401k Plan data: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN plan

ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN
Plan identification number	001

ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLIANCE CAPITAL INVESTMENT GROUP, has sponsored the creation of one or more 401k plans.

Company Name: ALLIANCE CAPITAL INVESTMENT GROUP,

Employer identification number (EIN): 452788059

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-07-01
001 2021-07-01
001 2020-07-01
001 2019-07-01
001 2019-07-01
001 2019-07-01
001 2015-07-01 MICHAEL B. JAMES MICHAEL B. JAMES 2017-04-08
001 2015-07-01 MICHAEL B. JAMES MICHAEL B. JAMES 2017-04-08
001 2014-07-01 MICHAEL B. JAMES MICHAEL B. JAMES 2016-07-12
001 2013-07-01 MICHAEL B. JAMES MICHAEL B. JAMES 2015-03-19
001 2012-07-01 MICHAEL B. JAMES MICHAEL B. JAMES 2015-03-19
001 2011-07-13 MICHAEL B. JAMES MICHAEL B. JAMES 2013-04-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-07-01
001	2021-07-01
001	2020-07-01
001	2019-07-01
001	2019-07-01
001	2019-07-01
001	2015-07-01	MICHAEL B. JAMES	MICHAEL B. JAMES	2017-04-08
001	2015-07-01	MICHAEL B. JAMES	MICHAEL B. JAMES	2017-04-08
001	2014-07-01	MICHAEL B. JAMES	MICHAEL B. JAMES	2016-07-12
001	2013-07-01	MICHAEL B. JAMES	MICHAEL B. JAMES	2015-03-19
001	2012-07-01	MICHAEL B. JAMES	MICHAEL B. JAMES	2015-03-19
001	2011-07-13	MICHAEL B. JAMES	MICHAEL B. JAMES	2013-04-13

Plan Statistics for ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN

Measure Date Value
2022: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-07-01 3
Total number of active participants reported on line 7a of the Form 5500 2022-07-01 4
Number of retired or separated participants receiving benefits 2022-07-01 0
Number of other retired or separated participants entitled to future benefits 2022-07-01 0
Total of all active and inactive participants 2022-07-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-07-01 0
Total participants 2022-07-01 4
Number of participants with account balances 2022-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-07-01 0
2021: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 4
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 2
Number of retired or separated participants receiving benefits 2021-07-01 0
Number of other retired or separated participants entitled to future benefits 2021-07-01 0
Total of all active and inactive participants 2021-07-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 0
Total participants 2021-07-01 2
Number of participants with account balances 2021-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 0
2020: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 4
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 4
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 0
Total of all active and inactive participants 2020-07-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 4
Number of participants with account balances 2020-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 0
2019: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 3
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 4
Number of retired or separated participants receiving benefits 2019-07-01 0
Number of other retired or separated participants entitled to future benefits 2019-07-01 0
Total of all active and inactive participants 2019-07-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 4
Number of participants with account balances 2019-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 0
2015: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 3
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 0
Total of all active and inactive participants 2015-07-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 3
Number of participants with account balances 2015-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 1
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 1
Number of participants with account balances 2014-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 1
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 0
Total of all active and inactive participants 2013-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 1
Number of participants with account balances 2013-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 1
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 1
Number of participants with account balances 2012-07-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-13 0
Total number of active participants reported on line 7a of the Form 5500 2011-07-13 1
Number of retired or separated participants receiving benefits 2011-07-13 0
Number of other retired or separated participants entitled to future benefits 2011-07-13 0
Total of all active and inactive participants 2011-07-13 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-13 0
Total participants 2011-07-13 1
Number of participants with account balances 2011-07-13 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-13 0

Measure	Date	Value
2022: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-07-01	3
Total number of active participants reported on line 7a of the Form 5500	2022-07-01	4
Number of retired or separated participants receiving benefits	2022-07-01	0
Number of other retired or separated participants entitled to future benefits	2022-07-01	0
Total of all active and inactive participants	2022-07-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-07-01	0
Total participants	2022-07-01	4
Number of participants with account balances	2022-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-07-01	0
2021: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	4
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	2
Number of retired or separated participants receiving benefits	2021-07-01	0
Number of other retired or separated participants entitled to future benefits	2021-07-01	0
Total of all active and inactive participants	2021-07-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	0
Total participants	2021-07-01	2
Number of participants with account balances	2021-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	0
2020: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	4
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	4
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	0
Total of all active and inactive participants	2020-07-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	4
Number of participants with account balances	2020-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	0
2019: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	3
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	4
Number of retired or separated participants receiving benefits	2019-07-01	0
Number of other retired or separated participants entitled to future benefits	2019-07-01	0
Total of all active and inactive participants	2019-07-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	4
Number of participants with account balances	2019-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	0
2015: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	3
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	0
Total of all active and inactive participants	2015-07-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	3
Number of participants with account balances	2015-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	1
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	1
Number of participants with account balances	2014-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	1
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	0
Total of all active and inactive participants	2013-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	1
Number of participants with account balances	2013-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	1
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	1
Number of participants with account balances	2012-07-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-13	0
Total number of active participants reported on line 7a of the Form 5500	2011-07-13	1
Number of retired or separated participants receiving benefits	2011-07-13	0
Number of other retired or separated participants entitled to future benefits	2011-07-13	0
Total of all active and inactive participants	2011-07-13	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-13	0
Total participants	2011-07-13	1
Number of participants with account balances	2011-07-13	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-13	0

