401k Plan data: SMITH & BAILEY DENTAL, LLC 401(K) PLAN plan

SMITH & BAILEY DENTAL, LLC 401(K) PLAN 401k Plan overview

Plan Name	SMITH & BAILEY DENTAL, LLC 401(K) PLAN
Plan identification number	001

SMITH & BAILEY DENTAL, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH & BAILEY DENTAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: SMITH & BAILEY DENTAL, LLC

Employer identification number (EIN): 461761803

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH & BAILEY DENTAL, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 FORREST L BAILEY
001 2017-01-01 FORREST L BAILEY
001 2016-01-01 FORREST L BAILEY
001 2015-01-01 FORREST L BAILEY

Plan Statistics for SMITH & BAILEY DENTAL, LLC 401(K) PLAN

401k plan membership statisitcs for SMITH & BAILEY DENTAL, LLC 401(K) PLAN

Measure Date Value
2022: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 14
Number of other retired or separated participants entitled to future benefits 2022-01-01 4
Total of all active and inactive participants 2022-01-01 18
Total participants 2022-01-01 18
Number of participants with account balances 2022-01-01 18
2021: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 15
Number of other retired or separated participants entitled to future benefits 2021-01-01 2
Total of all active and inactive participants 2021-01-01 17
Total participants 2021-01-01 17
Number of participants with account balances 2021-01-01 17
2020: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 16
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 17
Total participants 2020-01-01 17
Number of participants with account balances 2020-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 16
Number of other retired or separated participants entitled to future benefits 2019-01-01 1
Total of all active and inactive participants 2019-01-01 17
Total participants 2019-01-01 17
Number of participants with account balances 2019-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 12
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 13
Number of participants with account balances 2018-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 13
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 1
Total of all active and inactive participants 2017-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 14
Number of participants with account balances 2017-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 13
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 1
Total of all active and inactive participants 2016-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 14
Number of participants with account balances 2016-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 10
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 10
Number of participants with account balances 2015-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0

Measure	Date	Value
2022: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	14
Number of other retired or separated participants entitled to future benefits	2022-01-01	4
Total of all active and inactive participants	2022-01-01	18
Total participants	2022-01-01	18
Number of participants with account balances	2022-01-01	18
2021: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	15
Number of other retired or separated participants entitled to future benefits	2021-01-01	2
Total of all active and inactive participants	2021-01-01	17
Total participants	2021-01-01	17
Number of participants with account balances	2021-01-01	17
2020: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	16
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	17
Total participants	2020-01-01	17
Number of participants with account balances	2020-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	16
Number of other retired or separated participants entitled to future benefits	2019-01-01	1
Total of all active and inactive participants	2019-01-01	17
Total participants	2019-01-01	17
Number of participants with account balances	2019-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	12
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	13
Number of participants with account balances	2018-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	13
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	1
Total of all active and inactive participants	2017-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	14
Number of participants with account balances	2017-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	13
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	1
Total of all active and inactive participants	2016-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	14
Number of participants with account balances	2016-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	10
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	10
Number of participants with account balances	2015-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0

