECIALISTS, LLC 401(K) PLAN
Plan identification number 002

EYE CARE SPECIALISTS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EYE CARE SPECIALISTS has sponsored the creation of one or more 401k plans.

Company Name:EYE CARE SPECIALISTS
Employer identification number (EIN):431804777
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EYE CARE SPECIALISTS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01STEPHANIE KASTEN DAVID WESTRICH2018-10-09
0022016-01-01STEPHANIE KASTEN DAVID WESTRICH2017-06-29
0022015-01-01STEPHANIE KASTEN DAVID WESTRICH2016-06-29
0022014-01-01STEPHANIE KASTEN DAVID WESTRICH2015-06-24
0022013-01-01STEPHANIE KASTEN DAVID WESTRICH2014-10-07
0022012-01-01STEPHANIE KASTEN DAVID WESTRICH2013-07-31
0022011-01-01STEPHANIE KASTEN DAVID WESTRICH2012-07-28
0022010-01-01STEPHANIE KASTEN DAVID WESTRICH2011-07-31
0022009-01-01STEPHANIE KASTEN DAVID WESTRICH2010-07-26

Plan Statistics for EYE CARE SPECIALISTS, LLC 401(K) PLAN

401k plan membership statisitcs for EYE CARE SPECIALISTS, LLC 401(K) PLAN

Measure Date Value
2017: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0147
Total number of active participants reported on line 7a of the Form 55002017-01-0139
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-018
Total of all active and inactive participants2017-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0147
Number of participants with account balances2017-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0146
Total number of active participants reported on line 7a of the Form 55002016-01-0141
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0147
Number of participants with account balances2016-01-0147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0140
Total number of active participants reported on line 7a of the Form 55002015-01-0142
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0146
Number of participants with account balances2015-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0143
Total number of active participants reported on line 7a of the Form 55002014-01-0137
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-013
Total of all active and inactive participants2014-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0140
Number of participants with account balances2014-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0140
Total number of active participants reported on line 7a of the Form 55002013-01-0139
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0143
Number of participants with account balances2013-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0140
Total number of active participants reported on line 7a of the Form 55002012-01-0135
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0140
Number of participants with account balances2012-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0133
Total number of active participants reported on line 7a of the Form 55002011-01-0134
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0140
Number of participants with account balances2011-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0133
Total number of active participants reported on line 7a of the Form 55002010-01-0133
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-019
Total of all active and inactive participants2010-01-0142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0142
Number of participants with account balances2010-01-0142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0135
Total number of active participants reported on line 7a of the Form 55002009-01-0135
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-015
Total of all active and inactive participants2009-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0140
Number of participants with account balances2009-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on EYE CARE SPECIALISTS, LLC 401(K) PLAN

Measure Date Value
2017 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$962,051
Expenses. Total of all expenses incurred2017-12-31$77,629
Benefits paid (including direct rollovers)2017-12-31$77,629
Total plan assets at end of year2017-12-31$3,841,018
Total plan assets at beginning of year2017-12-31$2,956,596
Value of fidelity bond covering the plan2017-12-31$400,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$182,225
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$709,259
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$884,422
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,841,018
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,956,596
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$70,567
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
2016 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$420,258
Expenses. Total of all expenses incurred2016-12-31$157,941
Benefits paid (including direct rollovers)2016-12-31$157,916
Total plan assets at end of year2016-12-31$2,956,596
Total plan assets at beginning of year2016-12-31$2,694,279
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$188,029
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$155,680
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$262,317
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,956,596
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,694,279
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$76,549
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$25
2015 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$271,980
Expenses. Total of all expenses incurred2015-12-31$19,095
Benefits paid (including direct rollovers)2015-12-31$19,070
Total plan assets at end of year2015-12-31$2,694,279
Total plan assets at beginning of year2015-12-31$2,441,394
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$171,476
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$32,370
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$252,885
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,694,279
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,441,394
Total contributions received or receivable from employer(s)2015-12-31$68,134
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$25
2014 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$383,433
Expenses. Total of all expenses incurred2014-12-31$13,956
Benefits paid (including direct rollovers)2014-12-31$13,915
Total plan assets at end of year2014-12-31$2,441,394
Total plan assets at beginning of year2014-12-31$2,071,917
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$164,075
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$151,617
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$369,477
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,441,394
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,071,917
Total contributions received or receivable from employer(s)2014-12-31$67,741
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$39
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2
2013 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$658,072
Expenses. Total of all expenses incurred2013-12-31$3,190
Benefits paid (including direct rollovers)2013-12-31$3,179
Total plan assets at end of year2013-12-31$2,071,917
Total plan assets at beginning of year2013-12-31$1,417,035
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$155,901
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$446,254
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$654,882
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,071,917
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,417,035
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$0
Total contributions received or receivable from employer(s)2013-12-31$55,917
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$11
2012 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$376,215
Expenses. Total of all expenses incurred2012-12-31$9,224
Benefits paid (including direct rollovers)2012-12-31$9,209
Total plan assets at end of year2012-12-31$1,417,035
Total plan assets at beginning of year2012-12-31$1,050,044
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$122,146
Other income received2012-12-31$193,519
Net income (gross income less expenses)2012-12-31$366,991
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,417,035
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,050,044
Total contributions received or receivable from employer(s)2012-12-31$60,550
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$15
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$107,590
Expenses. Total of all expenses incurred2011-12-31$4,901
Benefits paid (including direct rollovers)2011-12-31$4,863
Total plan assets at end of year2011-12-31$1,050,044
Total plan assets at beginning of year2011-12-31$947,355
Value of fidelity bond covering the plan2011-12-31$155,000
Total contributions received or receivable from participants2011-12-31$105,784
Other income received2011-12-31$-52,461
Net income (gross income less expenses)2011-12-31$102,689
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,050,044
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$947,355
Total contributions received or receivable from employer(s)2011-12-31$54,267
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$38
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$280,619
Expenses. Total of all expenses incurred2010-12-31$4,617
Benefits paid (including direct rollovers)2010-12-31$4,610
Total plan assets at end of year2010-12-31$947,355
Total plan assets at beginning of year2010-12-31$671,353
Value of fidelity bond covering the plan2010-12-31$155,000
Total contributions received or receivable from participants2010-12-31$102,224
Other income received2010-12-31$126,894
Net income (gross income less expenses)2010-12-31$276,002
Net plan assets at end of year (total assets less liabilities)2010-12-31$947,355
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$671,353
Total contributions received or receivable from employer(s)2010-12-31$51,501
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$7
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : EYE CARE SPECIALISTS, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for EYE CARE SPECIALISTS, LLC 401(K) PLAN

2017: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: EYE CARE SPECIALISTS, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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