Financial Data on ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN

Measure	Date	Value
2023 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2023 401k financial data
Transfers to/from the plan	2023-06-30	$0
Total plan liabilities at beginning of year	2023-06-30	$0
Total income from all sources	2023-06-30	$108,321
Expenses. Total of all expenses incurred	2023-06-30	$0
Benefits paid (including direct rollovers)	2023-06-30	$0
Total plan assets at end of year	2023-06-30	$344,939
Total plan assets at beginning of year	2023-06-30	$236,618
Value of fidelity bond covering the plan	2023-06-30	$100,000
Total contributions received or receivable from participants	2023-06-30	$0
Expenses. Other expenses not covered elsewhere	2023-06-30	$0
Contributions received from other sources (not participants or employers)	2023-06-30	$0
Other income received	2023-06-30	$108,321
Noncash contributions received	2023-06-30	$0
Net income (gross income less expenses)	2023-06-30	$108,321
Net plan assets at end of year (total assets less liabilities)	2023-06-30	$344,939
Net plan assets at beginning of year (total assets less liabilities)	2023-06-30	$236,618
Assets. Value of employer securities	2023-06-30	$344,939
Total contributions received or receivable from employer(s)	2023-06-30	$0
Value of certain deemed distributions of participant loans	2023-06-30	$0
Value of corrective distributions	2023-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-06-30	$0
2022 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2022 401k financial data
Transfers to/from the plan	2022-06-30	$0
Total plan liabilities at end of year	2022-06-30	$0
Total plan liabilities at beginning of year	2022-06-30	$0
Total income from all sources	2022-06-30	$7,938
Expenses. Total of all expenses incurred	2022-06-30	$0
Benefits paid (including direct rollovers)	2022-06-30	$0
Total plan assets at end of year	2022-06-30	$236,618
Total plan assets at beginning of year	2022-06-30	$228,680
Total contributions received or receivable from participants	2022-06-30	$0
Expenses. Other expenses not covered elsewhere	2022-06-30	$0
Contributions received from other sources (not participants or employers)	2022-06-30	$0
Other income received	2022-06-30	$7,938
Noncash contributions received	2022-06-30	$0
Net income (gross income less expenses)	2022-06-30	$7,938
Net plan assets at end of year (total assets less liabilities)	2022-06-30	$236,618
Net plan assets at beginning of year (total assets less liabilities)	2022-06-30	$228,680
Assets. Value of employer securities	2022-06-30	$236,618
Total contributions received or receivable from employer(s)	2022-06-30	$0
Value of certain deemed distributions of participant loans	2022-06-30	$0
Value of corrective distributions	2022-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-06-30	$0
2021 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2021 401k financial data
Transfers to/from the plan	2021-06-30	$0
Total plan liabilities at end of year	2021-06-30	$0
Total plan liabilities at beginning of year	2021-06-30	$0
Total income from all sources	2021-06-30	$117,813
Expenses. Total of all expenses incurred	2021-06-30	$0
Benefits paid (including direct rollovers)	2021-06-30	$0
Total plan assets at end of year	2021-06-30	$228,680
Total plan assets at beginning of year	2021-06-30	$110,867
Value of fidelity bond covering the plan	2021-06-30	$100,000
Total contributions received or receivable from participants	2021-06-30	$0
Expenses. Other expenses not covered elsewhere	2021-06-30	$0
Contributions received from other sources (not participants or employers)	2021-06-30	$0
Other income received	2021-06-30	$117,813
Noncash contributions received	2021-06-30	$0
Net income (gross income less expenses)	2021-06-30	$117,813
Net plan assets at end of year (total assets less liabilities)	2021-06-30	$228,680
Net plan assets at beginning of year (total assets less liabilities)	2021-06-30	$110,867
Assets. Value of employer securities	2021-06-30	$228,680
Total contributions received or receivable from employer(s)	2021-06-30	$0
Value of certain deemed distributions of participant loans	2021-06-30	$0
Value of corrective distributions	2021-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-06-30	$0
2020 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-06-30	$0
Total plan liabilities at beginning of year	2020-06-30	$0
Total income from all sources	2020-06-30	$-30,260
Expenses. Total of all expenses incurred	2020-06-30	$18,060
Benefits paid (including direct rollovers)	2020-06-30	$18,010
Total plan assets at end of year	2020-06-30	$110,900
Total plan assets at beginning of year	2020-06-30	$159,220
Value of fidelity bond covering the plan	2020-06-30	$100,000
Total contributions received or receivable from participants	2020-06-30	$0
