401k Plan data: RILEY & COMPANY, INC. PROFIT SHARING PLAN plan

RILEY & COMPANY, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	RILEY & COMPANY, INC. PROFIT SHARING PLAN
Plan identification number	001

RILEY & COMPANY, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RILEY & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: RILEY & COMPANY, INC.

Employer identification number (EIN): 460360358

NAIC Classification: 111900
NAIC Description: Other Crop Farming

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RILEY & COMPANY, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01 RON GRAFF 2017-07-07
001 2015-01-01
001 2014-01-01 RON GRAFF 2015-09-18
001 2013-01-01 RON GRAFF 2014-07-11
001 2012-01-01 RON GRAFF 2013-07-23 RON GRAFF 2013-07-23
001 2011-01-01 RON GRAFF 2012-07-10 RON GRAFF 2012-07-10
001 2010-01-01 RON GRAFF 2011-09-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01
001	2016-01-01	RON GRAFF	2017-07-07
001	2015-01-01
001	2014-01-01	RON GRAFF	2015-09-18
001	2013-01-01	RON GRAFF	2014-07-11
001	2012-01-01	RON GRAFF	2013-07-23	RON GRAFF	2013-07-23
001	2011-01-01	RON GRAFF	2012-07-10	RON GRAFF	2012-07-10
001	2010-01-01	RON GRAFF	2011-09-27

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Company Name:	RILEY & COMPANY, INC.
Employer identification number (EIN):	460360358
NAIC Classification:	111900
NAIC Description:	Other Crop Farming