401k Plan data: PALLADIUM EQUITY PARTNERS 401(K) PLAN plan

PALLADIUM EQUITY PARTNERS 401(K) PLAN 401k Plan overview

Plan Name	PALLADIUM EQUITY PARTNERS 401(K) PLAN
Plan identification number	001

PALLADIUM EQUITY PARTNERS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PALLADIUM CAPITAL MANAGEMENT III, LLC has sponsored the creation of one or more 401k plans.

Company Name: PALLADIUM CAPITAL MANAGEMENT III, LLC

Employer identification number (EIN): 432055488

NAIC Classification: 812990
NAIC Description: All Other Personal Services

Additional information about PALLADIUM CAPITAL MANAGEMENT III, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3809454

More information about PALLADIUM CAPITAL MANAGEMENT III, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PALLADIUM EQUITY PARTNERS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 SUSAN LYONS 2017-09-20
001 2015-01-01 SUSAN S LYONS 2016-10-06
001 2014-01-01 SUSAN LYONS 2015-09-18
001 2013-01-01 SUSAN S LYONS 2015-09-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-01-01	SUSAN LYONS	2017-09-20
001	2015-01-01	SUSAN S LYONS	2016-10-06
001	2014-01-01	SUSAN LYONS	2015-09-18
001	2013-01-01	SUSAN S LYONS	2015-09-15

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Company Name:	PALLADIUM CAPITAL MANAGEMENT III, LLC
Employer identification number (EIN):	432055488
NAIC Classification:	812990
NAIC Description:	All Other Personal Services

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3809454