Expenses. Other expenses not covered elsewhere	2020-06-30	$50
Contributions received from other sources (not participants or employers)	2020-06-30	$0
Other income received	2020-06-30	$-30,260
Noncash contributions received	2020-06-30	$0
Net income (gross income less expenses)	2020-06-30	$-48,320
Net plan assets at end of year (total assets less liabilities)	2020-06-30	$110,900
Net plan assets at beginning of year (total assets less liabilities)	2020-06-30	$159,220
Assets. Value of employer securities	2020-06-30	$110,867
Total contributions received or receivable from employer(s)	2020-06-30	$0
Value of certain deemed distributions of participant loans	2020-06-30	$0
Value of corrective distributions	2020-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-06-30	$0
2019 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-06-30	$0
Total plan liabilities at end of year	2019-06-30	$0
Total plan liabilities at beginning of year	2019-06-30	$0
Total income from all sources	2019-06-30	$-28,479
Expenses. Total of all expenses incurred	2019-06-30	$0
Benefits paid (including direct rollovers)	2019-06-30	$0
Total plan assets at end of year	2019-06-30	$159,220
Total plan assets at beginning of year	2019-06-30	$187,699
Value of fidelity bond covering the plan	2019-06-30	$100,000
Total contributions received or receivable from participants	2019-06-30	$0
Expenses. Other expenses not covered elsewhere	2019-06-30	$0
Contributions received from other sources (not participants or employers)	2019-06-30	$0
Other income received	2019-06-30	$-28,479
Noncash contributions received	2019-06-30	$0
Net income (gross income less expenses)	2019-06-30	$-28,479
Net plan assets at end of year (total assets less liabilities)	2019-06-30	$159,220
Net plan assets at beginning of year (total assets less liabilities)	2019-06-30	$187,699
Assets. Value of employer securities	2019-06-30	$141,131
Total contributions received or receivable from employer(s)	2019-06-30	$0
Value of certain deemed distributions of participant loans	2019-06-30	$0
Value of corrective distributions	2019-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-06-30	$0
2016 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-06-30	$62,101
Expenses. Total of all expenses incurred	2016-06-30	$27,857
Benefits paid (including direct rollovers)	2016-06-30	$2,000
Total plan assets at end of year	2016-06-30	$208,109
Total plan assets at beginning of year	2016-06-30	$173,865
Value of fidelity bond covering the plan	2016-06-30	$100,000
Total contributions received or receivable from participants	2016-06-30	$0
Contributions received from other sources (not participants or employers)	2016-06-30	$0
Other income received	2016-06-30	$62,101
Net income (gross income less expenses)	2016-06-30	$34,244
Net plan assets at end of year (total assets less liabilities)	2016-06-30	$208,109
Net plan assets at beginning of year (total assets less liabilities)	2016-06-30	$173,865
Assets. Value of participant loans	2016-06-30	$0
Assets. Value of employer securities	2016-06-30	$142,551
Total contributions received or receivable from employer(s)	2016-06-30	$0
Value of certain deemed distributions of participant loans	2016-06-30	$25,857
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
2015 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-06-30	$0
Total plan liabilities at end of year	2015-06-30	$0
Total plan liabilities at beginning of year	2015-06-30	$0
Total income from all sources	2015-06-30	$-11,941
Expenses. Total of all expenses incurred	2015-06-30	$0
Benefits paid (including direct rollovers)	2015-06-30	$0
Total plan assets at end of year	2015-06-30	$173,865
Total plan assets at beginning of year	2015-06-30	$185,806
Value of fidelity bond covering the plan	2015-06-30	$100,000
Total contributions received or receivable from participants	2015-06-30	$0
Expenses. Other expenses not covered elsewhere	2015-06-30	$0
Contributions received from other sources (not participants or employers)	2015-06-30	$0
Other income received	2015-06-30	$-11,941
Noncash contributions received	2015-06-30	$0
Net income (gross income less expenses)	2015-06-30	$-11,941
Net plan assets at end of year (total assets less liabilities)	2015-06-30	$173,865
Net plan assets at beginning of year (total assets less liabilities)	2015-06-30	$185,806
Assets. Value of participant loans	2015-06-30	$28,828
Assets. Value of employer securities	2015-06-30	$81,518
Total contributions received or receivable from employer(s)	2015-06-30	$0
Value of certain deemed distributions of participant loans	2015-06-30	$0
Value of corrective distributions	2015-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-06-30	$0
2014 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-06-30	$0
