401k Plan data: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC plan

EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 401k Plan overview

Plan Name	EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC
Plan identification number	001

EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMPIRE COUNTERTOPS, LLC has sponsored the creation of one or more 401k plans.

Company Name: EMPIRE COUNTERTOPS, LLC

Employer identification number (EIN): 451145076

NAIC Classification: 339900

Additional information about EMPIRE COUNTERTOPS, LLC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2011-03-24

Company Identification Number: 0801402091

Legal Registered Office Address: 1137 ENTERPRISE DR

PILOT POINT
United States of America (USA)
76258

More information about EMPIRE COUNTERTOPS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 PLAN SPONSOR 2021-08-02
001 2019-01-01 PLAN SPONSOR 2021-05-27
001 2018-01-01 SCOTT LAINE 2019-10-15 SCOTT LAINE 2019-10-15
001 2017-01-01 SAURABH PATEL 2018-08-20 SAURABH PATEL 2018-08-20
001 2016-01-01 SAURABH PATEL 2017-06-07 SAURABH PATEL 2017-06-07
001 2015-01-01 MARLENE GRIFFITH MARLENE GRIFFITH 2016-10-13
001 2014-01-01 MARLENE GRIFFITH
001 2013-01-01 JOY MENNERICK JOY MENNERICK 2014-10-14
001 2012-01-01 AARON GERSTMAN
001 2011-01-01 AARON GERSTMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	PLAN SPONSOR	2021-08-02
001	2019-01-01	PLAN SPONSOR	2021-05-27
001	2018-01-01	SCOTT LAINE	2019-10-15	SCOTT LAINE	2019-10-15
001	2017-01-01	SAURABH PATEL	2018-08-20	SAURABH PATEL	2018-08-20
001	2016-01-01	SAURABH PATEL	2017-06-07	SAURABH PATEL	2017-06-07
001	2015-01-01	MARLENE GRIFFITH		MARLENE GRIFFITH	2016-10-13
001	2014-01-01	MARLENE GRIFFITH
001	2013-01-01	JOY MENNERICK		JOY MENNERICK	2014-10-14
001	2012-01-01	AARON GERSTMAN
001	2011-01-01	AARON GERSTMAN

Plan Statistics for EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC

401k plan membership statisitcs for EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC

Measure Date Value
2015: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2015 401k membership
Total participants, beginning-of-year 2015-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 114
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 17
Total of all active and inactive participants 2015-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 131
Number of participants with account balances 2015-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2014 401k membership
Total participants, beginning-of-year 2014-01-01 39
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 84
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 104
Number of participants with account balances 2014-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2013 401k membership
Total participants, beginning-of-year 2013-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 20
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 19
Total of all active and inactive participants 2013-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 39
Number of participants with account balances 2013-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2012 401k membership
Total participants, beginning-of-year 2012-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 19
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 21
Total of all active and inactive participants 2012-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 40
Number of participants with account balances 2012-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2011 401k membership
Total participants, beginning-of-year 2011-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 20
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 42
Number of participants with account balances 2011-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2015: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2015 401k membership
Total participants, beginning-of-year	2015-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	114
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	17
Total of all active and inactive participants	2015-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	131
Number of participants with account balances	2015-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2014 401k membership
Total participants, beginning-of-year	2014-01-01	39
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	84
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	104
Number of participants with account balances	2014-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2013 401k membership
Total participants, beginning-of-year	2013-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	20
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	19
Total of all active and inactive participants	2013-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	39
Number of participants with account balances	2013-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2012 401k membership
Total participants, beginning-of-year	2012-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	19
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	21
Total of all active and inactive participants	2012-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	40
Number of participants with account balances	2012-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2011 401k membership
Total participants, beginning-of-year	2011-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	20
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	42
Number of participants with account balances	2011-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC

Measure	Date	Value
2015 : EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$603,419
Expenses. Total of all expenses incurred	2015-12-31	$675,521
Benefits paid (including direct rollovers)	2015-12-31	$675,028
Total plan assets at end of year	2015-12-31	$497,291
Total plan assets at beginning of year	2015-12-31	$569,393
Total contributions received or receivable from participants	2015-12-31	$47,471
Expenses. Other expenses not covered elsewhere	2015-12-31	$493
Contributions received from other sources (not participants or employers)	2015-12-31	$511,837
Other income received	2015-12-31	$44,111
Net income (gross income less expenses)	2015-12-31	$-72,102
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$497,291
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$569,393
Assets. Value of participant loans	2015-12-31	$18,491
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
2014 : EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2014 401k financial data
Total income from all sources	2014-12-31	$65,350
Expenses. Total of all expenses incurred	2014-12-31	$24,502
Benefits paid (including direct rollovers)	2014-12-31	$24,002
Total plan assets at end of year	2014-12-31	$569,393
Total plan assets at beginning of year	2014-12-31	$528,545
Total contributions received or receivable from participants	2014-12-31	$37,529
Other income received	2014-12-31	$27,821
Net income (gross income less expenses)	2014-12-31	$40,848
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$569,393
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$528,545
Assets. Value of participant loans	2014-12-31	$39,852
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$500
2013 : EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2013 401k financial data
Total income from all sources	2013-12-31	$239,958
Expenses. Total of all expenses incurred	2013-12-31	$596,598
Benefits paid (including direct rollovers)	2013-12-31	$595,748
Total plan assets at end of year	2013-12-31	$528,545
Total plan assets at beginning of year	2013-12-31	$885,185
Total contributions received or receivable from participants	2013-12-31	$49,758
Other income received	2013-12-31	$190,200
Net income (gross income less expenses)	2013-12-31	$-356,640
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$528,545
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$885,185
Assets. Value of participant loans	2013-12-31	$64,121
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$850
2012 : EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2012 401k financial data
Total income from all sources	2012-12-31	$163,617
Expenses. Total of all expenses incurred	2012-12-31	$73,605
Benefits paid (including direct rollovers)	2012-12-31	$47,980
Total plan assets at end of year	2012-12-31	$885,185
Total plan assets at beginning of year	2012-12-31	$795,173
Total contributions received or receivable from participants	2012-12-31	$52,057
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$111,560
Net income (gross income less expenses)	2012-12-31	$90,012
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$885,185
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$795,173
Assets. Value of participant loans	2012-12-31	$22,643
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$25,225
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$400
2011 : EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2011 401k financial data
Total income from all sources	2011-12-31	$32,832
Expenses. Total of all expenses incurred	2011-12-31	$45,100
Benefits paid (including direct rollovers)	2011-12-31	$44,800
Total plan assets at end of year	2011-12-31	$795,173
Total plan assets at beginning of year	2011-12-31	$807,441
Total contributions received or receivable from participants	2011-12-31	$46,456
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-13,624
Net income (gross income less expenses)	2011-12-31	$-12,268
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$795,173
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$807,441
Assets. Value of participant loans	2011-12-31	$40,416
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$300

Form 5500 Responses for EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC

2015: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EMPLOYEE BENEFIT PLAN OF EMPIRE COUNTERTOPS, LLC 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

059433G

Policy instance

Insurance contract or identification number	059433G
Number of Individuals Covered	42
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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See full terms and conditions

Company Name:	EMPIRE COUNTERTOPS, LLC
Employer identification number (EIN):	451145076
NAIC Classification:	339900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2011-03-24
Company Identification Number:	0801402091
Legal Registered Office Address:	1137 ENTERPRISE DR PILOT POINT United States of America (USA) 76258