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THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LAW OFFICE OF THOMAS M. JAMES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:LAW OFFICE OF THOMAS M. JAMES, P.C.
Employer identification number (EIN):431981788
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01THOMAS M. JAMES2018-09-16 THOMAS M. JAMES2018-09-16
0012017-01-01THOMAS M. JAMES2018-06-26 THOMAS M. JAMES2018-06-26
0012016-01-01THOMAS M. JAMES2017-07-12 THOMAS M. JAMES2017-07-12
0012015-01-01THOMAS M. JAMES2016-07-25
0012014-01-01THOMAS M. JAMES2015-06-29
0012013-01-01THOMAS M. JAMES THOMAS M. JAMES2014-06-16
0012012-01-01THOMAS M. JAMES THOMAS M. JAMES2013-07-25
0012011-01-01THOMAS M. JAMES THOMAS M. JAMES2012-07-06
0012010-01-01THOMAS M. JAMES THOMAS M. JAMES2011-07-28
0012009-01-01THOMAS JAMES THOMAS JAMES2010-07-27
0012009-01-01THOMAS M. JAMES THOMAS M. JAMES2010-07-27

Plan Statistics for THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013
Total number of active participants reported on line 7a of the Form 55002013-01-013
Total of all active and inactive participants2013-01-013
Total participants2013-01-013
Number of participants with account balances2013-01-013
2012: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013
Total number of active participants reported on line 7a of the Form 55002012-01-013
Total of all active and inactive participants2012-01-013
Total participants2012-01-013
Number of participants with account balances2012-01-013
2011: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013
Total number of active participants reported on line 7a of the Form 55002011-01-013
Total of all active and inactive participants2011-01-013
Total participants2011-01-013
Number of participants with account balances2011-01-013
2010: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013
Total number of active participants reported on line 7a of the Form 55002010-01-013
Total of all active and inactive participants2010-01-013
Total participants2010-01-013
Number of participants with account balances2010-01-013
2009: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-013
Total of all active and inactive participants2009-01-013
Total participants2009-01-013
Number of participants with account balances2009-01-013

Financial Data on THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013 : THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$207,262
Expenses. Total of all expenses incurred2013-12-31$2,474
Total plan assets at end of year2013-12-31$1,006,078
Total plan assets at beginning of year2013-12-31$801,290
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$39,950
Other income received2013-12-31$151,095
Net income (gross income less expenses)2013-12-31$204,788
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,006,078
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$801,290
Total contributions received or receivable from employer(s)2013-12-31$16,217
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$2,474
2012 : THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$136,647
Expenses. Total of all expenses incurred2012-12-31$2,144
Total plan assets at end of year2012-12-31$801,290
Total plan assets at beginning of year2012-12-31$666,787
Value of fidelity bond covering the plan2012-12-31$50,000
Total contributions received or receivable from participants2012-12-31$38,200
Other income received2012-12-31$83,047
Net income (gross income less expenses)2012-12-31$134,503
Net plan assets at end of year (total assets less liabilities)2012-12-31$801,290
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$666,787
Total contributions received or receivable from employer(s)2012-12-31$15,400
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,144
2011 : THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$40,094
Expenses. Total of all expenses incurred2011-12-31$1,946
Total plan assets at end of year2011-12-31$666,787
Total plan assets at beginning of year2011-12-31$628,639
Value of fidelity bond covering the plan2011-12-31$50,000
Total contributions received or receivable from participants2011-12-31$31,283
Other income received2011-12-31$-4,768
Net income (gross income less expenses)2011-12-31$38,148
Net plan assets at end of year (total assets less liabilities)2011-12-31$666,787
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$628,639
Total contributions received or receivable from employer(s)2011-12-31$13,579
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,946
2010 : THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$92,727
Expenses. Total of all expenses incurred2010-12-31$674
Total plan assets at end of year2010-12-31$628,639
Total plan assets at beginning of year2010-12-31$536,586
Value of fidelity bond covering the plan2010-12-31$50,000
Total contributions received or receivable from participants2010-12-31$27,017
Other income received2010-12-31$51,835
Net income (gross income less expenses)2010-12-31$92,053
Net plan assets at end of year (total assets less liabilities)2010-12-31$628,639
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$536,586
Total contributions received or receivable from employer(s)2010-12-31$13,875
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$674

Form 5500 Responses for THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN

2013: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE LAW OFFICE OF THOMAS M. JAMES, P. C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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