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OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameOSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN
Plan identification number 002

OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

OSCAR C. GUTIERREZ has sponsored the creation of one or more 401k plans.

Company Name:OSCAR C. GUTIERREZ
Employer identification number (EIN):451724574
NAIC Classification:524140

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022017-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2018-10-15
0022016-01-01OSCAR C. GUTIERREZ OSCAR C. GUTIERREZ2017-10-16
0022015-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2016-10-13
0022014-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2015-10-07
0022013-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2014-12-18
0022012-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2013-10-14
0022011-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2012-10-11
0022009-01-01OSCAR GUTIERREZ OSCAR GUTIERREZ2010-10-14

Plan Statistics for OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-012
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012
Number of participants with account balances2017-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-012
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012
Number of participants with account balances2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012
Number of participants with account balances2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN

Measure Date Value
2018 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-61,743
Expenses. Total of all expenses incurred2018-12-31$643,756
Benefits paid (including direct rollovers)2018-12-31$643,756
Total plan assets at end of year2018-12-31$0
Total plan assets at beginning of year2018-12-31$705,499
Other income received2018-12-31$-61,743
Net income (gross income less expenses)2018-12-31$-705,499
Net plan assets at end of year (total assets less liabilities)2018-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$705,499
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$67,290
Expenses. Total of all expenses incurred2017-12-31$26,866
Benefits paid (including direct rollovers)2017-12-31$26,866
Total plan assets at end of year2017-12-31$705,499
Total plan assets at beginning of year2017-12-31$665,075
Other income received2017-12-31$67,290
Net income (gross income less expenses)2017-12-31$40,424
Net plan assets at end of year (total assets less liabilities)2017-12-31$705,499
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$665,075
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$9,454
Expenses. Total of all expenses incurred2016-12-31$26,057
Benefits paid (including direct rollovers)2016-12-31$26,057
Total plan assets at end of year2016-12-31$665,075
Total plan assets at beginning of year2016-12-31$681,678
Other income received2016-12-31$9,454
Net income (gross income less expenses)2016-12-31$-16,603
Net plan assets at end of year (total assets less liabilities)2016-12-31$665,075
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$681,678
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$32,103
Expenses. Total of all expenses incurred2015-12-31$25,228
Benefits paid (including direct rollovers)2015-12-31$25,228
Total plan assets at end of year2015-12-31$681,678
Total plan assets at beginning of year2015-12-31$674,803
Other income received2015-12-31$-2,897
Net income (gross income less expenses)2015-12-31$6,875
Net plan assets at end of year (total assets less liabilities)2015-12-31$681,678
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$674,803
Total contributions received or receivable from employer(s)2015-12-31$35,000
2014 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$73,634
Expenses. Total of all expenses incurred2014-12-31$24,750
Benefits paid (including direct rollovers)2014-12-31$24,750
Total plan assets at end of year2014-12-31$674,803
Total plan assets at beginning of year2014-12-31$625,919
Other income received2014-12-31$43,634
Net income (gross income less expenses)2014-12-31$48,884
Net plan assets at end of year (total assets less liabilities)2014-12-31$674,803
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$625,919
Total contributions received or receivable from employer(s)2014-12-31$30,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$88,911
Expenses. Total of all expenses incurred2013-12-31$3,512
Benefits paid (including direct rollovers)2013-12-31$19,100
Total plan assets at end of year2013-12-31$655,919
Total plan assets at beginning of year2013-12-31$570,520
Expenses. Other expenses not covered elsewhere2013-12-31$3,512
Other income received2013-12-31$55,399
Net income (gross income less expenses)2013-12-31$85,399
Net plan assets at end of year (total assets less liabilities)2013-12-31$655,919
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$570,520
Total contributions received or receivable from employer(s)2013-12-31$33,512
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$79,578
Expenses. Total of all expenses incurred2012-12-31$3,187
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$570,520
Total plan assets at beginning of year2012-12-31$494,129
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$46,391
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$76,391
Net plan assets at end of year (total assets less liabilities)2012-12-31$570,520
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$494,129
Total contributions received or receivable from employer(s)2012-12-31$33,187
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,187
2011 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$10,367
Expenses. Total of all expenses incurred2011-12-31$2,634
Total plan assets at end of year2011-12-31$494,129
Total plan assets at beginning of year2011-12-31$486,396
Expenses. Other expenses not covered elsewhere2011-12-31$2,634
Other income received2011-12-31$-22,267
Net income (gross income less expenses)2011-12-31$7,733
Net plan assets at end of year (total assets less liabilities)2011-12-31$494,129
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$486,396
Assets. Value of participant loans2011-12-31$506
Assets. Value of real-estate (other than employer real property)2011-12-31$37,270
Total contributions received or receivable from employer(s)2011-12-31$32,634
2010 : OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$63,646
Expenses. Total of all expenses incurred2010-12-31$3,187
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$486,396
Total plan assets at beginning of year2010-12-31$425,937
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$3,187
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$30,459
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$60,459
Net plan assets at end of year (total assets less liabilities)2010-12-31$486,396
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$425,937
Assets. Value of participant loans2010-12-31$1,518
Assets. Value of real-estate (other than employer real property)2010-12-31$49,281
Total contributions received or receivable from employer(s)2010-12-31$33,187
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN

2018: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OSCAR C. GUTIERREZ 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988
Policy instance 2
Insurance contract or identification number9010988
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9102144
Policy instance 1
Insurance contract or identification number9102144
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988
Policy instance 2
Insurance contract or identification number9010988
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9102144
Policy instance 1
Insurance contract or identification number9102144
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9102144
Policy instance 1
Insurance contract or identification number9102144
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameIMS SECURITIES, INC.
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988
Policy instance 2
Insurance contract or identification number9010988
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameIMS SECURITIES, INC.
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number1191021440
Policy instance 1
Insurance contract or identification number1191021440
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameIMS SECURITIES, INC.
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988,9102144
Policy instance 2
Insurance contract or identification number9010988,9102144
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,571
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,571
Insurance broker organization code?3
Insurance broker nameIMS SECURITIES, INC.
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988,9102144
Policy instance 1
Insurance contract or identification number9010988,9102144
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988,9102144
Policy instance 1
Insurance contract or identification number9010988,9102144
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988,9102144
Policy instance 1
Insurance contract or identification number9010988,9102144
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
NATIONWIDE LIFE INSURANCE CO. OF AMERICA (National Association of Insurance Commissioners NAIC id number: 25453 )
Policy contract number9010988,9102144
Policy instance 1
Insurance contract or identification number9010988,9102144
Number of Individuals Covered2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0

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