401k Plan data: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN plan

DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN
Plan identification number	002

DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DAVIS & WARSHOW TRANSITION COMPANY INC. has sponsored the creation of one or more 401k plans.

Company Name: DAVIS & WARSHOW TRANSITION COMPANY INC.

Employer identification number (EIN): 460962184

NAIC Classification: 238220
NAIC Description: Plumbing, Heating, and Air-Conditioning Contractors

Additional information about DAVIS & WARSHOW TRANSITION COMPANY INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2012-08-06

Company Identification Number: 4279690

Legal Registered Office Address: 282 PORTO VECCHIO WAY
QUEENS
PALM BEACH GARDENS
United States of America (USA)
33418

More information about DAVIS & WARSHOW TRANSITION COMPANY INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 JOEL SANDBERG JOEL SANDBERG 2015-08-14
002 2013-01-01 JOEL SANDBERG JOEL SANDBERG 2014-10-15
002 2012-01-01 JOEL SANDBERG JOEL SANDBERG 2014-06-04

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	JOEL SANDBERG	JOEL SANDBERG	2015-08-14
002	2013-01-01	JOEL SANDBERG	JOEL SANDBERG	2014-10-15
002	2012-01-01	JOEL SANDBERG	JOEL SANDBERG	2014-06-04

