401k Plan data: ROSENTHAL & MARSH, LLP 401K PLAN plan

ROSENTHAL & MARSH, LLP 401K PLAN 401k Plan overview

Plan Name	ROSENTHAL & MARSH, LLP 401K PLAN
Plan identification number	001

ROSENTHAL & MARSH, LLP 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROSENTHAL & MARSH, LLP has sponsored the creation of one or more 401k plans.

Company Name: ROSENTHAL & MARSH, LLP

Employer identification number (EIN): 453147991

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROSENTHAL & MARSH, LLP 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 RICHARD M. ROSENTHAL 2023-06-07
001 2021-01-01 RICHARD M. ROSENTHAL 2022-03-28
001 2020-01-01 RICHARD M. ROSENTHAL 2021-02-11
001 2019-01-01 RICHARD M. ROSENTHAL 2020-03-16
001 2018-01-01 RICHARD M. ROSENTHAL 2019-02-25
001 2017-01-01 RICHARD M. ROSENTHAL 2018-04-30
001 2016-01-01 RICHARD M. ROSENTHAL 2017-03-06
001 2015-01-01 RICHARD M. ROSENTHAL 2016-02-25
001 2014-01-01 RICHARD M. ROSENTHAL 2015-03-18
001 2013-06-01 RICHARD M. ROSENTHAL
001 2012-06-01 RICHARD M. ROSENTHAL
001 2011-06-01 RICHARD M. ROSENTHAL

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	RICHARD M. ROSENTHAL	2023-06-07
001	2021-01-01	RICHARD M. ROSENTHAL	2022-03-28
001	2020-01-01	RICHARD M. ROSENTHAL	2021-02-11
001	2019-01-01	RICHARD M. ROSENTHAL	2020-03-16
001	2018-01-01	RICHARD M. ROSENTHAL	2019-02-25
001	2017-01-01	RICHARD M. ROSENTHAL	2018-04-30
001	2016-01-01	RICHARD M. ROSENTHAL	2017-03-06
001	2015-01-01	RICHARD M. ROSENTHAL	2016-02-25
001	2014-01-01	RICHARD M. ROSENTHAL	2015-03-18
001	2013-06-01	RICHARD M. ROSENTHAL
001	2012-06-01	RICHARD M. ROSENTHAL
001	2011-06-01	RICHARD M. ROSENTHAL

Plan Statistics for ROSENTHAL & MARSH, LLP 401K PLAN

401k plan membership statisitcs for ROSENTHAL & MARSH, LLP 401K PLAN

Measure Date Value
2013: ROSENTHAL & MARSH, LLP 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-06-01 10
Total number of active participants reported on line 7a of the Form 5500 2013-06-01 8
Number of retired or separated participants receiving benefits 2013-06-01 0
Number of other retired or separated participants entitled to future benefits 2013-06-01 2
Total of all active and inactive participants 2013-06-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-06-01 0
Total participants 2013-06-01 10
Number of participants with account balances 2013-06-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-06-01 0
2012: ROSENTHAL & MARSH, LLP 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-06-01 10
Total number of active participants reported on line 7a of the Form 5500 2012-06-01 7
Number of retired or separated participants receiving benefits 2012-06-01 0
Number of other retired or separated participants entitled to future benefits 2012-06-01 3
Total of all active and inactive participants 2012-06-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-06-01 0
Total participants 2012-06-01 10
Number of participants with account balances 2012-06-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-06-01 0
2011: ROSENTHAL & MARSH, LLP 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-06-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-06-01 7
Number of retired or separated participants receiving benefits 2011-06-01 0
Number of other retired or separated participants entitled to future benefits 2011-06-01 3
Total of all active and inactive participants 2011-06-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-06-01 0
Total participants 2011-06-01 10
Number of participants with account balances 2011-06-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-06-01 0

Measure	Date	Value
2013: ROSENTHAL & MARSH, LLP 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-06-01	10
Total number of active participants reported on line 7a of the Form 5500	2013-06-01	8
Number of retired or separated participants receiving benefits	2013-06-01	0
Number of other retired or separated participants entitled to future benefits	2013-06-01	2
Total of all active and inactive participants	2013-06-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-06-01	0
Total participants	2013-06-01	10
Number of participants with account balances	2013-06-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-06-01	0
2012: ROSENTHAL & MARSH, LLP 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-06-01	10
Total number of active participants reported on line 7a of the Form 5500	2012-06-01	7
Number of retired or separated participants receiving benefits	2012-06-01	0
Number of other retired or separated participants entitled to future benefits	2012-06-01	3
Total of all active and inactive participants	2012-06-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-06-01	0
Total participants	2012-06-01	10
Number of participants with account balances	2012-06-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-06-01	0
2011: ROSENTHAL & MARSH, LLP 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-06-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-06-01	7
Number of retired or separated participants receiving benefits	2011-06-01	0
Number of other retired or separated participants entitled to future benefits	2011-06-01	3
Total of all active and inactive participants	2011-06-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-06-01	0
Total participants	2011-06-01	10
Number of participants with account balances	2011-06-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-06-01	0