Financial Data on SMITH & BAILEY DENTAL, LLC 401(K) PLAN

Measure	Date	Value
2022 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-36,482
Expenses. Total of all expenses incurred	2022-12-31	$0
Total plan assets at end of year	2022-12-31	$1,013,686
Total plan assets at beginning of year	2022-12-31	$1,050,168
Value of fidelity bond covering the plan	2022-12-31	$100,000
Total contributions received or receivable from participants	2022-12-31	$90,935
Other income received	2022-12-31	$-201,954
Net income (gross income less expenses)	2022-12-31	$-36,482
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$1,013,686
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,050,168
Total contributions received or receivable from employer(s)	2022-12-31	$74,537
2021 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$294,791
Expenses. Total of all expenses incurred	2021-12-31	$31,336
Benefits paid (including direct rollovers)	2021-12-31	$31,286
Total plan assets at end of year	2021-12-31	$1,050,168
Total plan assets at beginning of year	2021-12-31	$786,713
Value of fidelity bond covering the plan	2021-12-31	$100,000
Total contributions received or receivable from participants	2021-12-31	$85,794
Expenses. Other expenses not covered elsewhere	2021-12-31	$50
Other income received	2021-12-31	$129,897
Net income (gross income less expenses)	2021-12-31	$263,455
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$1,050,168
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$786,713
Total contributions received or receivable from employer(s)	2021-12-31	$79,100
2020 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$225,636
Expenses. Total of all expenses incurred	2020-12-31	$85
Total plan assets at end of year	2020-12-31	$786,713
Total plan assets at beginning of year	2020-12-31	$561,162
Value of fidelity bond covering the plan	2020-12-31	$100,000
Total contributions received or receivable from participants	2020-12-31	$86,342
Expenses. Other expenses not covered elsewhere	2020-12-31	$85
Other income received	2020-12-31	$116,583
Net income (gross income less expenses)	2020-12-31	$225,551
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$786,713
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$561,162
Total contributions received or receivable from employer(s)	2020-12-31	$22,711
2019 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$11,044
Total income from all sources	2019-12-31	$200,520
Expenses. Total of all expenses incurred	2019-12-31	$7,611
Benefits paid (including direct rollovers)	2019-12-31	$7,206
Total plan assets at end of year	2019-12-31	$561,162
Total plan assets at beginning of year	2019-12-31	$357,209
Total contributions received or receivable from participants	2019-12-31	$85,009
Expenses. Other expenses not covered elsewhere	2019-12-31	$405
Other income received	2019-12-31	$90,304
Net income (gross income less expenses)	2019-12-31	$192,909
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$561,162
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$357,209
Total contributions received or receivable from employer(s)	2019-12-31	$25,207
2018 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$73,812
Expenses. Total of all expenses incurred	2018-12-31	$4,554
Benefits paid (including direct rollovers)	2018-12-31	$4,324
Total plan assets at end of year	2018-12-31	$357,209
Total plan assets at beginning of year	2018-12-31	$287,951
Total contributions received or receivable from participants	2018-12-31	$77,138
Expenses. Other expenses not covered elsewhere	2018-12-31	$230
Other income received	2018-12-31	$-25,917
Net income (gross income less expenses)	2018-12-31	$69,258
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$357,209
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$287,951
Total contributions received or receivable from employer(s)	2018-12-31	$22,591
2017 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$136,609
Expenses. Total of all expenses incurred	2017-12-31	$1,498
Benefits paid (including direct rollovers)	2017-12-31	$1,473
Total plan assets at end of year	2017-12-31	$287,951
Total plan assets at beginning of year	2017-12-31	$152,840
Total contributions received or receivable from participants	2017-12-31	$75,275
Expenses. Other expenses not covered elsewhere	2017-12-31	$25
Other income received	2017-12-31	$37,106
Net income (gross income less expenses)	2017-12-31	$135,111
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$287,951
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$152,840
Total contributions received or receivable from employer(s)	2017-12-31	$24,228
2016 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$105,566
Total plan assets at end of year	2016-12-31	$152,840
Total plan assets at beginning of year	2016-12-31	$47,274
Total contributions received or receivable from participants	2016-12-31	$77,000
Other income received	2016-12-31	$7,521
Net income (gross income less expenses)	2016-12-31	$105,566
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$152,840
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$47,274
Total contributions received or receivable from employer(s)	2016-12-31	$21,045
2015 : SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$47,726
Expenses. Total of all expenses incurred	2015-12-31	$452
Benefits paid (including direct rollovers)	2015-12-31	$427
Total plan assets at end of year	2015-12-31	$47,274
Total plan assets at beginning of year	2015-12-31	$0
Total contributions received or receivable from participants	2015-12-31	$34,024
Other income received	2015-12-31	$-209
Net income (gross income less expenses)	2015-12-31	$47,274
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$47,274
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$0
Total contributions received or receivable from employer(s)	2015-12-31	$13,911
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$25

Form 5500 Responses for SMITH & BAILEY DENTAL, LLC 401(K) PLAN

2022: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH & BAILEY DENTAL, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	First time form 5500 has been submitted	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SMITH & BAILEY DENTAL, LLC
Employer identification number (EIN):	461761803
NAIC Classification:	621210
NAIC Description:	Offices of Dentists