Plan Statistics for DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN

Measure Date Value
2014: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 146
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 149
Number of participants with account balances 2013-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 146
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 150
Number of participants with account balances 2012-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2014: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	146
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	149
Number of participants with account balances	2013-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	146
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	150
Number of participants with account balances	2012-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2014 : DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-10-14	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-10-14	$0
Total unrealized appreciation/depreciation of assets	2014-10-14	$0
Total transfer of assets to this plan	2014-10-14	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-14	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-14	$0
Expenses. Interest paid	2014-10-14	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-10-14	$0
Total income from all sources (including contributions)	2014-10-14	$298,964
Total loss/gain on sale of assets	2014-10-14	$0
Total of all expenses incurred	2014-10-14	$8,412,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-14	$8,401,171
Expenses. Certain deemed distributions of participant loans	2014-10-14	$0
Value of total corrective distributions	2014-10-14	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-14	$0
Value of total assets at end of year	2014-10-14	$0
Value of total assets at beginning of year	2014-10-14	$8,113,294
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-14	$11,087
Total income from rents	2014-10-14	$0
Total interest from all sources	2014-10-14	$12,777
Total dividends received (eg from common stock, registered investment company shares)	2014-10-14	$7,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-14	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-10-14	$7,832
Administrative expenses professional fees incurred	2014-10-14	$0
Was this plan covered by a fidelity bond	2014-10-14	Yes
Value of fidelity bond cover	2014-10-14	$1,000,000
If this is an individual account plan, was there a blackout period	2014-10-14	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-14	$0
Were there any nonexempt tranactions with any party-in-interest	2014-10-14	No
Amount of non-exempt transactions with any party-in-interest	2014-10-14	$0
Contributions received from participants	2014-10-14	$0
Participant contributions at end of year	2014-10-14	$0
Participant contributions at beginning of year	2014-10-14	$105,224
Participant contributions at end of year	2014-10-14	$0
Participant contributions at beginning of year	2014-10-14	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-10-14	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-10-14	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-10-14	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-10-14	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-10-14	$0
Other income not declared elsewhere	2014-10-14	$231
Administrative expenses (other) incurred	2014-10-14	$0
Liabilities. Value of operating payables at beginning of year	2014-10-14	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-14	No
Income. Non cash contributions	2014-10-14	$0
Value of net income/loss	2014-10-14	$-8,113,294
Value of net assets at end of year (total assets less liabilities)	2014-10-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-10-14	$8,113,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-14	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2014-10-14	$0
Were any leases to which the plan was party in default or uncollectible	2014-10-14	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2014-10-14	$0
Investment advisory and management fees	2014-10-14	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-10-14	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-10-14	$6,784,201
Interest on participant loans	2014-10-14	$1,731
Income. Interest from loans (other than to participants)	2014-10-14	$0
Interest earned on other investments	2014-10-14	$11,046
Income. Interest from US Government securities	2014-10-14	$0
Income. Interest from corporate debt instruments	2014-10-14	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-10-14	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-10-14	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-10-14	$1,223,869
Expenses. Payments to insurance carriers foe the provision of benefits	2014-10-14	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-10-14	$278,124
Net investment gain/loss from pooled separate accounts	2014-10-14	$0
Net investment gain or loss from common/collective trusts	2014-10-14	$0
Net gain/loss from 103.12 investment entities	2014-10-14	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-14	No
Was there a failure to transmit to the plan any participant contributions	2014-10-14	No
Has the plan failed to provide any benefit when due under the plan	2014-10-14	No
Contributions received in cash from employer	2014-10-14	$0
Employer contributions (assets) at end of year	2014-10-14	$0
Employer contributions (assets) at beginning of year	2014-10-14	$0
Income. Dividends from preferred stock	2014-10-14	$0
Income. Dividends from common stock	2014-10-14	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-14	$8,401,171
Contract administrator fees	2014-10-14	$11,087
Liabilities. Value of benefit claims payable at beginning of year	2014-10-14	$0
Did the plan have assets held for investment	2014-10-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-14	Yes
Aggregate proceeds on sale of assets	2014-10-14	$0
Aggregate carrying amount (costs) on sale of assets	2014-10-14	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-10-14	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-14	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-14	Disclaimer
Accountancy firm name	2014-10-14	MARKS PANETH LLP
Accountancy firm EIN	2014-10-14	113518842
2013 : DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$50,811
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,238,689
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$243,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$232,726
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$8,113,294
Value of total assets at beginning of year	2013-12-31	$7,168,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,759
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$19,846
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$67,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$67,907
Administrative expenses professional fees incurred	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Amount of non-exempt transactions with any party-in-interest	2013-12-31	$0
Contributions received from participants	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$105,224
Participant contributions at beginning of year	2013-12-31	$136,382
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$50,811
Other income not declared elsewhere	2013-12-31	$1,723
Administrative expenses (other) incurred	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$995,204
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,113,294
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,118,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2013-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,784,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,678,927
Interest on participant loans	2013-12-31	$3,147
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$16,699
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,223,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,353,592
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,149,213
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$232,726
Contract administrator fees	2013-12-31	$10,759
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARKS PANETH
Accountancy firm EIN	2013-12-31	113518842
2012 : DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$50,811
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$37,198
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,169,217
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$712,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$702,321
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$2,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$422,049
Value of total assets at end of year	2012-12-31	$7,168,901
Value of total assets at beginning of year	2012-12-31	$6,698,626
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,147
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$32,209
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$81,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$81,821
Administrative expenses professional fees incurred	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Amount of non-exempt transactions with any party-in-interest	2012-12-31	$0
Contributions received from participants	2012-12-31	$421,956
Participant contributions at end of year	2012-12-31	$136,382
Participant contributions at beginning of year	2012-12-31	$177,160
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$93
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$50,811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$37,198
Other income not declared elsewhere	2012-12-31	$46
Administrative expenses (other) incurred	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$456,662
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,118,090
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,661,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2012-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,678,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,162,575
Interest on participant loans	2012-12-31	$6,332
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$25,877
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,353,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,358,891
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$633,092
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$702,321
Contract administrator fees	2012-12-31	$8,147
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Qualified
Accountancy firm name	2012-12-31	MARKS PANETH & SHRON LLP
Accountancy firm EIN	2012-12-31	113518842

Form 5500 Responses for DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN

2014: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DAVIS & WARSHOW, INC. 401(K) SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DAVIS & WARSHOW TRANSITION COMPANY INC.
Employer identification number (EIN):	460962184
NAIC Classification:	238220
NAIC Description:	Plumbing, Heating, and Air-Conditioning Contractors

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2012-08-06
Company Identification Number:	4279690
Legal Registered Office Address:	282 PORTO VECCHIO WAY QUEENS PALM BEACH GARDENS United States of America (USA) 33418