Financial Data on ROSENTHAL & MARSH, LLP 401K PLAN

Measure	Date	Value
2013 : ROSENTHAL & MARSH, LLP 401K PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$120,795
Expenses. Total of all expenses incurred	2013-12-31	$10,830
Benefits paid (including direct rollovers)	2013-12-31	$6,862
Total plan assets at end of year	2013-12-31	$987,484
Total plan assets at beginning of year	2013-12-31	$877,519
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$32,194
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$75,075
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$109,965
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$987,484
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$877,519
Total contributions received or receivable from employer(s)	2013-12-31	$13,526
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,968
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Transfers to/from the plan	2013-05-31	$0
Total plan liabilities at end of year	2013-05-31	$0
Total plan liabilities at beginning of year	2013-05-31	$0
Total income from all sources	2013-05-31	$241,628
Expenses. Total of all expenses incurred	2013-05-31	$4,198
Benefits paid (including direct rollovers)	2013-05-31	$0
Total plan assets at end of year	2013-05-31	$877,519
Total plan assets at beginning of year	2013-05-31	$640,089
Value of fidelity bond covering the plan	2013-05-31	$85,000
Total contributions received or receivable from participants	2013-05-31	$48,930
Expenses. Other expenses not covered elsewhere	2013-05-31	$0
Contributions received from other sources (not participants or employers)	2013-05-31	$0
Other income received	2013-05-31	$171,416
Noncash contributions received	2013-05-31	$0
Net income (gross income less expenses)	2013-05-31	$237,430
Net plan assets at end of year (total assets less liabilities)	2013-05-31	$877,519
Net plan assets at beginning of year (total assets less liabilities)	2013-05-31	$640,089
Assets. Value of participant loans	2013-05-31	$1,952
Assets. Value of assets in partnership/joint-venture interests	2013-05-31	$85,694
Total contributions received or receivable from employer(s)	2013-05-31	$21,282
Value of certain deemed distributions of participant loans	2013-05-31	$0
Value of corrective distributions	2013-05-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-05-31	$4,198
2012 : ROSENTHAL & MARSH, LLP 401K PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-05-31	$0
Total income from all sources	2012-05-31	$59,056
Expenses. Total of all expenses incurred	2012-05-31	$0
Benefits paid (including direct rollovers)	2012-05-31	$0
Total plan assets at end of year	2012-05-31	$640,089
Total plan assets at beginning of year	2012-05-31	$581,033
Value of fidelity bond covering the plan	2012-05-31	$75,000
Total contributions received or receivable from participants	2012-05-31	$51,550
Expenses. Other expenses not covered elsewhere	2012-05-31	$0
Contributions received from other sources (not participants or employers)	2012-05-31	$0
Other income received	2012-05-31	$-21,634
Noncash contributions received	2012-05-31	$0
Net income (gross income less expenses)	2012-05-31	$59,056
Net plan assets at end of year (total assets less liabilities)	2012-05-31	$640,089
Net plan assets at beginning of year (total assets less liabilities)	2012-05-31	$581,033
Assets. Value of participant loans	2012-05-31	$13,222
Assets. Value of assets in partnership/joint-venture interests	2012-05-31	$31,210
Total contributions received or receivable from employer(s)	2012-05-31	$29,140
Value of certain deemed distributions of participant loans	2012-05-31	$0
Value of corrective distributions	2012-05-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-05-31	$0

Form 5500 Responses for ROSENTHAL & MARSH, LLP 401K PLAN

2013: ROSENTHAL & MARSH, LLP 401K PLAN 2013 form 5500 responses
2013-06-01	Type of plan entity	Single employer plan
2013-06-01	Submission has been amended	No
2013-06-01	This submission is the final filing	No
2013-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-06-01	Plan is a collectively bargained plan	No
2013-06-01	Plan funding arrangement – Trust	Yes
2013-06-01	Plan benefit arrangement - Trust	Yes
2012: ROSENTHAL & MARSH, LLP 401K PLAN 2012 form 5500 responses
2012-06-01	Type of plan entity	Single employer plan
2012-06-01	Submission has been amended	No
2012-06-01	This submission is the final filing	No
2012-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-06-01	Plan is a collectively bargained plan	No
2012-06-01	Plan funding arrangement – Trust	Yes
2012-06-01	Plan benefit arrangement - Trust	Yes
2011: ROSENTHAL & MARSH, LLP 401K PLAN 2011 form 5500 responses
2011-06-01	Type of plan entity	Single employer plan
2011-06-01	Submission has been amended	No
2011-06-01	This submission is the final filing	No
2011-06-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-06-01	Plan is a collectively bargained plan	No
2011-06-01	Plan funding arrangement – Trust	Yes
2011-06-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ROSENTHAL & MARSH, LLP
Employer identification number (EIN):	453147991
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers