401k Plan data: RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN plan

RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN
Plan identification number	002

RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RIVER ROAD ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: RIVER ROAD ASSET MANAGEMENT, LLC

Employer identification number (EIN): 432076925

NAIC Classification: 523900

Additional information about RIVER ROAD ASSET MANAGEMENT, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3938038

More information about RIVER ROAD ASSET MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 ELIZABETH BRENNER 2024-10-02
002 2022-01-01 ELIZABETH BRENNER 2023-07-10
002 2021-01-01 THOMAS MUELLER 2022-06-28
002 2020-01-01 ELIZABETH BRENNER 2021-07-14
002 2019-01-01 ELIZABETH BRENNER 2020-07-31
002 2018-01-01 THOMAS D. MUELLER 2019-07-01
002 2017-01-01 THOMAS D. MUELLER 2018-04-19
002 2016-01-01 THOMAS D. MUELLER 2017-08-23
002 2015-01-01 THOMAS D. MUELLER 2016-07-19
002 2014-06-01 THOMAS D. MUELLER 2015-10-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-01-01	ELIZABETH BRENNER	2024-10-02
002	2022-01-01	ELIZABETH BRENNER	2023-07-10
002	2021-01-01	THOMAS MUELLER	2022-06-28
002	2020-01-01	ELIZABETH BRENNER	2021-07-14
002	2019-01-01	ELIZABETH BRENNER	2020-07-31
002	2018-01-01	THOMAS D. MUELLER	2019-07-01
002	2017-01-01	THOMAS D. MUELLER	2018-04-19
002	2016-01-01	THOMAS D. MUELLER	2017-08-23
002	2015-01-01	THOMAS D. MUELLER	2016-07-19
002	2014-06-01	THOMAS D. MUELLER	2015-10-06

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Company Name:	RIVER ROAD ASSET MANAGEMENT, LLC
Employer identification number (EIN):	432076925
NAIC Classification:	523900

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3938038