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NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 401k Plan overview

Plan NameNESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN
Plan identification number 004

NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

ALFASIGMA USA, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALFASIGMA USA, INC.
Employer identification number (EIN):462124512
NAIC Classification:424210
NAIC Description:Drugs and Druggists' Sundries Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042015-01-01NIKKI BURMEISTER
0042014-01-01NIKKI BURMEISTER
0042013-01-01JAMES HENDRY

Plan Statistics for NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN

401k plan membership statisitcs for NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN

Measure Date Value
2015: NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01548
Total number of active participants reported on line 7a of the Form 55002015-01-01350
Number of retired or separated participants receiving benefits2015-01-015
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01432
Number of participants with account balances2015-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0171
2014: NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01588
Total number of active participants reported on line 7a of the Form 55002014-01-01378
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01162
Total of all active and inactive participants2014-01-01542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01544
Number of participants with account balances2014-01-01544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01103
2013: NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01459
Total number of active participants reported on line 7a of the Form 55002013-01-01427
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01157
Total of all active and inactive participants2013-01-01584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01585
Number of participants with account balances2013-01-01584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0166

Financial Data on NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN

Measure Date Value
2015 : NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-487,852
Total unrealized appreciation/depreciation of assets2015-12-31$-487,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$416,326
Total income from all sources (including contributions)2015-12-31$2,293,746
Total loss/gain on sale of assets2015-12-31$1,973,248
Total of all expenses incurred2015-12-31$13,629,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,475,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$47,293,792
Value of total assets at beginning of year2015-12-31$59,045,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$154,143
Total interest from all sources2015-12-31$808,350
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$522,463
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$162,592
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$47,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-11,335,655
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,293,792
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$58,629,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$154,143
Income. Interest from US Government securities2015-12-31$122,931
Income. Interest from corporate debt instruments2015-12-31$684,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$260,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$696,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$696,458
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$479
Asset value of US Government securities at end of year2015-12-31$6,711,761
Asset value of US Government securities at beginning of year2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$58,103,131
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$246,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,475,258
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$40,159,207
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$368,876
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$59,707,503
Aggregate carrying amount (costs) on sale of assets2015-12-31$57,734,255
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2015-12-31581433845
2014 : NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$103,004
Total unrealized appreciation/depreciation of assets2014-12-31$103,004
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$416,326
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$973,812
Total loss/gain on sale of assets2014-12-31$-68,714
Total of all expenses incurred2014-12-31$5,449,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,401,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$246,184
Value of total assets at end of year2014-12-31$59,045,773
Value of total assets at beginning of year2014-12-31$63,104,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,450
Total interest from all sources2014-12-31$195
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,025,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$623,652
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$47,450
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-1,332,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-4,475,335
Value of net assets at end of year (total assets less liabilities)2014-12-31$58,629,447
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$63,104,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$47,450
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$696,458
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,150,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,150,359
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$58,103,131
Assets. Invements in employer securities at beginning of year2014-12-31$61,322,770
Contributions received in cash from employer2014-12-31$246,184
Employer contributions (assets) at end of year2014-12-31$246,184
Employer contributions (assets) at beginning of year2014-12-31$8,001
Income. Dividends from common stock2014-12-31$2,025,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,401,697
Liabilities. Value of benefit claims payable at end of year2014-12-31$368,876
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$3,246,381
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,315,095
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2014-12-31581433845
2013 : NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-130,730
Total unrealized appreciation/depreciation of assets2013-12-31$-130,730
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$25,495,955
Expenses. Interest paid2013-12-31$214,965
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$214,965
Total income from all sources (including contributions)2013-12-31$36,050,186
Total loss/gain on sale of assets2013-12-31$8,680,062
Total of all expenses incurred2013-12-31$222,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,054,879
Value of total assets at end of year2013-12-31$63,104,782
Value of total assets at beginning of year2013-12-31$52,773,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,922
Total interest from all sources2013-12-31$70
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,781,862
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$623,652
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$39,599
Other income not declared elsewhere2013-12-31$24,664,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$35,827,299
Value of net assets at end of year (total assets less liabilities)2013-12-31$63,104,782
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$27,277,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,150,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$70
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$61,322,770
Assets. Invements in employer securities at beginning of year2013-12-31$52,773,438
Contributions received in cash from employer2013-12-31$1,054,879
Employer contributions (assets) at end of year2013-12-31$8,001
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from common stock2013-12-31$1,781,862
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$61,453,500
Aggregate carrying amount (costs) on sale of assets2013-12-31$52,773,438
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$25,456,356
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31RIGBY FINANCIAL GROUP
Accountancy firm EIN2013-12-31721386696

Form 5500 Responses for NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN

2015: NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NESTLE HEALTH SCIENCE-PAMLAB, INC. STOCK BONUS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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