Total plan liabilities at beginning of year	2014-06-30	$0
Total income from all sources	2014-06-30	$63,181
Expenses. Total of all expenses incurred	2014-06-30	$0
Total plan assets at end of year	2014-06-30	$185,806
Total plan assets at beginning of year	2014-06-30	$122,625
Value of fidelity bond covering the plan	2014-06-30	$100,000
Other income received	2014-06-30	$63,181
Net income (gross income less expenses)	2014-06-30	$63,181
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$185,806
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$122,625
Assets. Value of participant loans	2014-06-30	$33,931
Assets. Value of employer securities	2014-06-30	$94,616
2013 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-06-30	$0
Total plan liabilities at end of year	2013-06-30	$0
Total plan liabilities at beginning of year	2013-06-30	$0
Total income from all sources	2013-06-30	$32,100
Expenses. Total of all expenses incurred	2013-06-30	$0
Benefits paid (including direct rollovers)	2013-06-30	$0
Total plan assets at end of year	2013-06-30	$144,472
Total plan assets at beginning of year	2013-06-30	$112,372
Value of fidelity bond covering the plan	2013-06-30	$100,000
Total contributions received or receivable from participants	2013-06-30	$0
Expenses. Other expenses not covered elsewhere	2013-06-30	$0
Contributions received from other sources (not participants or employers)	2013-06-30	$0
Other income received	2013-06-30	$32,100
Noncash contributions received	2013-06-30	$0
Net income (gross income less expenses)	2013-06-30	$32,100
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$144,472
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$112,372
Assets. Value of participant loans	2013-06-30	$40,000
Assets. Value of employer securities	2013-06-30	$32,100
Total contributions received or receivable from employer(s)	2013-06-30	$0
Value of certain deemed distributions of participant loans	2013-06-30	$0
Value of corrective distributions	2013-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$0
2012 : ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-06-30	$0
Total plan liabilities at end of year	2012-06-30	$0
Total plan liabilities at beginning of year	2012-06-30	$0
Total income from all sources	2012-06-30	$160,831
Expenses. Total of all expenses incurred	2012-06-30	$48,459
Benefits paid (including direct rollovers)	2012-06-30	$0
Total plan assets at end of year	2012-06-30	$112,372
Total plan assets at beginning of year	2012-06-30	$0
Total contributions received or receivable from participants	2012-06-30	$0
Expenses. Other expenses not covered elsewhere	2012-06-30	$0
Contributions received from other sources (not participants or employers)	2012-06-30	$210,285
Other income received	2012-06-30	$-49,454
Noncash contributions received	2012-06-30	$0
Net income (gross income less expenses)	2012-06-30	$112,372
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$112,372
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$0
Assets. Value of participant loans	2012-06-30	$0
Assets. Value of employer securities	2012-06-30	$0
Total contributions received or receivable from employer(s)	2012-06-30	$0
Value of certain deemed distributions of participant loans	2012-06-30	$48,459
Value of corrective distributions	2012-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-06-30	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0

Form 5500 Responses for ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN

2022: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2022 form 5500 responses
2022-07-01	Type of plan entity	Single employer plan
2022-07-01	Submission has been amended	No
2022-07-01	This submission is the final filing	No
2022-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-07-01	Plan is a collectively bargained plan	No
2022-07-01	Plan funding arrangement – Trust	Yes
2022-07-01	Plan benefit arrangement - Trust	Yes
2021: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2015: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	Yes
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: ALLIANCE CAPITAL INVESTMENT GROUP, INC. 401(K) PLAN 2011 form 5500 responses
2011-07-13	Type of plan entity	Single employer plan
2011-07-13	First time form 5500 has been submitted	Yes
2011-07-13	Submission has been amended	No
2011-07-13	This submission is the final filing	No
2011-07-13	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-07-13	Plan is a collectively bargained plan	No
2011-07-13	Plan funding arrangement – Trust	Yes
2011-07-13	Plan benefit arrangement - Trust	Yes

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Company Name:	ALLIANCE CAPITAL INVESTMENT GROUP,
Employer identification number (EIN):	452788059
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages