401k Plan data: 401(K) FREEDOM PLAN plan

401(K) FREEDOM PLAN 401k Plan overview

Plan Name	401(K) FREEDOM PLAN
Plan identification number	001

401(K) FREEDOM PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

401(K) FREEDOM, INC. has sponsored the creation of one or more 401k plans.

Company Name: 401(K) FREEDOM, INC.

Employer identification number (EIN): 454454161

NAIC Classification: 711410
NAIC Description: Agents and Managers for Artists, Athletes, Entertainers, and Other Public Figures

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) FREEDOM PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 ARY ROSENBAUM
001 2014-01-01 ARY ROSENBAUM
001 2013-01-01 ARY ROSENBAUM
001 2012-01-01 ARY ROSENBAUM 2013-09-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-01-01	ARY ROSENBAUM
001	2014-01-01	ARY ROSENBAUM
001	2013-01-01	ARY ROSENBAUM
001	2012-01-01	ARY ROSENBAUM	2013-09-27

Plan Statistics for 401(K) FREEDOM PLAN

401k plan membership statisitcs for 401(K) FREEDOM PLAN

Measure Date Value
2015: 401(K) FREEDOM PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 83
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 88
Number of participants with account balances 2015-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: 401(K) FREEDOM PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 273
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 130
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 72
Total of all active and inactive participants 2014-01-01 205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 205
Number of participants with account balances 2014-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 9
2013: 401(K) FREEDOM PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 232
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 217
Number of retired or separated participants receiving benefits 2013-01-01 9
Number of other retired or separated participants entitled to future benefits 2013-01-01 36
Total of all active and inactive participants 2013-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 262
Number of participants with account balances 2013-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5

Measure	Date	Value
2015: 401(K) FREEDOM PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	83
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	88
Number of participants with account balances	2015-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: 401(K) FREEDOM PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	273
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	130
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	72
Total of all active and inactive participants	2014-01-01	205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	205
Number of participants with account balances	2014-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	9
2013: 401(K) FREEDOM PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	232
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	217
Number of retired or separated participants receiving benefits	2013-01-01	9
Number of other retired or separated participants entitled to future benefits	2013-01-01	36
Total of all active and inactive participants	2013-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	262
Number of participants with account balances	2013-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5

Financial Data on 401(K) FREEDOM PLAN

Measure	Date	Value
2015 : 401(K) FREEDOM PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$757,910
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$15,978
Total income from all sources (including contributions)	2015-12-31	$158,783
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$527,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$483,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$186,898
Value of total assets at end of year	2015-12-31	$44,671
Value of total assets at beginning of year	2015-12-31	$1,187,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$44,173
Total interest from all sources	2015-12-31	$1,841
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$300,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$167,262
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$35,385
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$18,568
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$15,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-368,746
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$44,671
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,171,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$44,173
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$44,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,151,920
Interest on participant loans	2015-12-31	$1,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-29,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$483,356
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ALFRED J. LUTFY, CPA
Accountancy firm EIN	2015-12-31	463859555
2014 : 401(K) FREEDOM PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$15,978
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$426,745
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$508,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$471,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$399,220
Value of total assets at end of year	2014-12-31	$1,187,305
Value of total assets at beginning of year	2014-12-31	$1,252,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$36,582
Total interest from all sources	2014-12-31	$1,426
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$262,962
Participant contributions at end of year	2014-12-31	$35,385
Participant contributions at beginning of year	2014-12-31	$59,410
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$112,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$15,978
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-81,457
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,171,327
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,252,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$36,582
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,151,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,193,374
Interest on participant loans	2014-12-31	$1,426
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$26,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$23,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$471,620
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ALFRED J. LUTFY, CPA
Accountancy firm EIN	2014-12-31	463859555
2013 : 401(K) FREEDOM PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$712,497
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$192,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$167,314
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,991
Value of total corrective distributions	2013-12-31	$576
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$653,995
Value of total assets at end of year	2013-12-31	$1,252,784
Value of total assets at beginning of year	2013-12-31	$732,602
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,434
Total interest from all sources	2013-12-31	$2,525
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$14,495
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$343,209
Participant contributions at end of year	2013-12-31	$59,410
Participant contributions at beginning of year	2013-12-31	$7,321
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$296,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$520,182
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,252,784
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$732,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$2,703
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,193,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$725,281
Interest on participant loans	2013-12-31	$2,525
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$55,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$14,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$167,314
Contract administrator fees	2013-12-31	$1,236
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ALFRED J. LUTFY, CPA
Accountancy firm EIN	2013-12-31	463859555

Form 5500 Responses for 401(K) FREEDOM PLAN

2015: 401(K) FREEDOM PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: 401(K) FREEDOM PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: 401(K) FREEDOM PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

401(K) FREEDOM PLAN & TRUST [EIN = 276885389]

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Company Name:	401(K) FREEDOM, INC.
Employer identification number (EIN):	454454161
NAIC Classification:	711410
NAIC Description:	Agents and Managers for Artists, Athletes, Entertainers, and Other Public Figures